Ind. Code § 23-17-32-1

Current through P.L. 171-2024

Section 23-17-32-1 - Application of chapter

This chapter does not apply to:

(1) a national securities association that is registered:

(A) under Section 15(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78o-3); and

(B) in accordance with any regulations adopted under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.); or

(2) any information a national securities association described in subdivision (1) provides to the secretary of state under IC 23-19 or under rules adopted or orders issued under IC 23-19.

IC 23-17-32-1

Added by P.L. 221-2023,SEC. 2, eff. 7/1/2023.