Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart G - FORMS FOR REPORTS TO BE MADE BY CERTAIN EXCHANGE MEMBERS, BROKERS, DEALERS, SECURITY-BASED SWAP DEALERS, AND MAJOR SECURITY-BASED SWAP PARTICIPANTS
Section 249.640 - Form ATS-N, information required of NMS Stock ATSs pursuant to Section 242.304(a) of this chapter

17 C.F.R. § 249.640

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Section 249.640 - Form ATS-N, information required of NMS Stock ATSs pursuant to Section 242.304(a) of this chapter

This form shall be used by every NMS Stock ATS to file required reports under § 242.304(a) of this chapter.

17 C.F.R. §249.640

83 FR 38913 , Aug. 7, 2018
83 FR 38913 , 10/9/2018

For FEDERAL REGISTER citations affecting Form ATS-N, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.