Statutes, codes, and regulations
Kentucky Revised Statutes
Title 40 - CRIMES AND PUNISHMENTS
Chapter 434 - OFFENSES AGAINST PROPERTY BY FRAUD
Section 434.330 - Broker not to pledge or dispose of customer's securities without customer's consent

Ky. Rev. Stat. § 434.330

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Current through 2024 Ky. Acts ch. 225
Section 434.330 - Broker not to pledge or dispose of customer's securities without customer's consent

Any broker who has in his possession any money, stocks, bonds, securities, or other things of value belonging to a customer, without having any lien on them or any special property in them, and pledges them or disposes of them without the customer's consent, shall be guilty of a Class D felony.

KRS 434.330

Effective:7/14/1992
Amended 1992 Ky. Acts ch. 463, sec. 49, effective7/14/1992 --Recodified 1942 Ky. Acts ch. 208, sec. 1, effective 10/1/1942, from Ky. Stat. sec. 1376kk-2.