Mobileoffer, IncDownload PDFPatent Trials and Appeals BoardOct 20, 20212021001884 (P.T.A.B. Oct. 20, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/855,538 12/27/2017 Kurt Brendlinger FSP1317 4985 29586 7590 10/20/2021 Rowan TELS LLC 431 H Street Crescent City, CA 95531 EXAMINER STIBLEY, MICHAEL R ART UNIT PAPER NUMBER 3688 NOTIFICATION DATE DELIVERY MODE 10/20/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): charles.mirho@rowantelsllc.com eofficeaction@appcoll.com jane.clark@rowantelsllc.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte KURT BRENDLINGER and ANTHONY WENTZEL ____________ Appeal 2021-001884 Application 15/855,5381 Technology Center 3600 ____________ Before MURRIEL E. CRAWFORD, SHEILA F. McSHANE, and ROBERT J. SILVERMAN, Administrative Patent Judges. McSHANE, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant appeals from the Examiner’s decision to reject claims 1–20. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the word Appellant to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as MOBILOFFER INC. Appeal Brief filed October 22, 2020, hereafter “Appeal Br.” 3. Appeal 2021-001884 Application 15/855,538 2 BACKGROUND The invention relates to the use of rideshare applications, including providing promoted destinations to users and redirecting the destination to selected promoted destinations. Specification, hereafter “Spec.,” ¶ 20. Claims 1 and 16 are the only independent claims, with representative claim 1 reproduced from page 29 of the Appeal Brief (Claims App.): 1. A method of reconfiguring a rideshare application executing on a mobile device from a separate master application also executing on the mobile device, the method comprising: receiving an activation control to activate the master application; sending first instructions to the rideshare application to push a destination notification control to the master application, the destination notification control comprising a destination selected in the rideshare application; re-configuring the master application to display promotion controls on a user interface, the promotion controls associated with an area proximate with the destination and each operable to receive an input; and sending a selected destination control to the rideshare application in response to receiving the input at one of the promotion controls, the selected destination control comprising second instructions to alter the destination of the rideshare application to a selected destination, the selected destination associated with the one of the promotion controls selected. The Examiner rejects claims 1–20 under 35 U.S.C. § 101 as directed to non-statutory subject matter and rejects claims 1–20 as unpatentable under 35 U.S.C. § 103 over Gordon2 and Liu3. Final Action, hereafter 2 US 2018/0032997 A1, published February 1, 2018. 3 US 2016/0321771 A1, published November 3, 2016. Appeal 2021-001884 Application 15/855,538 3 “Final Act.,” 2–32, mailed April 30, 2020; Answer, hereafter “Ans.,” 3–10, mailed November 20, 2020. DISCUSSION 35 U.S.C. § 101 An invention is patent eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. E.g., Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo and Alice. Alice, 573 U.S. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 75–77 (2012)). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk.”). Concepts determined to be abstract ideas include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” Appeal 2021-001884 Application 15/855,538 4 (Diamond v. Diehr, 450 U.S. 175, 191 (1981) (“Diehr”)); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. 252, 267–68 (1854))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held that “a claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 187; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber products and not as an attempt to patent a mathematical formula.”). Having said that, the Supreme Court also indicated that a claim “seeking patent protection for that formula in the abstract . . . is not accorded the protection of our patent laws, and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment.” Id. (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical formula to a known structure or process may well be deserving of patent protection.”). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (citation and quotation marks omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].”’ Id. (quoting Mayo, 566 U.S. at 77). Appeal 2021-001884 Application 15/855,538 5 “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. The USPTO has guidance on the application of 35 U.S.C. § 101, in accordance with judicial precedent. 