17 C.F.R. § 240.13d-4

Current through October 31, 2024
Section 240.13d-4 - Disclaimer of beneficial ownership

Any person may expressly declare in any statement filed that the filing of such statement shall not be construed as an admission that such person is, for the purposes of sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by the statement.

17 C.F.R. §240.13d-4

Secs. 3(b), 13(d)(1), 13(d)(2), 13(d)(5), 13(d)(6), 14(d)(1), 23; 48 Stat. 882, 894, 895, 901; sec. 203(a), 49 Stat. 704, sec. 8, 49 Stat. 1379; sec. 10, 78 Stat. 88a; secs. 2, 3, 82 Stat. 454, 455; secs. 1, 2, 3-5, 84 Stat. 1497; secs. 3, 18, 89 Stat. 97, 155 (15 U.S.C. 78c(b) , 78m(d)(1) , 89m(d)(2) , 78m(d)(5) , 78m(d)(6) , 78n(d)(1) , 78w