SeaSource, Inc.Download PDFTrademark Trial and Appeal BoardFeb 21, 2014No. 85334025 (T.T.A.B. Feb. 21, 2014) Copy Citation Mailed: Feb. 21, 2014 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re SeaSource, Inc. ________ Serial No. 85334025 _______ Robert R. Mallinckrodt of Thorpe North & Western LLP for SeaSource, Inc. Aisha L. Cassis, Trademark Examining Attorney, Law Office 116 (Michael W. Baird, Managing Attorney). _______ Before Quinn, Grendel and Mermelstein, Administrative Trademark Judges. Opinion by Grendel, Administrative Trademark Judge: SeaSource, Inc. (“applicant”) seeks registration on the Principal Register of the mark SEASOURCE, INC. GROUND WATER SAFE FERTILIZERS (in standard character form; “INC.” disclaimed), for goods identified in the application as “fertilizer.”1 1 Serial No. 85334025, filed on May 31, 2011. The application is based on use in commerce under Trademark Act Section 1(a), 15 U.S.C. §1051(a). September 15, 1995 is alleged in the THIS OPINION IS NOT A PRECEDENT OF THE TTAB Ser. No. 85334025 2 The Trademark Examining Attorney has issued a final refusal to register applicant’s mark, based on applicant’s failure to comply with her requirement for a disclaimer of the wording GROUND WATER SAFE FERTILIZERS. See Trademark Act Section 6(a), 15 U.S.C. §1056(a). The Trademark Examining Attorney bases her disclaimer requirement on her contention that this wording in applicant’s mark is merely descriptive of the goods identified in the application, i.e., “fertilizer.” See Trademark Act Section 2(e)(1), 15 U.S.C. §1052(e)(1). She contends that the mark therefore is unregistrable on the Principal Register without a disclaimer of that wording. In response to the Trademark Examining Attorney’s disclaimer requirement, applicant has amended its application to assert a claim that the wording GROUND WATER SAFE FERTILIZERS in its mark has acquired distinctiveness under Trademark Act Section 2(f), 15 U.S.C. §1052(f), and that the mark therefore is registrable on the Principal Register without a disclaimer of that wording. The Trademark Examining Attorney in turn has made her disclaimer requirement and refusal final, contending that the wording GROUND WATER SAFE FERTILIZERS in applicant’s application to be the date of first use of the mark and the date of first use of the mark in commerce. Ser. No. 85334025 3 mark is so highly descriptive as applied to applicant’s goods that applicant’s Section 2(f) showing is insufficient, and that the requirement for a disclaimer of that wording therefore is proper. The issue on appeal in this case is whether the wording GROUND WATER SAFE FERTILIZERS in applicant’s mark has acquired distinctiveness as used on applicant’s goods, such that applicant’s mark is registrable on the Principal Register without a disclaimer of that wording. Trademark Act Sections 6(a), 2(e)(1) and 2(f). In pertinent part, Trademark Act Section 6(a) provides that “[t]he Director may require the applicant to disclaim an unregistrable component of a mark otherwise registrable.” “A disclaimer is a statement that the applicant or registrant does not claim the exclusive right to use a specified element or elements of the mark in a trademark application or registration. ‘The effect of a disclaimer is to disavow any exclusive right to the use of a specified word, phrase, or design outside of its use within a composite mark.’” In re White Jasmine LLC, 106 USPQ2d 1385, 1394 (TTAB 2013), quoting from In re Franklin Press, Inc., 597 F.2d 270, 201 USPQ 662, 665 (CCPA 1979). Ser. No. 85334025 4 Trademark Act Section 2(e)(1) provides that a mark (or portion thereof) is unregistrable on the Principal Register if, “when used on or in connection with the goods of the applicant [it] is merely descriptive or deceptively misdescriptive of them … .” Because merely descriptive wording is unregistrable on the Principal Register under Trademark Act Section 2(e)(1), such wording is subject to disclaimer if the mark is otherwise registrable. See In re Richardson Ink Co., 511 F.2d 559, 185 USPQ 46 (CCPA 1975); In re RiseSmart Inc., 104 USPQ2d 1931 (TTAB 2012). Failure to comply with a proper disclaimer requirement is a ground for refusal of registration of the entire mark. See In re Stereotaxis Inc., 429 F.3d 1039, 77 USPQ2d 1087 (Fed. Cir. 2005); In re RiseSmart Inc., supra. Pursuant to Trademark Act Section 2(f), matter which is merely descriptive under Trademark Act Section 2(e)(1) may nonetheless be registered on the Principal Register if it “has become distinctive of the applicant’s goods in commerce.”2 Thus, the requirement for a disclaimer of merely descriptive matter in the applicant’s mark may be 2 In pertinent part, Trademark Act Section 2(f) provides: “Except as expressly excluded in subsections (a), (b), (c), (d), (e)(3), and (e)(5) of this section, nothing herein shall prevent the registration of a mark used by the applicant which has become distinctive of the applicant’s goods in commerce.” Ser. No. 85334025 5 overcome, and the mark may be registered on the Principal Register without such disclaimer, if the applicant proves that the merely descriptive matter has acquired distinctiveness (also known as “secondary meaning”) as used on the applicant’s goods in commerce. See In re Chopper Indus., 222 USPQ 258 (TTAB 1984). The applicant seeking registration of a mark (or portion of a mark) under Section 2(f) bears the ultimate burden of establishing acquired distinctiveness. See In re Hollywood Brands, Inc., 214 F.2d 139, 102 USPQ 294, 295 (CCPA 1954)(“There is no doubt that Congress intended that the burden of proof under [Section 2(f)] should rest upon the applicant for registration….”). See also Yamaha Int’l Corp. v. Hoshino Gakki Co., 840 F.2d 1572, 6 USPQ2d 1001, 1005 (Fed. Cir. 1988). Applicant’s burden is to prove acquired distinctiveness by a preponderance of the evidence. See In re Noon Hour Food Products Inc., 88 USPQ2d 1172, 1181 (TTAB 2008). “Finally, the applicant’s burden of showing acquired distinctiveness increases with the level of descriptiveness; a more descriptive term requires more evidence of secondary meaning.” In re Steelbuilding.com, 