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50, 57 (Jan. 7, 2019) (“2019 Guidance”). Under 2019 Guidance, a claim is “directed to” an abstract idea if the claim recites any of (1) mathematical concepts, (2) certain methods of organizing human activity, and (3) mental processes—without integrating such abstract idea into a “practical application,” i.e., without “apply[ing], rely[ing] on, or us[ing] the judicial exception in a manner that imposes a meaningful limit on the judicial exception, such that the claim is more than a drafting effort designed to monopolize the judicial exception.” Id. at 52–55. A claim so “directed to” an abstract idea constitutes ineligible subject matter, unless it recites an additional element (or combination of elements) amounting to significantly more than the abstract idea. Id. at 56. With this context in mind, we evaluate the Examiner’s rejection of representative claim 1.4 The Examiner considers the claimed steps and finds that claim 1 is directed to a method of organizing human activity because displaying promotion controls on a user interface, and, more specifically, advertising to consumers based on consumer location, is an advertising activity, which is an abstract concept. Ans. 3; Final Act. 2–5. The Examiner further finds that “[t]he field of use of ridesharing is . . . is merely applying advertising principles to the field of ridesharing.” Ans. 4. 4 Appellant argues § 101 issues to the claims as a group (Appeal Br. 10–19), and we select claim 1 as representative of the claims for the § 101 evaluation. 37 C.F.R. § 41.37(c)(1)(iv). Appeal 2021-001884 Application 15/855,538 6 Appellant argues that claim 1 does not recite an abstract idea. Appeal Br. 11–15. Appellant contends that the claims are reasonably “understood to recite a mutual interaction and reconfiguration between two separate applications executing on a mobile device.” Id. at 11. Appellant asserts that “[t]he claims are thus directed to a system and process to more efficiently reconfigure a ridesharing application via an interaction with and actions taken on a different, master application.” Id. Appellant contends that “[a] result of this reconfiguration is that a rideshare application is configured with a new destination address.” Id. Appellant argues that, although there is some level of human activity involved in the claimed process, the automatic reconfiguration of the ridesharing application on the mobile device cannot be accomplished by mere mental steps and is not organizing human activity. Id. at 11–12. Appellant further asserts that the display of the promotional controls are one feature recited in the claims, but are not what the claims are directed to. Reply Brief, hereafter “Reply Br.,” mailed January 19, 2021, 3. Under step one of the Alice framework, we “look at the ‘focus of the claimed advance over the prior art’ to determine if the claim’s ‘character as a whole’ is directed to excluded subject matter.” Affinity Labs of Texas, LLC v. DIRECTV, LLC, 838 F.3d 1253, 1257 (Fed. Cir. 2016) (quoting Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1353 (Fed. Cir. 2016)). The “directed to” inquiry is considered in light of the Specification, based on whether “their character as a whole is directed to excluded subject matter.” Internet Patents Corp. v. Active Network, Inc., 790 F.3d 1343, 1346 (Fed. Cir. 2015); see also Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1335 (Fed. Cir. 2016). The first step of the Alice framework “asks whether the focus of the claims is on the specific asserted improvement in Appeal 2021-001884 Application 15/855,538 7 [the relevant technology] or, instead, on a process that qualifies as an ‘abstract idea’ for which computers are invoked merely as a tool.” Enfish, 822 F.3d at 1335–36; see also 2019 Guidance at 54–55. The Specification provides evidence on what the claimed invention is directed to. The Specification states that a master application may be invoked to override a destination location configured in the rideshare application where the operation is in accordance with the processes shown in Figures 5–10. Spec. ¶ 19. All of the referenced figures include sending promotion controls associated with promoted destinations to users, with a promotion destination then selected. Id. ¶¶ 25, 29–30, 33–42. The promoted destinations are selected based on their proximate location to the user. Id. ¶¶ 20, 25. In the process shown in Figure 3, “user of the master application 202 is motivated to select one of the promoted destinations 304 for use with the rideshare application 204,” and “[u]pon a successful selection of one of the promoted destinations 304, the rideshare application 204 is reconfigured with the selected promoted destination (i.e., a selected destination).” Id. ¶ 20. The Specification consistently indicates that the computer operations, including applications, are used for the promotion of destinations including redirecting users to the promoted destinations. Spec. ¶¶ 20, 23–25, 28–30, 33–42. Promotions are used to attract people to businesses and other venues via ridesharing, and the promotion is paid for by those businesses and venues so that the users “engage with the promoter’s facilities for a reasonable period of time, which will help ensure the promoter is compensated by the patronage of the user.” Id. ¶ 36. Considering the claim limitations and Specification, we characterize the claims as being directed to Appeal 2021-001884 Application 15/855,538 8 promoting and redirecting users to destinations, which is a certain method of organizing human activity, that is, advertising. Although the Examiner describes the claims at different levels of abstraction, that is, on a limitation-by-limitation basis (Final Act. 2–5), as to what the claims are directed, it is recognized that “[a]n abstract idea can generally be described at different levels of abstraction.” Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1240 (Fed. Cir. 2016). That need not and, in this case does not, “impact the patentability analysis.” Id. at 1241. Here, even under differing levels of abstraction, the claims are found to be directed to a method of organizing human activity, that is, advertising, which is an abstract idea. We are not persuaded by Appellant’s argument that the claims are directed to “a technological process for mutual reconfiguration of two applications (master and rideshare) executing separately on a mobile device” because Appellant merely lists the claim limitations, and then states the alleged characterization of the claim in a conclusory manner. Appeal Br. 12–14; see also Reply Br. 3. Rather, as discussed above, the focus of the Specification is directed to promoting and redirecting users to destinations, a method of organizing human activity. Appellant also argues that software, and more specifically, the master and rideshare applications, are physical components that are not mere abstractions. Reply Br. 4–5. However, it is apparent that in this instance, “computers are invoked merely as a tool.” Enfish, 822 F.3d at 1336. We therefore conclude that representative claim 1 recites a judicial exception to 35 U.S.C. § 101, that is, a method of organizing human activity, which is an abstract idea. Appeal 2021-001884 Application 15/855,538 9 The next issue under the second prong of step 2A is whether additional elements in representative claim 1 integrate the judicial exception into a practical application, such as elements reflecting an improvement in the functioning of a computer or an improvement to other technology or technical field. The Examiner finds that “the claims recite additional elements, using explicit or implied computing elements including mobile device, user interface, device, server, network at a high-level of generality,” and performing generic computing functions “such that it amounts to adding the words ‘apply it.’” Final Act. 5; see also Ans. 5. The Examiner further finds that the additional limitations do not do more than generally linking the judicial exception to a particular technological environment. Id. Appellant argues that claim 1 recites a combination of specific technological components and specific operations of the components to more efficiently automate the reconfiguration of applications. Appeal Br. 14. More specifically, Appellant argues that the claims recite “an improvement in the field of mobile device operation during driving, by enabling the automated reconfiguration of a ridesharing application destination via user interaction with a displayed control in a separate, master application,” that does not require a “search for and manual reconfiguration of a new destination into the ridesharing application” which is “inefficient and potentially unsafe if the vehicle is in motion.” Id. Appellant argues that claims are patent-eligible because they entail an unconventional technological solution to a technological problem, reciting an “unconventional operation of a ride sharing application.” Id. at 14–15. Appeal 2021-001884 Application 15/855,538 10 Appellant additionally asserts that “[t]he claims recite a particular technological solution to a technological problem, and do not merely claim the outcome or results of the solution.” Appeal Br. 18 (citing McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299 (Fed. Cir. 2016)). Appellant argues that the automatic reconfiguration of the ridesharing application to a new destination is a novel method. Id. at 18–19. In Enfish, the Federal Circuit noted “[s]oftware can make non-abstract improvements to computer technology just as hardware improvements can[.]” Enfish, 822 F.3d at1335. However, the court asked “whether the focus of the claims is on [a] specific asserted improvement in computer capabilities . . . or, instead, on a process that qualifies as an ‘abstract idea’ for which computers are invoked merely as a tool.” Id. at 1335–36. We are not persuaded by Appellant’s argument that representative claim 1 recites an improved means for performing the functions that are an advance over conventional technology. Although Appellant argues that automated reconfiguration is a more efficient and unconventional technological solution (Appeal Br. 14–15), this is attorney argument only. Appellant provides no citations to the Specification to support this attorney argument and we find no indication in the Specification