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Moore v. Office of Open Records

Commonwealth Court of Pennsylvania
Mar 25, 2010
992 A.2d 907 (Pa. Cmmw. Ct. 2010)

Summary

holding that both sworn and unsworn affidavits stating that the requested record did not exist were sufficient to carry the agency's burden of demonstrating the non-existence of the record in question

Summary of this case from Campbell v. Pa. Interscholastic Athletic Ass'n

Opinion

No. 1638 C.D. 2009.

Submitted on Briefs February 26, 2010.

Decided March 25, 2010.

Michael Moore, petitioner, pro se.

Corinna V. Wilson, Chief Counsel, Harrisburg, for respondent.

Maria G. Macus-Bryan, Asst. Counsel and Suzanne N. Hueston, Chief Counsel, Camp Hill, for intervenor, Pennsylvania Department of Corrections.

BEFORE: PELLEGRINI, Judge, and BUTLER, Judge, and KELLEY, Senior Judge.


Michael Moore (Moore) petitions pro se for review of a final determination of the Office of Open Records (OOR) granting in part and denying in part his request for records held by the Pennsylvania Department of Corrections (Department). Discerning no error in the OOR's decision, we affirm.

Moore is an inmate currently incarcerated at the State Correctional Institute at Dallas. On May 12, 2009, he filed a right-to-know request with the Department pursuant to the Right-to-Know Law (RTKL) seeking copies of his "Order of Commitment" and "Judgment of Sentence." When an Agency Open Records Officer (AORO) receives a right-to-know request, he or she must first determine whether the information requested falls within the RTKL's definition of "record," which is:

Act of February 14, 2008, P.L. 6, 65 P.S. §§ 67.101-67.3104. The new RTKL repealed the former Right-to-Know Law, Act of June 21, 1957, P.L. 390, as amended, formerly 65 P.S. §§ 66.1-66.4.

Information, regardless of physical form or characteristics, that documents a transaction or activity of an agency and that is created, received or retained pursuant to law or in connection with a transaction, business or activity of the agency. The term includes a document, paper, letter, map, book, tape, photograph, film or sound recording, information stored or maintained electronically and a data-processed or image-processed document.

Section 102 of the Law, 65 P.S. § 67.102. If the information requested is indeed a record and is in the possession of a Commonwealth agency, it must be made accessible for inspection and duplication unless the record is protected by a privilege, exempt under Section 708 of the RTKL, or exempt from disclosure under other law or court order. Section 305(a) of the Law, 65 P.S. § 67.305(a).

The Department's AORO determined that Moore's "Order of Commitment" was a record in the Department's possession, granted Moore's request in part and provided him with a copy of the record free of charge. However, citing to 65 P.S. § 67.705, the AORO denied Moore's request for a copy of his "Judgment of Sentence" on the grounds that the record "does not currently exist" and that the agency was not required to create a record.

Section 705 of the Law, 65 P.S. § 67.705 provides: "[w]hen responding to a request for access, an agency shall not be required to create a record which does not currently exist or to compile, maintain, format or organize a record in a manner in which the agency does not currently compile, maintain, format or organize the record."

Moore appealed to the OOR claiming that the Department's use of the phrase "does not currently exist" indicated to him that at one point the record did exist and that the Department was required to provide him with a copy of the record. The Department provided the OOR with both an unsworn attestation made subject to the penalty of perjury and a notarized Affidavit of Nonexistence of Record swearing to the non-existence of the "Judgment of Sentence" within the Department's possession. The OOR determined that through submission of these documents, the Department demonstrated that the requested record does not currently exist and that the Department had satisfied its responsibilities under the RTKL. The OOR issued a final determination on July 14, 2009, denying Moore's appeal. Moore now appeals the OOR's final determination to this Court, and the Department appears as Intervenor.

The unsworn attestation was made by the employee who personally searched the Department's files for any records which would be responsive to Moore's request. The notarized affidavit was made by Andrew Filkosky, the Department's AORO.

Under Section 1102 of the RTKL, a requester and the assigned open records officer are permitted "to submit documents in support of their positions" and "[t]he appeals officer may admit into evidence testimony, evidence and documents that the appeals officer believes to be reasonably probative and relevant to an issue in dispute." 65 P.S. §§ 67.1102(a)(1) and (2). The attestation and affidavit of non-existence were certainly probative and relevant to the issue of the existence of Moore's judgment of sentence.

