Cal. Code Regs. tit. 17 § 56060

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Current through Register 2024 Notice Reg. No. 44, November 1, 2024

Section 56060 - Regional Center Records

(a) The regional center shall maintain records which document:

(1) Facility service level approval;

(2) Quality assurance evaluations;

(3) Regional center monitoring of consumer IPP objectives;

(4) Facility liaison (QA) monitoring;

(5) Special Incident Reports (SIRs);

(6) Finding of Immediate Danger;

(7) Substantial Inadequacies;

(8) Corrective Action Plans;

(9) Sanctions;

(10) Facility appeals;

(11) Quarterly reports from Service Level 4 facilities; and

(12) The Department's approval of the use of Welfare and Institutions Code Section 4681.4(a) or (b) rate increase funds for a purpose other than those specified in Section 56932(a)(1) through (3).

Cal. Code Regs. Tit. 17, § 56060

1. New section filed 1-14-91; operative 2-13-91 (Register 91, No. 14).
2. Amendment of subsections (b)(1)(C) and (c)(5) and repealer of subsection (b)(6) and subsection renumbering filed 8-4-92; operative 8-4-92 (Register 92, No. 32).
3. Amendment of section filed 9-20-93 as an emergency; operative 9-20-93. Submitted to OAL for printing only pursuant to Chapter 722, Statutes of 1992, Section 147 (Register 93, No. 39). These regulations shall not be repealed by the Office of Administrative Law and shall remain in effect until revised or repealed, as appropriate.
4. Change without regulatory effect amending subsection (a)(4) filed 11-17-93 pursuant to title 1, section 100, California Code of Regulations (Register 93, No. 47).
5. Amendment of section filed 11-23-94; operative 11-23-94 (Register 94, No. 47).
6. Editorial correction of HISTORY 3 (Register 94, No. 47).
7. Editorial correction of subsection (a)(3) (Register 95, No. 18).
8. Change without regulatory effect amending subsections (a)(10)-(11) filed 6-19-95 pursuant to section 100, title 1, California Code of Regulations (Register 95, No. 25).
9. New subsections (a)(12) and (a)(13) and amendment of NOTE filed 12-31-98 as an emergency; operative 12-31-98 (Register 99, No. 1). A Certificate of Compliance must be transmitted to OAL by 4-30-99 or emergency language will be repealed by operation of law on the following day.
10. New subsections (a)(12)-(a)(13) and amendment of NOTE refiled 5-11-99 as an emergency; operative 5-11-99 (Register 99, No. 20). A Certificate of Compliance must be transmitted to OAL by 9-8-99 or emergency language will be repealed by operation of law on the following day.
11. New subsections (a)(12)-(a)(13) and amendment of NOTE refiled 9-9-99 as an emergency; operative 9-9-99 (Register 99, No. 37). A Certificate of Compliance must be transmitted to OAL by 1-7-2000 or emergency language will be repealed by operation of law on the following day.
12. Reinstatement of section as it existed prior to 9-9-99 emergency amendment by operation of Government Code section 11346.1(f) (Register 2000, No. 2).
13. New subsections (a)(12)-(a)(13) and amendment of NOTE filed 1-14-2000 as an emergency; operative 1-14-2000 (Register 2000, No. 2). A Certificate of Compliance must be transmitted to OAL by 5-15-2000 or emergency language will be repealed by operation of law on the following day.
14. Editorial correction of HISTORY 13 (Register 2000, No. 11).
15. Repealer and new section filed 3-13-2000 as an emergency; operative 3-13-2000 (Register 2000, No. 11). A Certificate of Compliance must be transmitted to OAL by 7-11-2000 or emergency language will be repealed by operation of law on the following day.
16. Reinstatement of section as it existed prior to 3-13-2000 emergency amendment by operation of Government Code section 11346.1(f) (Register 2000, No. 30).
17. Repealer and new section filed 7-26-2000 as an emergency; operative 7-26-2000 (Register 2000, No. 30). A Certificate of Compliance must be transmitted to OAL by 11-27-2000 or emergency language will be repealed by operation of law on the following day.
18. Repealer and new section refiled 11-27-2000 as an emergency; operative 11-27-2000 (Register 2000, No. 48). A Certificate of Compliance must be transmitted to OAL by 3-27-2001 or emergency language will be repealed by operation of law on the following day.
19. Certificate of Compliance as to 7-26-2000 order transmitted to OAL 3-22-2001 and filed 5-2-2001 (Register 2001, No. 18).
20. Change without regulatory effect amending NOTE filed 2-28-2002 pursuant to section 100, title 1, California Code of Regulations (Register 2002, No. 9).