415 F.3d 1293, 75 USPQ2d 1420, 1424 (Fed. Cir. 2005). As the Board has explained: Ser. No. 85334025 6 That is to say, the greater the degree of descriptiveness, the greater the evidentiary burden on the user to establish acquired distinctiveness. The sufficiency of the evidence offered to prove acquired distinctiveness should be evaluated in light of the nature of the designation. Highly descriptive terms, for example, are less likely to be perceived as trademarks and more likely to be useful to competing sellers than are less descriptive terms. More substantial evidence of acquired distinctiveness thus will ordinarily be required to establish that such terms truly function as source-indicators. In re Greenliant Systems Ltd., 97 USPQ2d 1078, 1085 (TTAB 2010)(internal citations omitted). GROUND WATER SAFE FERTILIZERS is Highly Descriptive of Applicant’s Goods. The initial question before us in our analysis of whether GROUND WATER SAFE FERTILIZERS has acquired distinctiveness is the degree of descriptiveness of that wording as applied to applicant’s goods. As noted above, the higher the degree of descriptiveness of the designation in question, the higher the burden applicant faces in proving acquired distinctiveness. A term is considered to be merely descriptive under Section 2(e)(1) if it immediately conveys knowledge of a quality, feature, function, or characteristic of the goods or services with which it is used. See In re Chamber of Ser. No. 85334025 7 Commerce of the United States of America, 675 F.3d 1297, 102 USPQ2d 1217 (Fed. Cir. 2012). By amending its application to seek registration of the wording GROUND WATER SAFE FERTILIZERS pursuant to Section 2(f), applicant has conceded that this wording is at the least merely descriptive of its goods, under Section 2(e)(1). See In re RiseSmart Inc., supra, 104 USPQ at 1932 (“…when an applicant responds to a refusal based on mere descriptiveness of a mark, or portion of a mark, by claiming acquired distinctiveness, such amendment to seek registration under Section 2(f) of the Trademark Act is considered an admission that the proposed mark is not inherently distinctive.”). See also The Cold War Museum, Inc. v. Cold War Air Museum, Inc., 586 F.3d 132, 92 USPQ2d 1626, 1629 (Fed. Cir. 2009). For the reasons discussed below, we find that the wording GROUND WATER SAFE FERTILIZERS in applicant’s mark is not only merely descriptive but in fact is highly descriptive of applicant’s goods, i.e., “fertilizer.” The record includes dictionary evidence which shows that “fertilizer” is defined as “a natural or chemical Ser. No. 85334025 8 substance added to soil in order to help plants grow.”3 The dictionary evidence of record also shows that “ground water” (also “groundwater”) is defined as “the water beneath the surface of the ground, consisting largely of surface water that has seeped down; the source of water in springs and wells.”4 The dictionary evidence of record also shows that “safe” is defined, inter alia, as “not likely to cause damage, injury or harm.”5 Based on these dictionary definitions, we find, first, that the word FERTILIZERS in applicant’s mark is the generic name of applicant’s goods, i.e., “fertilizer,” and that it neither has nor can have source-indicating significance in the wording GROUND WATER SAFE FERTILIZERS (or in applicant’s mark as a whole). We also find that the wording GROUND WATER SAFE in applicant’s mark is highly descriptive of applicant’s goods. That is, we find that when it is taken together with the generic word 3 Macmillan Dictionary (2010), at http://www.macmillandictionary.com. (Sept. 15, 2011 Office Action.) 4 Dictionary.com Unabridged Random House, Inc., at http://dictionary.reference.com/browse/ground+water. (Sept. 15, 2011 Office Action.) 5 Macmillan Dictionary (2010), at http://www.macmillandictionary.com. (Sept. 15, 2011 Office Action.) Ser. No. 85334025 9 FERTILIZERS, the wording GROUND WATER SAFE directly and immediately indicates that applicant’s fertilizer is “safe” for the ground water, i.e., that the fertilizer “is not likely to cause damage, injury or harm” to the ground water. In addition to this dictionary evidence, the Traademark Examining Attorney has submitted Internet evidence which further establishes the highly descriptive nature of the wording GROUND WATER SAFE FERTILIZERS as applied to applicant’s goods. First, the evidence shows that preventing ground water contamination by fertilizers is an important environmental concern today. The website of the Virginia Cooperative Extension explains:6 Until recently, groundwater was thought to be immune to the many chemicals, such as fertilizers and pesticides, which we use on our lawns and gardens. It was only 20 years or so ago that we made the link between what we do on the land surface and what we find in our groundwater supplies. Groundwater becomes contaminated when water percolating through the soil carries pollutants downward to the water table. … Fertilizers, pesticides and other chemicals that reach an aquifer may make it unusable as a drinking water source. Because of the slow movement of groundwater, it may take decades for a contaminant to be naturally diluted or removed, and for this reason, preventing contamination of groundwater is of primary importance. 6 http://pubs.ext.jt/edu. (July 5, 2012 Final Office Action.) Ser. No. 85334025 10 We also note in this regard that, in his second declaration in support of applicant’s Section 2(f) claim,7 applicant’s president Russell Stowell acknowledged that “a keener awareness and appreciation of environmental safety has developed in the fertilizer industry,” and that “[l]eaching fertilizer into lakes, ponds, oceans and ground water has become a mainstream concern by growers and fertilizer producers.” Next, the record shows that fertilizer manufacturers today often tout their products’ capability of preventing ground water contamination as an important and desirable feature of their products. For example, a company called Converted Organics claims that its fertilizers “work in harmony with nature and will not contaminate ground water, the source of our drinking water.”8 A company called Nature’s Finest Seed claims that its fertilizer “will not lead to groundwater pollution problems.”9 A company called Johnsons Way claims that its fertilizer is “safer for the environment, helps eliminate harmful groundwater pollution.”10 A company called Itronics, in referring to 7 January 7, 2012 Response to Office Action. 