7 Tex. Admin. Code § 104.2

Current through Reg. 49, No. 45; November 8, 2024

Section 104.2 - Purpose

Sections 104.2- 104.6 of this title (relating to Purpose, Definition of Days, Registration of Securities--Review of Applications, Registration of Dealers and Investment Advisers--Review of Applications, and Exceeding the Time Periods, respectively) are intended to implement the provisions of Texas Government Code, Chapter 2005. They are not intended to supersede any substantive requirement of the Texas Securities Act or Board rules. If a provision under one of these sections would cause such a conflict, the provision will not be given effect under the particular circumstances giving rise to the conflict.

The provisions of this §104.2 adopted to be effective May 17, 1988, 13 TexReg 2160; amended to be effective March 14, 1999, 24 TexReg 1769; amended to be effective August 10, 2003, 28 TexReg 5991; Amended by Texas Register, Volume 48, Number 26, June 30, 2023, TexReg 3497, eff. 7/6/2023