Browse as ListSearch Within- Section 409.800 - Definitions
- Section 409.803 - Prohibited contracts - exemptions
- Section 409.806 - Exempt transaction - rules, generally, this chapter, procedure
- Section 409.808 - Commodity merchants - license required, boards of trade - designation required
- Section 409.810 - Prohibited acts
- Section 409.813 - Principals, agents, joint and several liability - when
- Section 409.816 - Applicability of other laws
- Section 409.818 - Intent of law
- Section 409.820 - Investigations by commissioner, subpoena powers - judicial enforcement
- Section 409.823 - Violations - powers of commissioner
- Section 409.826 - Violations of domestic or foreign laws, rules - legal and equitable remedies
- Section 409.828 - Penalties
- Section 409.830 - Insiders - restricted use of information, data to be public, exceptions
- Section 409.833 - Cooperation with other jurisdictions, agencies
- Section 409.836 - General authority of commissioner
- Section 409.838 - Service of process, appointment of commissioner as agent for service
- Section 409.840 - Application of sections 409.803, 409.808, 409.810, offers to sell, buy - where deemed made
- Section 409.843 - Administrative procedure, notice of intent, summary order, notice, hearing
- Section 409.846 - Judicial review of commissioner's orders - procedure - standard of review
- Section 409.848 - Exemptions - burden of proof
- Section 409.850 - Broker-dealers, sales representatives - applications for licenses - fees
- Section 409.853 - Examinations
- Section 409.856 - Licenses - effective date - expiration - classification, sales representatives - restrictions - exceptions
- Section 409.858 - Annual report, records - amendment, broker - dealers - capital requirements - fidelity bonds - financial reports
- Section 409.860 - Records - examination without notice - fees
- Section 409.863 - Licenses - denial, suspension, revocation, limitations, cancellation - grounds