8 www.convertedorganics.com. (January 3, 2012 Office Action.) 9 www.naturesfinestseed.com. (January 3, 2012 Office Action.) 10 www.johnsonsway.com. (July 5, 2012 Final Office Action.) Ser. No. 85334025 11 its fertilizer product, asserts that “the outcome is improved crop productivity, improved soils, and reduced risk of run-off and groundwater contamination by the fertilizers.”11 Next, the record also shows commercial and non- commercial usage of the very words “groundwater safe” in a highly descriptive manner in connection with fertilizers. A company called Grigg Brothers, in referring to its 10-2-4 All Natural Organic™ fertilizer, states: “… 10-2-4 provides an excellent compliment [sic] to a Grigg Brothers foliar feeding program and is groundwater safe, has no burn potential and is all organic.” (Emphasis added.)12 A company called Best Organic Fertilizer claims that its fertilizers are formulated so as to “help keep your groundwater safe because there aren’t excesses that will leach into the water.” (Emphasis added.)13 The Chichester Conservation Commission (Town of Chichester, New Hampshire) states on its website that “Prudent use of fertilizers and pesticides … can go a long way to keeping our groundwater 11 www.itronics.com. (July 5, 2012 Final Office Action.) 12 www.griggbros.com. (January 3, 2012 Office Action.) 13 www.best-organic-fertilizer.com. (January 3, 2012 Office Action.) Ser. No. 85334025 12 safe.” (Emphasis added.)14 The March 9, 2012 online newsletter of a company called HellaWella states that “The National Groundwater Association offers the following pledge for keeping groundwater safe: I pledge to take one or more of the following actions to protect groundwater from contamination….” (Emphasis added.)15 Finally, the record also includes evidence arguably showing usage of the words “groundwater safe” as a term of art in the industry, i.e., as the name of a recognized category of fertilizer. A company called ADP Consulting Inc., in referring to its “Green Fertilizer Program,” states: “Our granular fertilizers have been designated ‘groundwater safe’ for the State of California.” (Emphasis added.)16 Based on this dictionary and Internet evidence, we find that the wording GROUND WATER SAFE FERTILIZERS in applicant’s mark is highly descriptive of applicant’s goods, i.e., “fertilizer.” This wording consists simply of the generic word FERTILIZERS, modified by the highly descriptive designation GROUND WATER SAFE. See In re King Koil Licensing Co., 79 USPQ2d 1048 (TTAB 2006)(finding 14 www.chichesternh.org. (January 9, 2013 Denial of Request for Reconsideration.) 15 www.hellawella.com. (January 3, 2010 Office Action.) Ser. No. 85334025 13 that, as applied to mattresses, the combination of the highly descriptive word BREATHABLE with the generic word MATTRESS into the composite BREATHABLE MATTRESS results in a composite that itself is highly descriptive); In re Half Price Books, Records, Magazines, Inc., 225 USPQ 219 (TTAB 1984)(finding the designation HALF PRICE BOOKS, RECORDS, MAGAZINES to be highly descriptive of and indeed the “apt descriptive name” of “retail book and record store services,” because it merely combines the generic words BOOKS, RECORDS, MAGAZINES with the highly descriptive modifier HALF PRICE). The Highly Descriptive Wording GROUND WATER SAFE FERTILIZERS Has Not Acquired Distinctiveness. We turn now to the question of whether applicant has established that the highly descriptive wording GROUND WATER SAFE FERTILIZERS in its mark has acquired distinctiveness for purposes of Section 2(f), such that the Trademark Examining Attorney’s requirement for a disclaimer of that wording is overcome. As noted above, applicant bears the ultimate burden of proving acquired distinctiveness, by a preponderance of the evidence. 16 www.adpconsultinginc.com (January 3, 2012 Office Action.) Ser. No. 85334025 14 Because we have found that the wording GROUND WATER SAFE FERTILIZERS is highly descriptive of applicant’s goods, applicant’s burden of establishing acquired distinctiveness under Section 2(f) likewise is very high. See In re Steelbuilding.com, supra; In re Greenliant Systems Ltd., supra. “To show that a mark [or portion of a mark] has acquired distinctiveness, an applicant must demonstrate that the relevant public understands the primary significance of the mark [or portion of the mark] as identifying the source of a product or service rather than the product or service itself.” In re Steelbuilding.com, supra, 75 USPQ2d at 1422. See also Coach Services Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1721, 1729 (Fed. Cir. 2012). In support of its Section 2(f) claim that the wording GROUND WATER SAFE FERTILIZERS in its mark has acquired distinctiveness as a source-indicator for its fertilizer, applicant has submitted: two declarations of its president, Russell Stowell; photographs of applicant’s packaging (a fertilizer bag) attached as exhibits to Mr. Stowell’s first declaration; and five third-party declarations from individuals involved in the fertilizer industry and/or nursery industry, including retailers of Ser. No. 85334025 15 applicant’s fertilizer. Our ultimate Section 2(f) analysis and determination in this case will be based on all of this evidence considered as a whole. No Evidence of Advertising and Promotional Efforts. Before we reach the evidence applicant in fact has submitted, however, we will note a category of Section 2(f) evidence that applicant significantly has failed to provide. That is, applicant has submitted no evidence as to the nature and extent of applicant’s advertising and promotional efforts or expenditures, if any, in connection with its use of the wording GROUND WATER SAFE FERTILIZERS in the marketing and sale of its fertilizer. The absence of such obviously relevant Section 