D.C. Code § 31-5603.01

Current through codified legislation effective September 18, 2024
Section 31-5603.01 - Registration requirement

No person shall offer or sell a security in the District unless the security is registered under this chapter, the security or transaction is exempt under § 31-5604.01 or § 31-5604.02, or the security is a federal covered security.

D.C. Code § 31-5603.01

Oct. 26, 2000, D.C. Law 13-203, § 301, 47 DCR 7837.

Section 806 of D.C. Law 13-203 provided: "Titles III and IV shall apply as of June 1, 2001."