Browse as ListSearch Within- Section 820 - Interpretation of terms
- Section 821 - Security defined
- Section 821.5 - Instrument specified as securities
- Section 822 - Sale or sell defined
- Section 823 - Privilege to convert security not sale; right to subscribe to another security not sale
- Section 824 - Broker defined
- Section 825 - Agent defined
- Section 826 - Insurer defined
- Section 827 - Permit authorizing sale required
- Section 827.3 - Transactions exempt from section 827
- Section 827.5 - Transactions exempt from section 826(a), (c), (d) and (f)
- Section 827.6 - Exemption of offer or sale of voting common stock by insurer
- Section 827.7 - Commissioner authorized to issue subscription and preorganization permits
- Section 827.8 - Exemption of offer or sale of voting common or preferred stock of and by foreign or alien insurer to property or casualty broker-agents
- Section 828 - Authorizing permit required to issue advertisement or prospectus concerning security
- Section 829 - Name subscribe to advertisement or writing concerning security
- Section 830 - Notice that advertisement or writing contains false or misleading statement
- Section 831 - Void securities
- Section 831.1 - Validity of home protection company securities issued prior to December 31, 1978
- Section 832 - Sale in violation of article or not in conformity with permit; use of proceeds for other than specified purposes
- Section 833 - Acts in nonconformity with permit; false statements or representations; proceeds applied contrary to permit
- Section 834 - Verification of permit, filing, information required
- Section 835 - Applicant partnership, unincorporated association or joint stock company
- Section 836 - Applicant corporation
- Section 837 - Applicant foreign corporation or association
- Section 838 - Examination upon filing of application
- Section 838.5 - Approval of terms and conditions of issuance and exchange
- Section 839 - Findings required for issuance
- Section 839.1 - Denial of permit
- Section 839.5 - Expenses of organization exceed amount paid for capital stock
- Section 840 - Conditions prescribed in permit
- Section 841 - Recitation in permit
- Section 842 - Deposit in escrow of securities and impoundment of proceeds
- Section 843 - Power to amend, alter, revoke or suspend permit; rules and regulations
- Section 844 - Report filed by insurer
- Section 845 - Sales of securities of insurer's own issue; as agent for insurer; as broker or agent for broker
- Section 845.5 - Expiration of certificate required by section 845
- Section 846 - Application for certificate
- Section 847 - Bond filed with application for broker's certificate
- Section 850 - Applicant foreign corporation or association
- Section 851 - Examination of application, issuance
- Section 852 - Suspension or revocation of certificate
- Section 853 - Statements filed by brokers
- Section 854 - Objection that sale unfair, unjust or inequitable to purchaser
- Section 855 - Public inspection of writings filed with commissioner
- Section 856 - Making public information concerning insurer or securities purchased or sold
- Section 857 - Permit filing fees
- Section 859 - Certificate filing fees
- Section 860 - No fees charged for copies furnished public officers for use in official capacity