2(f) advertising and promotional evidence is not dispositive on the issue of acquired distinctiveness. However, we find that the absence of such evidence in this case significantly detracts from applicant’s claim that relevant purchasers have been conditioned to recognize and would readily recognize and use this wording as an indication of the source of applicant’s goods. Certainly, the absence of such evidence pertaining to advertising and promotion of this wording does nothing to affirmatively support Ser. No. 85334025 16 applicant’s ultimate burden of proving acquired distinctiveness. Duration of Use. In his first Section 2(f) Declaration,17 applicant’s president Russell Stowell states that he has been applicant’s president since 1992, and that he is personally aware of the history of applicant’s use of the phrase GROUND WATER SAFE FERTILIZERS as part of its mark in connection with its fertilizers. He states, and we will find based on that statement, that applicant has made continuous use of this wording in connection with its fertilizers since September 15, 1995. However, we also find that the persuasive value of the fact that applicant has used the wording GROUND WATER SAFE FERTILIZERS for eighteen years is greatly attenuated by other evidence of record, discussed below, which reveals the actual nature and extent of such use by applicant over that period of time. Cf. In re Packaging Specialists, Inc., 221 USPQ 917, 920 (TTAB 1984)(use of mark for sixteen years deemed “a substantial period but not necessarily conclusive or persuasive on the Section 2(f) showing”). 17 Applicant’s December 30, 2011 Response to Office Action. Ser. No. 85334025 17 Actual Use On Applicant’s Packaging. The only evidence of record which shows the manner in which applicant actually uses or has used the wording GROUND WATER SAFE FERTILIZERS in connection with its goods over the past eighteen years consists of photographs of a fertilizer bag in which its fertilizer is packaged, a representative example of which is reproduced below.18 18 These photographs were submitted with Mr. Stowell’s first Section 2(f) Declaration. Ser. No. 85334025 18 Although not easily discernable in these photographs, a small “TM” symbol appears after the wording “Ground water safe fertilizers.” Applicant specifically and repeatedly points to this use of the “TM” symbol in support of its claim of acquired distinctiveness. However, it is settled that the use of the “TM” symbol in connection with the matter at issue does not transform an otherwise unregistrable designation into a mark. See, e.g., In re Crystal Geyser Water Co., 85 USPQ2d 1374, 1379 n.4 (TTAB 2007)(“use of the TM designation does not in itself elevate descriptive matter to a trademark” for purposes of determining acquired distinctiveness); In re Active Ankle Systems Inc., 83 USPQ2d 1532, 1538 n.5 (TTAB 2007); In re Remington Products Inc., 3 USPQ2d 1714 (TTAB 1987).19 Next, we find that the manner in which applicant displays the wording GROUND WATER SAFE FERTILIZERS on the bag itself contributes little or nothing to any claimed source-indicating significance for that wording, and in 19 Cf. In re Mine Safety Appliances Co., 66 USPQ2d 1694, 1700 (TTAB 2002)(the use of the “TM” symbol by applicant in connection with its advertising and promotional materials might be evidence of applicant’s attempts and intent to educate the trade and purchasing public that it regards the designation at issue as its trademark, but “it is well settled that use of the symbol “TM” in connection with otherwise unregistrable matter does not make such matter a trademark … .”) Ser. No. 85334025 19 fact tends to support the opposite conclusion. As displayed on the bag, this phrase looks not like a source- indicator but rather like nothing more than descriptive and informational wording. This is because aside from the capital-letter “G” in the opening word “ground,” the rest of the words are depicted entirely in lower-case letters, rather than in capital- and lower-case letters or in all capital letters, which is the more common usage indicating trademark significance. See, e.g., In re Country Music Ass’n Inc., 100 USPQ2d 1824, 1831 (TTAB 2011)(finding that “in the English language, initial capitalization of a term or phrase is generally used to designate a brand name, as opposed to a generic term”). See also Goodyear Tire & Rubber Co. v. Continental General Tire Inc., 70 USPQ2d 1067, 1076 (TTAB 2003)(“All relevant uses in this record by applicant place the word “Intelligent” immediately before the generic designation “tire” (e.g., “Intelligent Tire”). The adjective in this context could be proper trademark usage or could be merely descriptive usage. Applicant's use of the term in lower case letters on its website … suggests the latter.”) This is not to say that use of such lower-case wording necessarily precludes a finding that the wording lacks trademark significance in all cases. However, we find in Ser. No. 85334025 20 the present case that the lower-case manner in which the highly descriptive wording “Ground water safe fertilizers” is depicted on applicant’s package is unlikely to be perceived as a source-indicator, but rather as merely informational matter. This manner of usage detracts from a finding that the wording in question has acquired distinctiveness. In short, the only evidence in the record which shows how applicant actually uses or has used the wording GROUND WATER SAFE FERTILIZERS during the past eighteen years is the photographs of the fertilizer bag in which the goods are packaged, an example of which is reproduced above. For the reasons discussed above, we find that this manner of usage on the packaging provides little or no support for applicant’s claim that the highly descriptive wording GROUND WATER SAFE FERTILIZERS has acquired distinctiveness as a trademark, for purposes of Section 2(f). Applicant’s Sales. In his second Section 2(f) Declaration,20 Mr. Stowell states that applicant’s sales since 1995 of its fertilizer are as follows: 20 Submitted with applicant’s January 7, 2013 Response to Office Action. Ser. No. 85334025 21 1995: $161,033 2003: $671,291 1996: $199,509 2004: $692,580 1997: $115,732 2005: $1,270,174 1998: $161,870 2006: $1,467,794 1999: $188,412 2007: $2,152,201 2000: $496,370 2008: $2,597,470 2001: $283,117 2009: $1,764,911 2002: $769,357 2010: $877,718 2011: $587,853 Mr. Stowell further states with respect to applicant’s sales that: Sales under the mark take place throughout the United States and worldwide. The decrease in sales indicated since 2008 results from a substantial increase in sales by SeaSource, Inc. of private labeled fertilizers to large customers. This has resulted in a decrease in sales of individual packages of SeaSource, Inc.’s own branded packages of fertilizers including the mark GROUND WATER SAFE FERTILIZERS. However, sales of SeaSource, Inc.’s own branded packages of fertilizers including the mark GROUND WATER SAFE FERTILIZERS continue and there is no intention at SeaSource, Inc. of abandoning such sales. Further, in marketing our fertilizers to distributors for private label sales, SeaSource, Inc. continues to market such fertilizers to distributors and other large customers and potential customers using the mark GROUND WATER SAFE FERTILIZERS, which, to my knowledge, is recognized as indicating the source of the fertilizers as being applicant, SeaSource, Inc. Based on Mr. Stowell’s declaration, we find that applicant’s sales totaled approximately $14.5 million between 1995 and 2011. We find, however, that these sales figures provide only limited support for applicant’s claim of acquired distinctiveness in this case. Ser. No. 85334025 22 First, Mr. Stowell’s declaration states that these sales include “worldwide” sales. We find that applicant’s asserted sales outside the United States have no probative value on the question of whether applicant’s mark has acquired distinctiveness among relevant purchasers in the United States.21 Mr. Stowell’s declaration does not indicate what percentage of applicant’s sales have been sales in the United States, nor does it show the dollar value of those sales. Second, the probative value of the sales numbers set forth in Mr. Stowell’s declaration is limited by the fact that they are raw numbers, providing no context showing applicant’s market share and whether the stated amount of such sales is significant in the industry. See Target Brands Inc. v. Hughes, 85 USPQ2d 1676, 1681 (TTAB 2007)(“The sales figures for 14 years, standing alone and without any context in the trade, are not so impressive as to elevate applicant’s highly descriptive designation to the status of a distinctive mark”). Third, Mr. Stowell indicates in his declaration that, since 2008, applicant has increasingly sold its fertilizer 21 Trademark Act Section 2(f) specifies that it covers marks which have become distinctive of the applicant’s goods “in commerce.” Cf. Trademark Manual of Examining Procedure (TMEP) (Oct. 2013) at §1212.06(a): “To support a §2(f) claim, use of the mark must be Ser. No. 85334025 23 for private label use by third parties, apparently in packaging which, unlike the bag depicted above, does not bear the designation GROUND WATER SAFE FERTILIZERS. Mr. Stowell states that, as to these private label sales, applicant “continues to market such fertilizers to distributors and other large customers and potential customers using the mark GROUND WATER SAFE FERTILIZERS ….” However, he does not indicate specifically (or even generally) what such “marketing” of fertilizers “using” the designation entails. As noted above, there is no evidence as to the actual extent or manner, if any, in which applicant uses the designation in advertising its goods. Finally, Mr. Stowell states that, since 2008, applicant has continued selling applicant’s own branded packages of fertilizers including the mark GROUND WATER SAFE FERTILIZERS (presumably similar to the bag depicted above), but he does not indicate the actual amount or extent of such sales or their percentage of applicant’s total sales. In short, we find that applicant’s evidence regarding the amount of its sales of fertilizer using the designation GROUND WATER SAFE FERTILIZERS is of limited value as use in commerce, as defined in 15 U.S.C. §1127.” See also, In re Howard Leight Indus., LLC, 80 USPQ2d 1507, 1517 n.12 (TTAB 2006). Ser. No. 85334025 24 support for applicant’s claim of acquired distinctiveness as to that designation. Exclusivity of Use. In his second Section 2(f) Declaration,22 applicant’s president Mr. Stowell states: “I coined the phrase ‘GROUND WATER SAFE FERTILIZERS’ for use as a trademark on fertilizers produced by applicant SeaSource, Inc. When I coined the phrase, I was not aware of any uses of or references to ‘GROUND WATER SAFE FERTILIZERS’ in connection with fertilizers.” He also states that “other fertilizer manufacturers now promote their fertilizers using environmental safety wording, but I am not aware of any other fertilizer companies using the term, ‘ground water safe fertilizers,’ unless they are fertilizers that are manufactured by SeaSource, Inc.” As discussed below, applicant also has submitted the Section 2(f) declarations of five individuals in the fertilizer industry who assert, inter alia, that aside from applicant, they know of no other fertilizer manufacturer or seller which uses the 22 Applicant’s January 7, 2012 Response to Office Action. Ser. No. 85334025 25 phrase “ground water safe fertilizers” in connection with fertilizer.23 However, even assuming that applicant may be the first and/or only user of the exact wording GROUND WATER SAFE FERTILIZERS in the fertilizer industry, we find that it does not negate the highly descriptive nature of the wording or suffice to establish acquired distinctiveness in this case. See In re Greenliant Systems Ltd., supra, 97 USPQ2d at 1083 (“This evidence merely demonstrates that applicant is the only company that misspells the term NAND drive, not that the relevant consumers of such products have come to view the designation NANDRIVE as applicant's source-identifying trademark.”). Asserted Recognition by Relevant Consumers of GROUND WATER SAFE FERTILIZERS as an Indication of Source. In his second Section 2(f) Declaration, Mr. Stowell states: “To my knowledge, it is commonly known and recognized by fertilizer companies, fertilizer distributors, and large fertilizer retailers that a fertilizer bearing the mark ‘GROUND WATER SAFE FERTILIZERS’ refer[s] to fertilizers made by applicant SeaSource, Inc.” 23 Applicant’s April 2, 2013 Request for Remand. Ser. No. 85334025 26 Also, with its April 2, 2013 Request for Remand, applicant submitted in support of its claim of acquired distinctiveness five third-party declarations from individuals in the fertilizer and/or nursery industries, including some of its own distributor and retailer customers. These declarations are summarized below. The first declaration is that of Mr. Jim Joseph. Mr. Joseph states that since 1987 he has been employed by various manufacturers of fertilizer. He states that he is a past president of the California Fertilizer Association, and that he was appointed by the California Secretary of Agriculture to sit on the California State Fertilizer Inspection Advisory Board. Mr. Joseph further states: I am very familiar with the fertilizer industry and with the many manufacturers of fertilizer in the United States. I recognize the phrase GROUND WATER SAFE FERTILIZERS as indicating a fertilizer from SeaSource, Inc., and, to my knowledge, the phrase GROUND WATER SAFE FERTILIZERS is recognized in the fertilizer industry as indicating a fertilizer from SeaSource, Inc. … I know of no other fertilizer manufacturer who uses the phrase GROUND WATER SAFE FERTILIZERS. The phrase GROUND WATER SAFE FERTILIZERS has become synonymous with SeaSource, Inc. The next declaration is that of Mr. Mark Gill. Mr. Gill states that that since 1988 he has been a retailer of garden, landscape, and nursery products, including a wide selection of fertilizers. Mr. Gill further states: Ser. No. 85334025 27 I was the first retail customer for Seasource fertilizers in 1993 and am familiar with the use by SeaSource, Inc. of the phrase GROUND WATER SAFE FERTILIZERS on its fertilizers since the mid-1990’s. I recognize the phrase GROUND WATER SAFE FERTILIZERS as indicating a fertilizer from SeaSource, Inc., and, to my knowledge, the phrase GROUND WATER SAFE FERTILIZERS is recognized in the fertilizer and nursery industries as indicating a fertilizer from SeaSource, Inc. The phrase GROUND WATER SAFE FERTILIZERS is recognized by my customers as indicating a fertilizer from SeaSource, Inc. In my positions since 1988, I am continuously approached by every major and most minor fertilizer manufacturers wanting to sell their fertilizers in my stores. Because SeaSource, Inc. is recognized as synonymous with the phrase GROUND WATER SAFE FERTILIZERS, I am not aware of any other fertilizer manufactures [sic] who use the phrase GROUND WATER SAFE FERTILIZERS. The next declaration is that of Mr. Frank Rauscher. Mr. Rauscher states that since 2005 he has been a retailer of products for the indoor gardener, including fertilizers. Mr. Rauscher further states: Being familiar with the quality and types of SeaSource fertilizers, I have chosen SeaSource, Inc. to manufacture the fertilizers that I currently sell …. I have been selling fertilizers, including SeaSource fertilizers, for many years and I am familiar with the use by SeaSource, Inc. of the phrase GROUND WATER SAFE FERTILIZERS on its fertilizers. … The phrase GROUND WATER SAFE FERTILIZERS has become synonymous with SeaSource, Inc. and is recognized in the fertilizer and nursery industries as indicating SeaSource, Inc. as the source of any fertilizer bearing that phrase. I know of no other manufacturer or seller of fertilizer that uses that phrase. The next declaration is that of Mr. Darren MacFarlane. Mr. MacFarlane states that since 1990 he has been employed Ser. No. 85334025 28 by various manufacturers and distributors of fertilizer products and other agricultural products, with customers including golf courses, commercial landscapers, and nurseries. Mr. MacFarlane further states: I am very familiar with the fertilizer industry and with the many manufacturers of fertilizer in the United States and worldwide. … I am familiar with the use by SeaSource, Inc. of the phrase GROUND WATER SAFE FERTILIZERS on its fertilizers. … The phrase GROUND WATER SAFE FERTILIZERS has become synonymous with SeaSource, Inc. and is recognized in the fertilizer industry as indicating SeaSource, Inc. as the source of any fertilizer bearing that phrase. I know of no other manufacturer or seller of fertilizer that uses that phrase. The fifth and final declaration is that of Mr. Fred Eckert. Mr. Eckert states that since 2004, He has been involved in the wholesale distribution and sale of fertilizers and other specialty agricultural products to customers such as golf courses, production nurseries, and landscape construction and maintenance. Mr. Eckert further states: Target Specialty Products was the first major distributor of SeaSource, Inc. fertilizers to golf courses and sports fields. I am familiar with the use by SeaSource, Inc. of the phrase GROUND WATER SAFE FERTILIZERS on its fertilizers. … The phrase GROUND WATER SAFE FERTILIZERS has become synonymous with SeaSource, Inc. and is recognized in the fertilizer industry as indicating SeaSource, Inc. as the source of any fertilizer bearing that phrase. I know of no other manufacturer or seller of fertilizer that uses that phrase. Ser. No. 85334025 29 Regarding these third-party declarations, applicant argues that:24 [a]ll of the Declarants have long been involved in the fertilizer industry and/or in sale of fertilizer. All Declarants testify that “the phrase GROUND WATER SAFE FERTILIZERS is recognized in the fertilizer industry as indicating a fertilizer from SeaSource, Inc.” Those that have knowledge testify also that “the phrase GROUND WATER SAFE FERTILIZERS is recognized in the nursery industry as indicating a fertilizer from SeaSource, Inc.” All Declarants also testify that they know of no other fertilizer manufacturer who uses the phrase “GROUND WATER SAFE FERTILIZERS.” The Trademark Examining Attorney contends that these declarants are not relevant consumers for purposes of determining acquired distinctiveness, and that in any event the “[d]eclarations of only five people in the fertilizer industry are insufficient to support the claim of acquired distinctiveness.”25 Applicant argues, however, that:26 [t]he attached declarations are from people who have been involved in the fertilizer industry for many years and in fertilizer sales for many years. Most of these people are customers of applicant and many sell applicant’s fertilizer to further customers. It is submitted that these Declarants are “relevant consumers” for applicant’s fertilizer and that the Declarations show that they, as “relevant consumers” do view the matter [the GROUND WATER SAFE 24 Applicant’s April 2, 2013 Request for Remand. 25 April 17, 2013 Denial of Reconsideration on Remand. 26 Applicant’s April 2, 2013 Request for Remand. Ser. No. 85334025 30 FERTILIZERS’ portion of applicant’s mark] as a mark for such goods. Applicant also argues that “… [t]he extensive qualification and experience of the five declarants are sufficient to establish the acquired distinctiveness of applicant’s GROUND WATER SAFE FERTILIZERS portion of its mark. These are not ‘just five people in the fertilizer industry’.”27 We are not persuaded by applicant’s arguments as to the persuasiveness of applicant’s president’s Section 2(f) declarations or the five third-party declarations it has submitted in support of its claim of acquired distinctiveness. It is well-settled that the “relevant consumers,” for purposes of determining whether an asserted mark has acquired distinctiveness as used in connection with ordinary consumer goods and services, necessarily include the general public, who comprise the ultimate consumers and end-users of the identified goods or services. See, e.g., In re Udor U.S.A. Inc., 89 USPQ2d 1978, 1987 (TTAB 2009)(finding, as to a spray nozzle configuration mark, that the relevant purchasers for purposes of determining 27 Applicant’s Supplemental Brief at 5. Ser. No. 85334025 31 acquired distinctiveness necessarily included “the ultimate purchasers/users of spray nozzles”).28 In the present case, we find that the relevant consumers for purposes of determining acquired distinctiveness are members of the general public, who would be the ultimate consumers and end users of fertilizer for their lawns and gardens. The Internet evidence discussed above establishes that fertilizer is an ordinary consumer item marketed to ordinary consumers, not a technical or specialized product that would only be marketed to industry professionals. We also note in this regard that applicant’s identification of goods in the application is not limited to fertilizer marketed and sold only in specialized commercial trade channels or only to industry professionals; it identifies applicant’s goods merely as “fertilizer.”29 28 We also note that in the Udor USA, Inc. case, supra, the Board analogized the Section 2(f) “relevant consumer” question to genericness cases, such as In re Northland Aluminum Prod., Inc., 777 F.2d 1556, 227 USPQ 861 (Fed. Cir. 1985)(finding that when the issue is genericness to the consuming public, evidence that professionals view the term as a trademark is not probative). Genericness is not the issue here, but we find that these genericness cases nonetheless are of interest in this case involving the question of whether the highly descriptive designation GROUND WATER SAFE FERTILIZERS has acquired distinctiveness among relevant consumers for purposes of Section 2(f). 29 Cf. In re Gibson Guitar Corp., 61 USPQ2d 1948, 1951 (TTAB 2002)(finding, with respect to the asserted acquired Ser. No. 85334025 32 In Section 2(f) cases involving ordinary consumer goods such as the fertilizer we have in this case, the declarations or affidavits of industry professionals attesting that they themselves and/or the industry in general recognize the designation at issue as the applicant’s mark, though entitled to some weight, are not sufficient to establish acquired distinctiveness. The applicant also must present evidence to establish that the ultimate consumers and end-users of the product or service in question recognize the designation as the applicant’s source-indicating mark. See In re Meyer & Wenthe, Inc., 122 USPQ 372, 376 (CCPA 1959) (“It is incumbent upon the applicant to submit proof that its mark is distinctive, not only to ‘experts’ in the field, but to the purchasing public.”). In the Udor U.S.A., Inc. case discussed above involving the spray nozzle configuration, the applicant had submitted statements from the applicant’s owner and from sprayer equipment manufacturers and distributors, and advertising material from six spray nozzle retailers. The distinctiveness of a guitar configuration mark, that “[a]lthough guitar collectors and aficionados may well be aware of these differences [between applicant’s guitars and its competitors’ guitars], the determination of acquired distinctiveness must be made on the basis of casual guitar purchasers as well. Applicant’s identification of goods is for guitars per se.”). Ser. No. 85334025 33 Board stated: “First, we find that the absence of any affidavits or declarations from the ultimate users of applicant's goods undermines applicant's contention that the configuration of this spray nozzle head is recognized as a source indicator for this line of spray nozzles.” 89 USPQ2d at 1987. In the case of In re Thomas Nelson Inc., 97 USPQ2d 1712, 1718 n.19 (TTAB 2011), the Board found, as to the asserted acquired distinctiveness of the designation “NKJV” used in connection with Bibles, that “[s]tatements from [seven] retailers, without regard to the perceptions of the ultimate consumers, have very little persuasive value because, while retailers know the source of the products they are buying, that knowledge is not transferable to end customers.” In the case of In re Semel, 189 USPQ 285 (TTAB 1975), which involved the asserted acquired distinctiveness of a fireworks container configuration, the applicant had submitted four affidavits from “retailing officials of applicant’s customers.” The Board found: “[i]t is well settled that the assertions of retailers, who know full well from whom they are buying, that they themselves recognize a particular designation as a trademark, or that they believe that their customers consider it to be a mark, cannot serve to establish that members of the purchasing public, who come to the marketplace Ser. No. 85334025 34 without such specialized knowledge, would in fact recognize the designation as an indication of origin.” 189 USPQ at 289. In the case of In re Mag Instrument Inc. v. Brinkmann Corp., 96 USPQ2d 1701, 1723 (TTAB 2010), which involved a double-ring design element used on flashlights, the Board found that the applicant’s sixteen third-party declarations were not persuasive evidence of acquired distinctiveness because, inter alia, “none of the declarants, except possibly one, is described as an end consumer. They are almost exclusively either Mag Instrument's sales representatives or otherwise associated with a company in the flashlight retail business.”). In the case of In re Candy Bouquet Int’l Inc., 73 USPQ2d 1883, 1890 (TTAB 2004), involving the designation CANDY BOUQUET in connection with candy, the Board found that the applicant’s declarations from vendors, a former franchisee and a supplier were insufficient as evidence of acquired distinctiveness because, inter alia, “none of the letters attests to the perception of CANDY BOUQUET by the general public, the ultimate consumers of applicant’s services.” Finally, the case of In re Pingel Enterprise Inc., 46 USPQ2d 1811 (TTAB 1998), involved a motorcycle petcock Ser. No. 85334025 35 configuration asserted to be a mark for motorcycle fuel gauges and valves. In support of its Section 2(f) claim, the Applicant had submitted thirty-one letters from motorcycle dealers who stated, inter alia, that the applicant’s petcock configuration “is recognized by those of us in the industry as unique to Pingel Enterprise, Inc. and synonymous with the quality and goodwill of that company.” The Board found as to acquired distinctiveness that these dealer letters lacked probative value because “they reveal absolutely nothing as to whether the ultimate purchasers of motorcycle petcocks recognize or otherwise regard applicant’s petcock configuration as a source indicator. The dealer letters are all limited exclusively to what ‘those … in the industry’ recognize as being ‘unique’ to applicant.” In re Pingel Enterprise Inc., supra, 46 USPQ2d at 1822. Likewise in the present case, we find that applicant’s five third-party declarants, consisting solely of fertilizer and nursery industry experts and/or long-time retailers of applicant’s fertilizer, are not the relevant consumers for purposes of determining whether the wording GROUND WATER SAFE FERTILIZERS has acquired distinctiveness. Contrary to applicant’s apparent contention, the mere fact that the retailer declarants are applicant’s direct Ser. No. 85334025 36 customers does not make them “relevant consumers” for purposes of determining acquired distinctiveness. These declarants’ assertions that GROUND WATER SAFE FERTILIZERS is recognized by themselves and by “the fertilizer industry” and “the nursery industry” as being “synonymous” with applicant do not suffice as evidence that the designation has acquired distinctiveness among the ultimate purchasers and end-users of fertilizer, who are the relevant consumers at issue here. See In re Pingel Enterprise Inc., supra. Likewise, Mr. Stowell’s statement in his second declaration that GROUND WATER SAFE FERTILIZERS is recognized as a mark by “fertilizer companies, fertilizer distributors, and large fertilizer retailers” is not evidence that the designation has acquired distinctiveness among the ultimate consumers of fertilizer products. Applicant has not submitted any declarations from ultimate consumers attesting to their recognition of GROUND WATER SAFE FERTILIZERS as an indication of source for applicant’s fertilizer. In fact, only one of the declarants, the nursery products retailer Mr. Gill, even mentions the asserted perceptions of ultimate consumers, conclusorily stating that the phrase GROUND WATER SAFE FERTILIZERS “is recognized by my customers as indicating a Ser. No. 85334025 37 fertilizer from SeaSource, Inc.” We find in the overall context of the evidence in this case that this statement is entitled to very little probative weight on the question of acquired distinctiveness. Conclusion: No Acquired Distinctiveness. In short, we find that applicant has failed to establish that the designation GROUND WATER SAFE FERTILIZERS in its mark has acquired distinctiveness as a source-indicator for applicant’s fertilizer, rather than merely as wording which describes a feature of the fertilizer itself, i.e., that it is “groundwater safe.” As discussed above, the designation GROUND WATER SAFE FERTILIZERS is not only merely descriptive as applied to applicant’s goods (a point applicant has conceded by seeking registration under Section 2(f)). We find that it in fact is highly descriptive as applied to fertilizer. Accordingly, applicant’s burden of proving acquired distinctiveness is likewise very high. See In re Steelbuilding.com, supra, 75 USPQ2d at 1424 (“The proposed mark is highly descriptive. Therefore, applicant had the burden to show a concomitantly high level of secondary meaning”). We find that applicant has failed to carry that burden. Ser. No. 85334025 38 Decision: We find that the Trademark Examining Attorney’s requirement for a disclaimer of GROUND WATER SAFE FERTILIZERS is proper, and that her refusal of registration based on applicant’s failure to provide such disclaimer also is proper. We accordingly affirm the refusal to register absent such disclaimer. However, applicant is allowed until thirty days from the mailing date of this decision to submit the required disclaimer, in which case this decision will be set aside and the mark shall proceed to publication with the disclaimer.30 30 Taken together with applicant’s previous disclaimer of “INC., the proper format for the required disclaimer statement is: “No claim is made to the exclusive right to use INC. or GROUND WATER SAFE FERTILIZERS apart from the mark as shown.” Copy with citationCopy as parenthetical citation