James ManganoDownload PDFPatent Trials and Appeals BoardSep 24, 20212021002209 (P.T.A.B. Sep. 24, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/728,423 10/09/2017 James Irving Mangano 1169-02 1027 78519 7590 09/24/2021 DALE JENSEN PLC 606 BULL RUN STAUNTON, VA 24401 EXAMINER VENNE, DANIEL V ART UNIT PAPER NUMBER 3617 NOTIFICATION DATE DELIVERY MODE 09/24/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): DALERJENSEN@GMAIL.COM djensen@dalejensenlaw.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte JAMES IRVING MANGANO Appeal 2021-002209 Application 15/728,423 Technology Center 3600 Before DANIEL S. SONG, STEFAN STAICOVICI, and MICHAEL L. WOODS, Administrative Patent Judges. WOODS, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–11, which constitute all of the claims pending in the application. Appeal Br. 2. We have jurisdiction under 35 U.S.C. § 6(b). We REVERSE. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the sole inventor, James Mangano, as the real party in interest. Appeal Br. 2. Appeal 2021-002209 Application 15/728,423 2 CLAIMED SUBJECT MATTER The application is titled “Systems, Devices, and/or Methods for Managing Watercraft.” Spec. 1, Title. Claims 1, 10, and 11 are independent. Appeal Br. (App. A-1) (“Claims App.”). We reproduce claim 1, below: 1. A system comprising: a plurality of discs coupleable to a first surfboard, wherein, when the plurality of discs is coupled to the first surfboard, each of the plurality of discs deflects a flow of water along the first surfboard such that the first surfboard rides higher relative to a water surface compared to a second surfboard not coupled to discs, wherein: each of the plurality of discs has a cross section that comprises two substantially linear edges that meet at substantially right angles; and a curvilinear edge that meets each of the two substantially linear edges, the curvilinear edge substantially lacking any linear portion. Id. (emphasis added). REFERENCES The prior art relied upon by the Examiner is: Name Reference Date Rourman US 2009/0029610 A1 Jan. 29, 2009 Morgan US 3,747,138 July 24, 1973 See Final Act. 7–8. Appeal 2021-002209 Application 15/728,423 3 REJECTIONS2 The following rejections are before us on appeal: Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis 1–11 112(a) Written Description 1–11 103 Morgan, Rourman Final Act. 6–8. OPINION 1. Written Description Rejection The Examiner rejects claims 1–11 for failing to comply with the written description requirement under 35 U.S.C. § 112(a). Final Act. 6. In particular, the Examiner finds that the “claims contain new matter as explained in paragraph 10 of this office action.” Id. (emphasis omitted). In paragraph 10 of the Final Office Action, the Examiner objects to an amendment filed on May 29, 2019, for introducing new matter. Id. at 5 (emphases added); see also infra § 2 (addressing the new matter objection). In particular, the Examiner finds that [the claims recite] a “curvilinear edge substantially lacking any linear portion” which is considered new matter since such an explicit limitation is not found in the original disclosure of the application as filed; the original disclosure did not expressly exclude a linear portion or limit a curvilinear edge to substantially lacking any linear portion as presented in the claims. It is noted that the definition of curvilinear according to dictionary.com is consisting of or bounded by curved lines; hence, a straight line bounded by curved lines would be considered curvilinear and applicant did not expressly exclude a 2 In addition to the rejections, the Examiner objects to: (1) an amendment filed on May 29, 2019, for containing new matter; (2) the drawings; (3) the Specification; (4) and the claims. See Final Act. 2–6. Appellant appeals these objections. See Appeal Br. 5–9. We address these objections in our Decision. Appeal 2021-002209 Application 15/728,423 4 linear portion or limit a curvilinear edge to substantially lacking any liner [sic] portion in the disclosure of the application as originally filed. Therefore, such is considered new matter and applicant remove cancel this new matter. Id. at 5–6 (emphases omitted). In response to the rejection (and corresponding new matter objection), Appellant submits an annotated version of its Figure 2C, and states that “a cursory review of FIG. 2C conveys to one skilled in the art that the claimed curvilinear edge substantially lacks any linear portion.” Appeal Br. 9. We reproduce the annotated version of Appellant’s Figure 2C, below: Id. at 6; see also Reply Br. 3 (reproducing the same). Figure 2C depicts a top view of a disc. Spec. 2. As shown by Appellant’s annotations, the disc has three edges; a “curvilinear edge,” a “first substantially linear edge,” and a “second substantially linear edge” joined together such that each of the “edges” meet one another. Appeal 2021-002209 Application 15/728,423 5 In the Answer, the Examiner explains that the negative limitation, “curvilinear edge substantially lacking any linear portion,” “is considered new matter since such an explicit negative limitation is not found in the disclosure of the application as originally filed.” Ans. 3–4. Appellant has the better position. Under proper circumstances, drawings alone may provide a written description of an invention as required by 35 U.S.C. § 112(a). See Vas-Cath Inc. v. Mahurkar, 