In the recently decided case, Bowling v. Office of Open Records, 990 A.2d 813 (Pa.Cmwlth. 2010), this Court examined for the firs I time what our standard and scope of review should be when reviewing orders of the OOR. We determined that for our standard of review, "a reviewing court, in its appellate jurisdiction, independently reviews the OOR's orders and may substitute its own findings of fact for that of the agency." Bowling, 990 A.2d at 818. As for the appropriate scope of review, we determined "that a court reviewing an appeal from an OOR hearing officer is entitled to the broadest scope of review." Bowling, 990 A.2d at 820.

Moore's sole argument on appeal is that the Department's statement that a judgment of sentence does not currently exist leads him to believe that such a record must have existed at some time and, therefore, either the Department or the OOR has a duty to produce the record under the RTKL. However, Moore misinterprets the statutory language, specifically, the use of the word "currently" as used in Section 705 of the RTKL, stating that "an agency shall not be required to create a record which does not currently exist." 65 P.S. § 67.705. Under this provision, whether or not a judgment of sentence existed at some point in time is not the proper standard — the standard is whether such a record is in existence and in possession of the Commonwealth agency at the time of the right-to-know request. The Department searched its records and submitted both sworn and unsworn affidavits that it was not in possession of Moore's judgment of sentence — that such a record does not currently exist. These statements are enough to satisfy the Department's burden of demonstrating the non-existence of the record in question, and obviously the Department cannot grant access to a record that does not exist. Because under the current RTKL the Department cannot be made to create a record which does not exist, the OOR properly denied Moore's appeal.

While decided under the previous RTKL, our decision in Bargeron v. Unemployment Compensation Board of Review, 720 A.2d 500 (Pa.Cmwlth. 1998), is instructive on this matter.

Moore also attempts to raise a due process challenge to his continued confinement. According to Moore, if the record does not exist, then his confinement is invalid because it is illegal for the Department to hold him without a signed judgment of sentence. However, an appeal from an OOR order denying Moore's request for access to a public record is not the proper forum to challenge the constitutionality of his continued incarceration.

In support of this position, Moore refers in his brief to 42 Pa.C.S. § 9764(a)(8), which states that "[u]pon commitment of an inmate to the custody of the Department of Corrections, the sheriff or transporting official shall provide to the institution's records officer or duty officer . . . [a] copy of the sentencing order and any detainers filed against the inmate which the county has notice."

Accordingly, the final determination of the OOR is affirmed.

ORDER

AND NOW, this 25th day of March, 2010, the final determination of the Office of Open Records, dated July 14, 2009, is hereby affirmed.


Summaries of

Moore v. Office of Open Records

Commonwealth Court of Pennsylvania
Mar 25, 2010
992 A.2d 907 (Pa. Cmmw. Ct. 2010)

holding that both sworn and unsworn affidavits stating that the requested record did not exist were sufficient to carry the agency's burden of demonstrating the non-existence of the record in question

Summary of this case from Campbell v. Pa. Interscholastic Athletic Ass'n

holding that an agency's submission of sworn and unsworn affidavits was sufficient to prove the nonexistence of a record

Summary of this case from Thomas v. Pa. Bd. of Prob. & Parole

holding that submission of both sworn and unsworn affidavits attesting that an agency was not in possession of a requested record was sufficient to satisfy an agency's burden that the record did not currently exist

Summary of this case from Thomas v. Pa. Bd. of Prob. & Parole

holding that submission by an agency of "both sworn and unsworn affidavits that it was not in possession of the [requested record and] that such a record [did] not . . . exist" was "enough to satisfy [its] burden of demonstrating the non-existence of the record in question," reasoning that "obviously [an agency] cannot grant access to a record that does not exist"

Summary of this case from Equity Forward v. Dep't of Human Servs.

holding that the Department was not required to create a record that did not exist in order to satisfy a RTKL request

Summary of this case from Reese v. Dep't of Corrs.

holding that the Department was not required to create a record that did not exist in order to satisfy a RTKL request

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holding that the Department was not required to create a record that did not exist in order to satisfy a RTKL request

Summary of this case from Fortune v. Dep't of Corrs.

holding that the statements contained in an unsworn attestation and an Affidavit of Nonexistence of Record "are enough to satisfy the Department's burden of demonstrating the non-existence of the record in question, and obviously the Department cannot grant access to a record that does not exist."

