Section 16.03.10.513 - ADULT DEVELOPMENTAL DISABILITY SERVICES PRIOR AUTHORIZATION: PLAN OF SERVICEIn collaboration with the participant, the Department will assure that the participant has one (1) plan of service that is based on the individualized participant budget referred to in Section 514 of these rules and must identify all services and supports. Participants may develop their own plan or designate a paid or non-paid plan developer. In developing the plan of service, the plan developer and the participant must identify services and supports available outside of Medicaid-funded services that can help the participant meet desired goals. Authorized services must be delivered by providers who are selected by the participant.
01.Qualifications of a Paid Plan Developer. Neither a provider of direct service to the participant nor the assessor may be chosen to be the paid plan developer. Family members and all others who wish to be paid for plan development must be employed as a service coordinator as defined in Sections 729 through 732 of these rules.02.Plan Development. All participants must direct the development of their service plan through a person-centered planning process. Individuals invited to participate in the person-centered planning process will be identified by the participant and may include family members, guardian, or individuals who are significant to the participant. In developing the plan of service, the plan developer and participant must identify any services and supports available outside of Medicaid-funded services that can help the participant meet desired goals and outcomes.a. The plan of service must be submitted within forty-five (45) days prior to the expiration of the existing plan of service unless delayed because of participant unavailability due to extenuating circumstances. If the plan is not submitted within this period, authorization for provider payments may be terminated.b. The plan development process must meet the person-centered planning requirements described in Section 316 of these rules.c. The participant may facilitate their own person-centered planning meeting or designate a paid or non-paid plan developer to facilitate the meeting. Individuals responsible for facilitating the person-centered planning meeting cannot be providers of direct services to the participant.03.Prior Authorization Outside of These Rules. The plan developer must ensure that all services that require prior authorization outside of these rules are submitted to the appropriate unit of the Department. These services include: a. Durable Medical Equipment (DME);c. Physical therapy, occupational therapy, and speech-language pathology services.04.No Duplication of Services. The plan developer will ensure that there is no duplication of services. Duplicate services will not be authorized.05.Plan Monitoring. The participant, service coordinator, or plan monitor must monitor the plan. The plan developer is the plan monitor unless there is a service coordinator, in which case the service coordinator assumes the roles of both service coordinator and plan monitor. The planning team must identify the frequency of monitoring, which must be at least every ninety (90) days. Plan monitoring must include the following:a. Review of the plan of service in a face-to-face contact with the participant to identify the status of programs and changes if needed. The face-to-face encounter may occur via synchronous interaction virtual care, as defined in Title 54, Chapter 57, Idaho Code;b. Contact with service providers to identify barriers to service provision;c. Discuss with participant satisfaction regarding quality and quantity of services; andd. Review of provider status reviews.e. The provider will immediately report all allegations or suspicions of mistreatment, abuse, neglect, or exploitation, and injuries of unknown origin to the agency administrator, the Department, the adult protection authority, and any other entity identified under Section 39-5303, Idaho Code, or federal law.06.Provider Status Reviews. Service providers, with exceptions identified in Subsection 513.09 of this rule, must report the participant's progress toward goals to the plan monitor on the provider status review when the plan has been in effect for six (6) months and at the annual person-centered planning meeting. The semi-annual review is due fifteen (15) days after the end of the six (6) month period. The annual review is due thirty (30) days after plan's end. The semi-annual and annual reviews must include: a. The status of supports and services to identify progress;c. Delay or prevention of regression.07.Content of the Plan of Service. The plan of service must identify the type of service to be delivered, goals to be addressed within the plan year, frequency of supports and services, and identified service providers. The plan of service must include activities to promote progress, maintain functional skills, or delay or prevent regression. a. The written plan of service must meet the person-centered planning requirements described in Section 317 of these rules.b. The written plan of service must be finalized and agreed to under procedural requirements described in Section 704 of these rules.c. The Department will distribute a copy of the plan of service to adult DD service providers defined in Section 317 of these rules. Additionally, the plan developer will be responsible to distribute a copy of the plan of service, in whole or part, to any other DD service provider identified by the participant during the person-centered planning process.08.Informed Consent. Unless the participant has a guardian who retains full decision-making authority, the participant must make decisions regarding the type and amount of services required. Prior to plan development, the plan developer must document that they have provided information and support to the participant to maximize their ability to make informed choices regarding the services and supports they receive and from whom. During plan development and amendment, planning team members must each indicate whether they believe the plan