935 F.2d 1555, 1563 (Fed. Cir. 1991); see also Wang Labs., Inc. v. Toshiba Corp., 993 F.2d 858, 866 (Fed. Cir. 1993) (drawings provided substantial evidence of disclosure of leadless SIMMs). In the present case, the Specification describes that “[e]ach of plurality of discs . . . can comprise a curvilinear edge.” Spec. 4 (referencing outside edges 3A, 4A, 5A, and 6A of Fig. 1). The Specification further defines “curvilinear” as “comprising or bounded by curved lines.” Id. at 7. By describing edges 3A, 4A, 5A, and 6A as “curvilinear” and being “bounded by curved lines,” we find that the “curvilinear edge” shown and described provides subject matter support for the claimed limitation. The Examiner’s position that a straight line bounded by curved lines may be “curvilinear” (see Final Act. 5–6) is unreasonably broad and inconsistent with the Specification, as well as the plain and ordinary meaning of “curvilinear,”3 which is consistent with the Appellant’s definition. The record does not support the Examiner’s position that a “curvilinear” line 3 curvilinear: 1 : consisting of or bounded by curved lines. https://www.merriam-webster.com/dictionary/curvilinear (last visited Sept. 21, 2021). Appeal 2021-002209 Application 15/728,423 6 comprises straight (or linear) lines. Notably, Appellant’s Figures 3A, 4A, 5A, and 6A depict a “curvilinear edge” without any linear portions. Accordingly, we agree with Appellant that the originally-filed disclosure would have conveyed to a skilled artisan that Appellant had possession of the claimed “curvilinear edge substantially lacking any linear portion.” Appeal Br. 9; see also Reply Br. 2–4. We reverse the written description rejection of claims 1–11. 2. New Matter Objection As discussed above, and in addition to rejecting claims 1–11 as failing to comply with the written description requirement, the Examiner objected to an amendment filed on May 29, 2019, for introducing new matter. Final Act. 5. In particular, the Examiner objected to the amendment to the claims for reciting “curvilinear edge substantially lacking any linear portion.” See id. The MPEP provides that “[i]f both the claims and specification contain new matter either directly or indirectly, and there has been both a rejection and objection by the examiner, the issue becomes appealable and should not be decided by petition.” MPEP § 2163.06(II). Accordingly, and consistent with our decision to reverse the Examiner’s written description rejection, we also do not sustain the Examiner’s new matter objection to the amendment filed on May 29, 2019. See Final Act. 5. Appeal 2021-002209 Application 15/728,423 7 3. Prior Art Rejection The Examiner rejects claims 1–11 as unpatentable over Morgan in view of Rourman. Final Act. 7. We reproduce Morgan’s Figures 1 and 2, below: Figure 1 depicts a top plan view of Morgan’s surfboard “improved with lifting hydrofoils” while Figure 2 depicts a side view of that same surfboard. Morgan 1:47–49. The Examiner finds that Morgan’s fins/foils (4, 6, 5a, 5b, 6a, and 6b) are “coupleable to a surfboard and each deflects a flow of water along the surfboard such that the surfboard rides higher relative to a water surface as compared to a surfboard without the fins/foils.” Final Act. 7. The Examiner acknowledges, however, that Morgan does not disclose the fins/foils being “disc shaped nor the specific cross-section for two substantially linear edges meeting at substantially right angles and a curvilinear edge that meets each of the two substantially linear edges with the curvilinear edge substantially lacking any linear portion.” Id. To Appeal 2021-002209 Application 15/728,423 8 address this missing limitation, the Examiner relies on Rourman’s teachings. Id. The Examiner finds that Rourman discloses “a surfboard with horizontal fins/foils which are partially curved and disc shaped and can include a curvilinear edge (or partially circular edge) and two linear edges meeting at substantially right angles.” Id. at 7–8. Although the Examiner does not provide any direct citations to Rourman other than to “see figures” (see id.), we reproduce Rourman’s “Photo F” or “Figure F,” below: Appeal 2021-002209 Application 15/728,423 9 Rourman’s Figure 4 (or Photo F) is a “view of the area between the bottom hull of the surfboard, and the top of the horizontal fin.” Rourman ¶ 53. In combining Morgan with Rourman, the Examiner reasons that attaching Rourman’s “discs” to Morgan’s hydrofoils would have “create[d] lift forward and aft and reduce friction in water as desired” and would have been “considered a matter of design preference to suit aesthetics and lift performance.” Final Act. 8. In the Answer, the Examiner further explains Appeal 2021-002209 Application 15/728,423 10 that “Rourman is relied upon for disclosing and teaching the use of a disc shaped fin/foil as a lift component for a surfboard.” Ans. 4. In contesting the rejection, Appellant argues, inter alia, that the “‘fin’ disclosed in Rourman is designed to (1) manufacture propulsion and (2) to stabilize a marine vessel.” Appeal Br. 16 (citing Rourman, Abstr.). Appellant explains that “[p]lacing a ‘fin’ so shaped to the surfboard of Morgan would not lift and support at least a portion of a surfboard above a surface of the water.” Id. Appellant also asserts that “no evidence is of record showing where Rourman teaches the claimed shape.” Reply