Summary of this case from Franklin v. Pa. Bd. of Prob. & Parole

finding that an unsworn attestation and a notarized affidavit swearing to the non-existence of a record were enough to satisfy the department's burden of demonstrating the record's non-existence

Summary of this case from Logan v. Dep't of Corr.

finding that an unsworn attestation and a notarized affidavit swearing to the non-existence of a record were enough to satisfy the department's burden of demonstrating the record's non-existence

Summary of this case from Wilkins v. Kane

finding that an unsworn attestation and a notarized affidavit swearing to the non-existence of a record were enough to satisfy the department's burden of demonstrating the record's non-existence

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affirming the OOR's denial of requester's appeal, where the Department submitted both sworn and unsworn affidavits attesting that it was not in possession of the requested record and that such a record did not exist; the affidavits were "enough to satisfy the Department's burden of demonstrating the non-existence of the record in question," as "the Department [could not] be made to create a record which [did] not exist"

Summary of this case from Wishnefsky v. Pa. Dep't of Corr.

In Moore, the Department of Corrections denied a request for a requester's judgment of sentence on the grounds that the record did not exist and, therefore, the agency was not required to create it.

Summary of this case from Hahn v. Wilmington Twp.

In Moore, "[t]he [d]epartment searched its records and submitted both sworn and unsworn affidavits that it was not in possession of Moore's [documents]-that such a record does not currently exist." Id.

Summary of this case from Sharif v. Dep't of State (Office of Open Records)

explaining that the standard is whether the requested record is in existence and in the possession of the Commonwealth agency at the time of the request

Summary of this case from Collazo v. Pa. Gaming Control Bd.

stating that an agency may submit an affidavit to satisfy its burden of proof

Summary of this case from Collazo v. Pa. Gaming Control Bd.

In Moore v. Office of Open Records, 992 A.2d 907 (Pa. Cmwlth. 2010), we examined the Department's obligations under the Right-to-Know Law when the Department contends that an inmate's sentencing order "does not currently exist" in the Department's possession, custody, or control. Moore, 992 A.2d at 909 (emphasis in original).

Summary of this case from Saunders v. Dep't of Corr.

In Moore, however, this Court held that, in those circumstances, an affidavit is sufficient to establish the nonexistence of the record, and the Department cannot be made to grant access to or create a record that does not exist. Our reasoning in Moore undercuts any argument that an agency's burden is different or that a requestor is entitled to a presumption simply because a record likely existed at a prior point in time.

Summary of this case from Saunders v. Dep't of Corr.

In Moore v. Office of Open Records, 992 A.2d 907 (Pa. Cmwlth. 2010), Michael Moore, like Petitioner an inmate confined in the State Correctional Institution at Dallas (SCI-Dallas), appealed to this Court from a final determination issued by OOR that concluded the Department was not required to take further action on Mr. Moore's request because the Department had demonstrated that a record of Mr. Moore's "Judgement of Sentence," did not exist in its possession, custody or control.

Summary of this case from Ball v. Pa. Dep't of Corrs.

In Moore, this Court held that "an appeal from an OOR order denying [an inmate's ] request for access to a public record is not the proper forum to challenge the constitutionality of his continued incarceration."

Summary of this case from Morrison v. Dep't of Corrs.

In Moore v. Office of Open Records, 992 A.2d 907 (Pa.Cmwlth.2010), the requester sought a copy of his judgment of sentence from the Department of Corrections (Department).

Summary of this case from Paint Twp. v. Clark

In Moore v. Office of Open Records, 992 A.2d 907 (Pa. Cmwlth. 2010), this Court considered a similar request by an inmate (Moore) filed with the Department for a judgment of sentence and the Department's denial of the request.

Summary of this case from Taylor v. Dep't of Corr.

In Moore, the petitioner requested, inter alia, a copy of his sentencing order under the RTKL, which the Department's ORO denied because that record did "not currently exist" and it "was not required to create a record."

Summary of this case from Quarles v. Dep't of Corr.

In Moore v. Office of Open Records, 992 A.2d 907 (Pa.Cmwlth.2010), this Court considered a similar request by an inmate (Moore) to DOC for a judgment of sentence and DOC's denial of the request.

Summary of this case from Sturgis v. Dep't of Corr.

In Moore v. Office of Open Records, 992 A.2d 907 (Pa.Cmwlth.2010), the requester sought a copy of his judgment of sentence from the Department of Corrections (Department).

Summary of this case from Paint Twp. v. Clark
Case details for

Moore v. Office of Open Records

Case Details

Full title:Michael MOORE, Petitioner v. OFFICE OF OPEN RECORDS, Respondent

Court:Commonwealth Court of Pennsylvania

Date published: Mar 25, 2010

Citations

992 A.2d 907 (Pa. Cmmw. Ct. 2010)

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