Subchapter A - REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934
- Part 400 - RULES OF GENERAL APPLICATION (§§ 400.1 — 400.6)
- Part 401 - EXEMPTIONS (§§ 401.1 — 401.7)
- Part 402 - FINANCIAL RESPONSIBILITY (§§ 402.1 — 402.2d)
- Part 403 - PROTECTION OF CUSTOMER SECURITIES AND BALANCES (§§ 403.1 — 403.7)
- Part 404 - RECORDKEEPING AND PRESERVATION OF RECORDS (§§ 404.1 — 404.5)
- Part 405 - REPORTS AND AUDIT (§§ 405.1 — 405.5)
- Part 420 - LARGE POSITION REPORTING (§§ 420 — 420.5)
- Part 449 - FORMS, SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 (§§ 449.1 — 449.5)