Br. 5. Appellant’s arguments are persuasive. First, we agree with Appellant’s argument that Rourman’s “discs” do not satisfy the claimed shape, namely, “a cross section that comprises two substantially linear edges that meet at substantially right angles” and “a curvilinear edge that meets each of the two substantially linear edges, the curvilinear edge substantially lacking any linear portion.” Claims App. 1. To illustrate, we reproduce Rourman’s Figure 3, below: Appeal 2021-002209 Application 15/728,423 11 Figure 3 is “a specification drawing of the right piece of the horizontal fin.” Rourman ¶ 63. As shown in the above figure, Rourman appears to have a “curvilinear” edge which appears semicircular with a radius of about 3 inches. Before the “curvilinear” edge “meets” the “substantially linear edge Appeal 2021-002209 Application 15/728,423 12 that meet at substantially right angles,” however, there is what appears to be another intervening linear edge that extends about .75 inches. This .75 inch linear edge is connected between the “curvilinear edge” and the noted “two substantially linear edges.” As such, the embodiment shown in Rourman’s Figure 3 does not have a “curvilinear edge that meets each of the two substantially linear edges” where the “substantially linear edges . . . meet at substantially right angles,” as recited in claim 1. See Claims App. 1. Second, we agree with Appellant that Rourman’s “discs” do not provide lift, contrary to the Examiner’s assertion. See Appeal Br. 16 (arguing that Rourman’s disc is designed to “manufacture propulsion” and “stabilize a marine vessel,” not to “lift and support at least a portion of a surfboard”); see also Ans. 4 (“Rourman is relied upon for disclosing and teaching the use of a disc shaped fin/foil as a lift component for a surfboard.”). Other than a reference to “see figures,” the Examiner provides no explicit citations to Rourman to support a finding that Rourman’s “discs” provide hydrodynamic lift. See Final Act. 7–8; see also Ans. 4–6. Rather, Rourman discloses that the purpose of its “disc” is to “stabilize the surfboard” and to resist listing by “the upward lift counter pressure and downward push counter pressure combined resistance.” See, e.g., Rourman ¶¶ 40, 108. Accordingly, we are not persuaded that a skilled would have modified Morgan by adding “discs” like Rourman’s “in order to create lift forward and aft and reduce friction in water,” as reasoned by the Examiner. Final Act. 8. For the foregoing reasons, we reverse the rejection of claims 1–11 as unpatentable over Morgan and Rourman. Appeal 2021-002209 Application 15/728,423 13 4. Objections to the Drawings, the Specification, and the Claims The Examiner objects to the drawings under 37 C.F.R. § 1.83(a). Final Act. 3. In objecting to the drawings, the Examiner finds that the claimed disc cross sections are not shown in Fig. 2C, but “are instead shown in figures 3A, 3B, 6A, 6B, 9A and 9B which seems to agree with applicant’s disclosure in the specification.” Id. The Examiner also objects to the Specification for using inconsistent nomenclature in the claims in accordance with MPEP § 608.01(o). See id. at 4 (“Applicant is reminded that MPEP § 608.01(o) requires consistent nomenclature in the claims and specification” (emphasis omitted)). The Examiner finds, inter alia, that the claimed limitations “substantially conforms in shape to an edge of the first surfboard when installed on the surfboard” and “wherein each of the plurality of discs has a substantially circular cross section” are “inconsistent with the terminology used in the specification.” Id. In addition to objecting to the drawings and the Specification, the Examiner also objects to the claims for reciting a “‘system’ or a ‘method’ without specifying a purpose or an intended use.” Id. at 6 (citing MPEP § 608.01(o)). An appeal to the Board under 35 U.S.C. § 134(a) is generally limited to the review of the merits of rejections of claims and those matters which directly relate to rejections of claims, i.e., are determinative of a rejection. 35 U.S.C. §§ 6(b), 134(a); In re Berger, 279 F.3d 975, 984–85 (Fed. Cir. 2002) (citing In re Hengehold, 440 F.2d 1395, 1403 (CCPA 1971)); see also MPEP § 1201. As stated in Hengehold: Appeal 2021-002209 Application 15/728,423 14 There are a host of various kinds of decisions an examiner makes in the examination proceeding–mostly matters of a discretionary, procedural or nonsubstantive nature–which have not been and are not now appealable to the board or to this court when they are not directly connected with the merits of issues involving rejections of claims, but traditionally have been settled by petition to the [Director]. Hengehold, 440 F.2d at 1403. Unlike the new matter objection discussed above (supra § 2), these additional objections do not relate to the prior art or written description rejections now before us. Therefore, the Examiner’s objections to the drawings, the Specification, and the claims are petitionable matters which we do not reach in our Decision. CONCLUSION We reverse all of the rejections and the new matter objection to the amendment filed on May 29, 2019. DECISION SUMMARY In summary: Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–11 112(a) Written Description 1–11 1–11 103 Morgan, Rourman 1–11 Overall Outcome 1–11 REVERSED Copy with citationCopy as parenthetical citation