Current through the 2024 Regular Session
Section 75-71-310 - Filing fees(a)Required fees for notice filing for federal covered securities under Section 18(b)(2). The initial filing fee for a notice filing with respect to a federal covered security described in subsection (a) of Section 75-71-302 is One Thousand Dollars ($1,000.00).(b)Required fees for notice filings for federal covered securities. The filing fee for a notice filing with respect to a security that is a federal covered security described in Section 75-71-302(c) and (e) is Three Hundred Dollars ($300.00). The fee for a late filing, which is an additional fee, is one percent (1%) of the dollar amount of the offering sold in the state up to a maximum of Five Thousand Dollars ($5,000.00).(c)Required fees for securities registration filings under Section 75-71-305. The filing fee for a registration statement under Section 75-71-305 is One Thousand Dollars ($1,000.00).(d)Renewals. The fee for any renewal required under this chapter or rule of the administrator is Three Hundred Dollars ($300.00).(e)Termination or Withdrawal. The fee for filing a notification of completion, termination, or withdrawal of an offering required under this chapter or rule of the administrator if Fifty Dollars ($50.00). Laws, 2009, ch. 528, § 1, eff. 1/1/2010.Amended by Laws, 2020, ch. 360, HB 1440,§ 2, eff. 7/1/2020.Amended by Laws, 2016, ch. 321, SB 2200, 2, eff. 7/1/2016.