meets the needs of the participant and represents the participant's choice. If there is a conflict that cannot be resolved among person-centered planning members or if a member does not believe the plan meets the participant's needs or represents the participant's choice, the plan or amendment may be referred to the Bureau of Developmental Disability Services to negotiate a resolution with members of the planning team.09.Provider Implementation Plan. Each provider of Medicaid services must develop an implementation plan that complies with home and community-based setting requirements and identifies specific objectives that relate to goals finalized and agreed to in the participant's authorized plan of service. These objectives must demonstrate how the provider will assist the participant to meet the participant's goals, desired outcomes, and needs identified in the plan of service.a. Exceptions. An implementation plan is not required for waiver providers of:i. Specialized medical equipment;ii. Home-delivered meals;iii. Environmental accessibility adaptations;iv. Non-medical transportation;v. Personal emergency response systems;viii. Community crisis support services; andix. Adult DD service coordination.b. Time for Completion. Implementation plans must be completed within fourteen (14) days of receipt of the authorized plan of service or the service start date, whichever is later.i. If the authorized plan of service is received after the service start date, service providers must support billing by documenting service provision as agreed to by the participant and consistent with Section 704 of these rules.ii. Implementation plan revision must be based on changes to the needs of the participant.c. Documentation of Changes. Documentation of Implementation Plan changes will be included in the participant's record, and must include the reason for the change, documentation of coordination with other service providers (where applicable), the date the change was made, and the signature of the person making the change complete with the date and title.10.HCBS Plan of Service Signature. Upon receipt of the authorized plan of service, HCBS providers responsible for the implementation of the plan under Section 317 of these rules must sign the plan indicating they will deliver services according to the finalized and authorized plan of service, and consistent with home and community-based requirements. Each HCBS provider responsible for the implementation of the plan must maintain their signed plan in the participant's record. Documentation of signature must include the signature of the professional responsible for service provision complete with their title and the date signed. Provider signature is to be completed each time an initial or annual plan of service is implemented.11.Addendum to the Plan of Service.a. A plan of service may be adjusted during the year with an addendum to the plan. These adjustments must be based on a change to a cost, addition or increase of a service, or a change of provider, addition of a restrictive intervention, or addition of alone time. Additional assessments or information may be clinically necessary. Adjustment of the plan of service is subject to prior authorization by the Department.b. When a service plan has been adjusted, the Department will distribute a copy of the addendum to HCBS providers responsible for the implementation of the plan of service under Section 317 of these rules.c. Upon receipt of the addendum, the HCBS provider must sign the addendum indicating they have reviewed the plan adjustment and will deliver services accordingly. Documentation must include the signature of the professional responsible for service provision complete with their title and the date signed, and must be maintained in the participant's record. Provider signature is to be completed each time an addendum is authorized.12.Annual Reauthorization of Services. A participant's plan of service must be reauthorized annually. The Department will review and authorize the new plan of service prior to the expiration of the current plan.a. A new plan of service must be provided to the Department by the plan developer at least forty-five (45) days prior to the expiration date of the current plan unless delayed because of participant unavailability due to extenuating circumstances. If the plan is not submitted within the period, authorization for provider payments may be terminated. Prior to submission, the plan developer must: i. Notify the providers who appear on the plan of service of the annual review date.ii. Obtain a copy of the current annual provider status review from each provider for use by the person-centered planning team. Each provider status review must meet the requirements in Subsection 513.06 of this rule.iii. Convene the person-centered planning team to develop a new plan of service inviting individuals to participate that have been identified by the participant.b. The plan of service will be evaluated and prior authorized under the requirements in Sections 507 and 513 of these rules.c. The annual budget and services may be adjusted by the Department based on demonstrated outcomes, progress toward goals and objectives, and benefit of services.d. If the provider's annual status reviews are not submitted to the plan developer with the annual plan, services may not be authorized at the time of the annual reauthorization. These services may be added to the plan of service only by means of an addendum to the plan under Subsection 513.10 of this rule.e. For participants who are re-applying for service after a lapse in service, the assessor will evaluate whether assessments are current and accurately describe the status of the participant.f. An annual assessment will be completed under Section 512 of these rules.13.Participant Plan of Service Notifications. The Department will notify each participant whether their plan of service was approved in whole, in part, or denied. The notification will include an individualized explanation of the decision and how the participant may appeal the service plan decision.Idaho Admin. Code r. 16.03.10.513