Cal. Code Regs. tit. 10 § 260.104.4

Current through Register 2024 Notice Reg. No. 38, September 20, 2024

Section 260.104.4 - Order Withholding Exemption

If securities are qualified, pursuant to a limited offering qualification as defined in subdivision (e) of Section 260.001 of these rules, the Commissioner may issue an order withholding the exemption provided in subdivision (h) of Section 25104 of the Code with respect to all or any part of the securities qualified by such limited offering qualification and with respect to previously outstanding securities of the same class as those qualified pursuant to such qualification. This order may be issued at the time when the limited offering qualification becomes effective or at any subsequent time.

Cal. Code Regs. Tit. 10, § 260.104.4

1. New section filed 4-6-72 as an emergency; effective upon filing (Register 72, No.15).
2. Certificate of Compliance filed 7-20-72 (Register 72, No. 30).
3. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).

Note: Authority cited: Sections 25104(h) and 25610, Corporations Code. Reference: Section 25104, Corporations Code.

1. New section filed 4-6-72 as an emergency; effective upon filing (Register 72, No.15).
2. Certificate of Compliance filed 7-20-72 (Register 72, No. 30).
3. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).