Utah Admin. Code 162-2f-401d

Current through Bulletin No. 2024-21, November 1, 2024
Section R162-2f-401d - School and Provider Conduct
(1) Affirmative duties. A school's owners and directors shall:
(a) within 15 days after the occurrence of any material change in the information provided to the division under Subsection R162-2f-206a(2)(a), give the division written notice of that change;
(b)
(i) provide instructors of prelicensing courses with the state-approved course outline; and
(ii) ensure that any prelicensing course adheres to the topics mandated in the state-approved course outline;
(c) ensure that each instructor complies with Section R162-2f-401e.
(d) before accepting payment from a prospective student for a prelicensing education course:
(i) provide the criminal history disclosure statement described in Subsection R162-2f-206a(3)(d);
(ii) obtain the student's signature on the criminal history disclosure; and
(iii) have the enrollee verify that an education waiver has not been obtained from the division;
(e)
(i) retain signed criminal history disclosures for a minimum of three years from the date of course completion; and
(ii) make the signed criminal history disclosures available for inspection by the division upon request;
(f) maintain for a minimum of three years after enrollment:
(i) the registration record of each student;
(ii) the attendance record of each student; and
(iii) any other prescribed information regarding the offering, including exam results, if any;
(g) ensure that course topics are taught only by:
(i) certified instructors; or
(ii) guest lecturers;
(h)
(i) limit the use of approved guest lecturers to a total of 20% of the instructional hours per approved course; and
(ii) before using a guest lecturer to teach a portion of a course, document for the division the professional qualifications of the guest lecturer;
(i) furnish to the division an updated roster of the school's approved instructors and guest lecturers each time there is a change;
(j) within ten days of teaching a course, upload course completion information for any student who:
(i) successfully completes the course; and
(ii) provides an accurate name or license number within seven business days of attending the course;
(k) substantiate, upon request by the division, any claims made in advertising; and
(1) include in all advertising materials the continuing education course certification number issued by the division.
(2) Prohibited conduct. A provider may not:
(a) award continuing education credit for a course that has not been certified by the division before its being taught;
(b) award continuing education credit to any student who fails to:
(i) attend a minimum of 90% of the required class time; or
(ii) pass a prelicense course final examination;
(c) accept a student for a reduced number of hours without first having a written statement from the division defining the exact number of hours the student must complete;
(d) allow a student to challenge by examination any course or part of a course in lieu of attendance;
(e) allow a course approved for traditional education to be:
(i) taught in a private residence; or
(ii) completed through home study;
(f) make a misrepresentation about a competing school or continuing education provider including a misrepresentation regarding personnel, a course of instruction, or a business practice;
(g) disseminate advertisements or public notices that are false or disparage the dignity and integrity of the real estate profession;
(h) make false or disparaging remarks about a competitor's services or methods of operation;
(i) attempt by any means to obtain or use the questions on the prelicensing examinations unless the questions have been dropped from the current exam bank;
(j) give valuable consideration to a real estate brokerage or licensee for referring students to the school;
(k) accept valuable consideration from a real estate brokerage or licensee for referring students to the brokerage;
(l) allow real estate brokerages to solicit for agents at the school during class time, including the student break time;
(m) obligate or require students to attend any event in which a brokerage solicits for agents;
(n) award more than eight credit hours per day per student;
(o) advertise or market a continuing education course that has not been:
(i) approved by the division; and
(ii) issued a current continuing education course certification number; or
(p) advertise, market, or promote a continuing education course with language indicating that division certification is pending or otherwise forthcoming.

Utah Admin. Code R162-2f-401d

Amended by Utah State Bulletin Number 2019-4, effective 1/23/2019
Amended by Utah State Bulletin Number 2022-11, effective 5/25/2022