7 Tex. Admin. Code § 113.10

Current through Reg. 49, No. 45; November 8, 2024

Section 113.10 - Sales Reports

All registrants must prepare and forward to the securities commissioner annual reports showing the amount of securities which have been sold in Texas, the consideration received therefor, and the amount of unsold securities authorized to be sold in Texas. Upon completion of all offerings of securities registered in Texas, a final sales report must be filed with the securities commissioner showing the total aggregate amount of securities sold by a registrant and the total consideration received therefor.

The provisions of this §113.10 adopted to be effective April 15, 1980, 5 TexReg 1285; amended to be effective January 7, 1985, 9 TexReg 6473.