Utah Admin. Code 590-68-22

Current through Bulletin 2024-19, October 1, 2024
Section R590-68-22 - Exemption of Certain Securities From Subsection 31A-5-303(3)

A security is exempt from Subsection 31A-5-303(3) if necessary for the execution by a broker of an order for an account in which the broker has no direct or indirect interest.

Utah Admin. Code R590-68-22

Adopted by Utah State Bulletin Number 2023-12, effective 6/9/2023