Note: Authority cited: Sections 4681.1, 4695.2(e) and 4748, Welfare and Institutions Code. Reference: Sections 4502- 4504, 4646.5, 4648, 4648.1, 4681.1, 4695.2, 4742, 4743, 4745 and 4746, Welfare and Institutions Code.

1. New section filed 1-14-91; operative 2-13-91 (Register 91, No. 14).
2. Amendment of subsections (b)(1)(C) and (c)(5) and repealer of subsection (b)(6) and subsection renumbering filed 8-4-92; operative 8-4-92 (Register 92, No. 32).
3. Amendment of section filed 9-20-93 as an emergency; operative 9-20-93. Submitted to OAL for printing only pursuant to Chapter 722, Statutes of 1992, Section 147 (Register 93, No. 39). These regulations shall not be repealed by the Office of Administrative Law and shall remain in effect until revised or repealed, as appropriate.
4. Change without regulatory effect amending subsection (a)(4) filed 11-17-93 pursuant to title 1, section 100, California Code of Regulations (Register 93, No. 47).
5. Amendment of section filed 11-23-94; operative 11-23-94 (Register 94, No. 47).
6. Editorial correction of H istory 3 (Register 94, No. 47).
7. Editorial correction of subsection (a)(3) (Register 95, No. 18).
8. Change without regulatory effect amending subsections (a)(10)-(11) filed 6-19-95 pursuant to section 100, title 1, California Code of Regulations (Register 95, No. 25).
9. New subsections (a)(12) and (a)(13) and amendment of N ote filed 12-31-98 as an emergency; operative 12-31-98 (Register 99, No. 1). A Certificate of Compliance must be transmitted to OAL by 4-30-99 or emergency language will be repealed by operation of law on the following day.
10. New subsections (a)(12)-(a)(13) and amendment of N oterefiled 5-11-99 as an emergency; operative 5-11-99 (Register 99, No. 20). A Certificate of Compliance must be transmitted to OAL by 9-8-99 or emergency language will be repealed by operation of law on the following day.
11. New subsections (a)(12)-(a)(13) and amendment of N ote refiled 9-9-99 as an emergency; operative 9-9-99 (Register 99, No. 37). A Certificate of Compliance must be transmitted to OAL by 1-7-2000 or emergency language will be repealed by operation of law on the following day.
12. Reinstatement of section as it existed prior to 9-9-99 emergency amendment by operation of Government Code section 11346.1(f) (Register 2000, No. 2).
13. New subsections (a)(12)-(a)(13) and amendment of N ote filed 1-14-2000 as an emergency; operative 1-14-2000 (Register 2000, No. 2). A Certificate of Compliance must be transmitted to OAL by 5-15-2000 or emergency language will be repealed by operation of law on the following day.
14. Editorial correction of H istory 13 (Register 2000, No. 11).
15. Repealer and new section filed 3-13-2000 as an emergency; operative 3-13-2000 (Register 2000, No. 11). A Certificate of Compliance must be transmitted to OAL by 7-11-2000 or emergency language will be repealed by operation of law on the following day.
16. Reinstatement of section as it existed prior to 3-13-2000 emergency amendment by operation of Government Code section 11346.1(f) (Register 2000, No. 30).
17. Repealer and new section filed 7-26-2000 as an emergency; operative 7-26-2000 (Register 2000, No. 30). A Certificate of Compliance must be transmitted to OAL by 11-27-2000 or emergency language will be repealed by operation of law on the following day.
18. Repealer and new section refiled 11-27-2000 as an emergency; operative 11-27-2000 (Register 2000, No. 48). A Certificate of Compliance must be transmitted to OAL by 3-27-2001 or emergency language will be repealed by operation of law on the following day.
19. Certificate of Compliance as to 7-26-2000 order transmitted to OAL 3-22-2001 and filed 5-2-2001 (Register 2001, No. 18).
20. Change without regulatory effect amending N ote filed 2-28-2002 pursuant to section 100, title 1, California Code of Regulations (Register 2002, No. 9).