Cal. Code Regs. tit. 10 § 260.101.2

Current through Register 2024 Notice Reg. No. 38, September 20, 2024
Section 260.101.2 - Certified National Securities Exchanges

Pursuant to subdivision (a) of Section 25101 of the Code, the following national securities exchanges are certified:

The NASDAQ Global Market

The New York Stock Exchange

NYSE Amex

Tier 1 of the NYSE Arca

Tier 1 of the NASDAQ OMX PHLX

Cal. Code Regs. Tit. 10, § 260.101.2

1. New section filed 4-4-78; effective thirtieth day thereafter (Register 78, No. 14).
2. New section refiled 4-4-78; effective thirtieth day thereafter (Register 78, No. 14).
3. Amendment filed 12-14-79; effective thirtieth day thereafter (Register 79, No. 50).
4. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).
5. Change without regulatory effect adding subsection (b) and renumbering undesignated paragraph as subsection (a) filed 4-19-91 pursuant to section 100, title 1, California Code of Regulations; operative 4-19-91 (Register 91, No. 21).
6. Amendment of subsection (a) and new subsection (c) filed 7-29-92; operative 8-28-92 (Register 92, No. 31).
7. Change without regulatory effect amending subsections (a)-(c) and adding new subsection (d) filed 12-5-95 pursuant to section 100, title 1, California Code of Regulations (Register 95, No. 49).
8. Amendment filed 11-10-2009; operative 12-10-2009 (Register 2009, No. 46).

Note: Authority cited: Sections 25101 and 25610, Corporations Code. Reference: Section 25101, Corporations Code.

1. New section filed 4-4-78; effective thirtieth day thereafter (Register 78, No. 14).
2. New section refiled 4-4-78; effective thirtieth day thereafter (Register 78, No. 14).
3. Amendment filed 12-14-79; effective thirtieth day thereafter (Register 79, No. 50).
4. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).
5. Change without regulatory effect adding subsection (b) and renumbering undesignated paragraph as subsection (a) filed 4-19-91 pursuant to section 100, title 1, California Code of Regulations; operative 4-19-91 (Register 91, No. 21).
6. Amendment of subsection (a) and new subsection (c) filed 7-29-92; operative 8-28-92 (Register 92, No. 31).
7. Change without regulatory effect amending subsections (a)-(c) and adding new subsection (d) filed 12-5-95 pursuant to section 100, title 1, California Code of Regulations (Register 95, No. 49).
8. Amendment filed 11-10-2009; operative 12-10-2009 (Register 2009, No. 46).