that this is unconventional operation. Moreover, claim 1 does not recite technological implementation details or “a particular way of programming or designing the software . . ., but instead merely claim[s] the resulting system[].” Apple, Inc., 842 F.3d at 1241. There is no disclosure in the Specification that any of the mobile phone operations, including the applications or interaction between any applications, are novel or inventive, nor is there any description of any Appeal 2021-001884 Application 15/855,538 11 programming. More specifically, we have reviewed the Specification and find no disclosure that the reconfiguration of the applications is an alleged inventive improvement. See Spec. ¶¶ 19–20, 32–34, 52, 58; Figs. 2–3, 5–10. We also do not discern any implementation details or discussion of particular programming in the Specification or recited in the claim associated with the “reconfiguration” step, and, further, we do not find any details or particular programming disclosed associated with the “sending first instructions” and “sending a selected destination control” steps. See Appeal Br. 17–18. The court in McRO asked whether the claims as a whole “focus on a specific means or method that improves the relevant technology” or are “directed to a result or effect that itself is the abstract idea and merely invoke generic processes and machinery.” McRO, 837 F.3d at 1314. Contrary to Appellant’s argument, our view is that these limitations are to the outcome or results, that is, the reconfiguration of an application is for the display promotion controls for user selection of a promoted destination, with no details provided for the reconfiguration, and this is not an improvement to technology. Apple, Inc., 842 F.3d at 1241 (“They do not claim a particular way of programming or designing the software to create [the claimed customizable display] that [has the recited] features, but instead merely claim the resulting [method].”). Similar to the claims at issue in Intellectual Ventures, “the claim language here provides only a result-oriented solution, with insufficient detail for how a computer accomplishes it. Our law demands more.” Intellectual Ventures I LLC v. Capital One Financial Corp., 850 F.3d 1332, 1342 (Fed. Cir. 2017) (citing Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1356 (Fed. Cir. 2016)). Appeal 2021-001884 Application 15/855,538 12 As a result, we conclude that representative claim 1 does not recite additional elements that integrate the judicial exception into a practical application, and, and discussed above, we find no reversible error with the Examiner’s findings that representative claim 1 recites an abstract idea. We now look to whether representative claim 1 contains any inventive concept or adds anything significantly more to transform the abstract concept into a patent-eligible application. Alice, 573 U.S. at 216. The Examiner finds that additional elements, such as the mobile phone and user interface, perform generic computing functions “such that it amounts to adding the words ‘apply it.’” Final Act. 5. The Examiner finds that the additional elements do not amount to significantly more than the judicial exception. Id. The Federal Circuit has held that, after determining that the claim is directed to an ineligible concept, we assess “whether the claim limitations, other than the invention’s use of the ineligible concept to which it was directed, were well-understood, routine, and conventional.” BSG Tech LLC v. BuySeasons, Inc., 899 F.3d 1281, 1290 (Fed. Cir. 2018). We find no error with the Examiner’s finding that the claim does not recite more than the implementation of the abstract idea by a computer. Final Act. 5. The use of conventional computer components to perform conventional steps to implement an abstract idea has repeatedly been found to not make an abstract idea patent eligible. See Alice, 573 U.S. at 217–18 (Instructing one to “apply” an abstract idea and reciting no more than generic computer elements performing generic computer tasks does not make an abstract idea patent eligible.). Appeal 2021-001884 Application 15/855,538 13 Appellant also argues that the Examiner fails to provide sufficient findings that additional limitations of “sending first instructions,” “re- configuring the master application,” and “sending a selected destination control” are well-understood, routine, and conventional activities as required under Berkheimer. See Appeal Br. 15–18; Berkheimer v. HP Inc., 881 F.3d 1360 (Fed. Cir. 2018). We, however, agree with the Examiner that the additional elements such as a mobile device and user interface are described at a high level of generality and perform functions recited in the claim that do not do more than apply the judicial exception. See Final Act. 5. In other words, the additional elements are invoked merely as tools in the application of the abstract idea. Accordingly, we are not persuaded of error in the Examiner’s conclusion that representative claim 1 is directed to patent-ineligible subject matter. 35 U.S.C. § 103 The Examiner finds that independent claims 1 and 16 are obvious in view of the combination of Gordon and Liu. Final Act. 8–15, 27–31. The Examiner finds that the limitation “sending a selected destination control to the rideshare application . . . the selected destination control comprising second instructions to alter the destination of the rideshare application to a selected destination . . . associated with one of the promotion controls selected” is taught by the combination of Gordon and Liu. Id. at 12–15. The Examiner relies upon Gordon’s disclosure of the presentation of alternative routes associated with relevant ads for the teaching of the “sending” limitation. Id. at 13 (citing Gordon ¶ 495). The Examiner also relies upon Gordon’s disclosure of the mobile device of recommended Appeal 2021-001884 Application 15/855,538 14 destinations to a user, upon user selection, with the mobile device updating the vehicle’s navigation to the new destination. Id. at 14 (citing Gordon ¶ 1988). The Examiner relies on Liu for its teaching of the use of ride- sharing applications in combination with trip-planning applications. Id. at 14–15. Appellant contends that Gordon and Liu do not teach that when the selected destination control is sent back to the rideshare application from the master application, the selected destination control instructions alters the destination of the rideshare application to a selected destination associated with the selected promotion control. Appeal Br. 20. More specifically, Appellant argues that Gordon does not teach altering the destination of the rideshare application to a selected destination. Id. at 20–21 (citing Gordon ¶ 495). Appellant contends that Gordon’s paragraph 495 discloses that there are a variety of routes that may be presented to a user, but there is no teaching of altering the destination. Id. Appellant also contends that Examiner’s relied-upon paragraph 1988 of Gordon describes a user using an audio command to specify a destination, but the vehicle’s navigation system is updated to the new destination. Appeal Br. 21 (citing Gordon ¶ 1988). Appellant asserts that the Examiner has equated the master application of Gordon to the claimed master application, and the Gordon’s “feeder” application, in combination with Liu, is equated to the claimed rideshare application. Id. at 20. Appellant argues, however, that when considering paragraph 1988 of Gordon, if the vehicle’s navigation is the master device, there is then no communication of a new destination back to the user’s mobile device. Id. at 21. Alternatively, Appellant argues that if the vehicle’s navigation system is the rideshare Appeal 2021-001884 Application 15/855,538 15 application, then the Examiner is contending that the rideshare application presents the ad, which is not consistent with Applicant’s claims. We agree with Appellant’s arguments. More specifically, we agree that Gordon’s paragraph 495 discloses presenting alternative routes associated with relevant ads, but there is no disclosure of altering a destination. Gordon ¶ 495. Additionally, paragraph 1988 of Gordon discloses that if the user agrees with a suggested destination, the mobile phone will update the new destination with the vehicle’s navigation system. Id. ¶1988. So the destination would be altered on the vehicle’s navigation system. The Examiner does not explain how the vehicle’s navigation system disclosed in paragraph 1988 of Gordon is mapped to the elements of claim 1. And even if Gordon’s vehicle navigation system were mapped as either the master or rideshare applications for the teaching of “altering the destination,” the result would be that other limitations of the claim would not be taught by the vehicle navigation system. The Examiner presented additional findings relying on Gordon’s disclosures on social network applications, advertisement/content management (AD) platform or modules, and navigation routing applications. Ans. 7–9 (citing Gordon ¶¶ 171, 315, 606). We have reviewed these portions of Gordon and do not find that they disclose the claimed “altering the destination.” Accordingly, after considering Appellant’s contentions and the evidence presented in this Appeal, we are persuaded that Appellant identifies reversible error, and we therefore cannot sustain the § 103 rejection for independent claims 1 and 16. The prior art relied upon for the prior teaching of dependent claims 2–15 and 17–20 (Final Act. 15–23, 31–32), fail to Appeal 2021-001884 Application 15/855,538 16 remedy the deficiencies in the teachings for independent claims 1 and 16, and we therefore cannot sustain the rejections of these claims. CONCLUSION For the above reasons, the Examiner’s rejection of claims 1–20 is affirmed. DECISION SUMMARY In summary: Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–20 101 Eligibility 1–20 1–20 103 Gordon, Liu 1–20 Overall Outcome 1–20 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation