Ex Parte 6825418 et alDownload PDFPatent Trial and Appeal BoardNov 27, 201290009433 (P.T.A.B. Nov. 27, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 90/009,433 04/03/2009 6825418 GAR0001 6165 12212 7590 11/27/2012 KACVINSKY DAISAK, PLLC (1532) 3120 Princeton Pike SUITE 303 Lawrenceville, NJ 08648 EXAMINER RUBIN, MARGARET R ART UNIT PAPER NUMBER 3992 MAIL DATE DELIVERY MODE 11/27/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte WPFY, INC. ____________________ Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B11 Technology Center 3900 ____________________ Before HOWARD B. BLANKENSHIP, STEPHEN C. SIU, and JOSIAH C. COCKS, Administrative Patent Judges. COCKS, Administrative Patent Judge. DECISION ON APPEAL 1 The patent under reexamination (hereinafter the “‘418 Patent”) issued to Dollins et al. on November 30, 2004. Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 2 A. STATEMENT OF THE CASE This reexamination proceeding arose from a third-party request for ex parte reexamination filed April 3, 2009. WPFY Inc. (“WPFY”), the owner of the patent under reexamination, appeals under 35 U.S.C. §§ 134(b) and 306 from a final rejection of claims 31-34, 36, and 37.2 An oral hearing was conducted on August 22, 2012. A transcript of the hearing was made of record on October 4, 2012. We have jurisdiction under 35 U.S.C. §§ 134(b) and 306. We affirm. References Relied on by the Examiner Falciglia et al. (“Falciglia”) 5,350,885 Sep. 27, 1994 Bürgisser 3 CH 590 544 Aug. 15, 1977 Underwriters Laboratories Inc. Standard for Safety, Metal-clad Cables, UL 1569, Second Edition, September 10, 1998 (“UL 1569”). The Rejections on Appeal The Examiner rejected claims 31-34, 36, and 37 under 35 U.S.C. § 103(a) as unpatentable over Bürgisser and Falciglia. The Examiner rejected claims 31-34 under 35 U.S.C. § 103(a) as unpatentable over UL 1569 and Bürgisser. 2 WPFY relies on its Appeal Brief filed September 15, 2011 (“App. Br.”) and its Reply Brief filed February 14, 2012 (“Reply Br.”). 3 References in this opinion to page and line numbering involving Bürgisser are to the English translation of that Swiss document which is of record in this proceeding and dated March 25, 2009. Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 3 The Examiner rejected claims 36 and 37 under 35 U.S.C. § 103(a) as unpatentable over UL 1569, Bürgisser, and Falciglia. The Invention The invention relates to indicia-marked electrical cables. (‘418 Patent 1:5.) Independent claim 31 is reproduced below (App. Br. 26, Claims App’x): 31. A cable comprising: a tubular conductive sheath having inner and outer surfaces, the inner surface of the sheath defining an internal passage sized and configured to enclose a conductor, a first visible indicia displayed on the outer surface of the sheath and representing a gauge of the conductor, and a second visible indicia displayed on the outer surface of the sheath and indicating a type of cable. B. ISSUES 1. Would a person of ordinary skill in the art have appreciated from the combined teachings of Bürgisser and Falciglia that a cable may be configured with a tubular conductive sheath having first and second visible indicia displayed thereon as required by claim 31? 2. Would a person of ordinary skill in the art have appreciated from the combined teachings of UL 1569 and Bürgisser that a cable may be configured with a tubular conductive sheath having first and second visible indicia displayed thereon as required by claim 31? Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 4 C. ANALYSIS Claim 31 is the sole independent clam involved in this reexamination proceeding. The patentability of dependent claims 32-34, 36, and 37 is not argued apart from the independent claim. The Examiner rejected claim 31 over the combination of Bürgisser and Falciglia and also over the combination of UL 1569 and Bürgisser. The cable set forth in claim 31 requires “a tubular conductive sheath” operating to enclose a conductor. The claim further requires that first and second forms of “visible indicia” be displayed on the outside of the sheath, with the first indicia “representing a gauge of the conductor” and the second indicia “indicating a type of cable.” In connection with each of the Examiner’s prior art combinations, the dispute centers on the above-noted features, in particular that a tubular conductive sheath incorporate each of the required first and second visible indicia. Bürgisser and Falciglia Bürgisser discloses an “Electric Power Cable” (Bürgisser, Title.) Bürgisser summarizes its invention as follows (id. at 2, ll. 4-6): The electric power cable according to the invention is characterized in that it has a sheath that is provide with one or more marking along its entire length that identify the wire or wires it contains. The Request for Reexamination filed April 3, 2009 evaluated the content of Bürgisser with respect to the type of markings is disclosed. That evaluation appeared as follows (Req., 4-5)4: 4 The Examiner’s Answer incorporates by reference the noted content of the Request for Reexamination. (Ans., 5.) App Reex Paten of B cond eal 2012-0 amination t 6,825,4 WPFY d ürgisser w uctors or “ 06723 Control 9 18 B1 oes not ch ith respect type of ca 0/009,433 allenge th to disclos ble.” Nor 5 e above-qu ure of mar is it evide oted asse kings dire nt to us th ssment of cted to “ga at the asse the conten uge” of ssment is t Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 6 inaccurate. Rather, WPFY contends that the “sheath” disclosed in Bürgisser is not a structure which corresponds to the sheath of claim 31. The underlying basis for that position appears to be that Bürgisser’s “sheath” is a type of “insulator” rather than a component which is “conductive” as required by the claims. (App. Br., 9-10.) 5 The Examiner expresses no disagreement with WPFY’s contention. Indeed, the Examiner also takes the view that Bürgisser’s sheath is not conductive. (Ans., 5:17-19.) To account for the conductive sheath requirement of the claims, the Examiner relies on the teachings of Falciglia. (Id. at 5-7.) Falciglia is directed to an “armored cable” incorporating an “[a]rmored cable sheath” which “is coded for easy visual identification by applying patterns, e.g., colored patterns along the length of the cable.” (Falciglia, Title, Abstract.) Falciglia further assesses its inventive cable as follows (id at 1:56-66): [T]he invention features an armored cable sheath including a conductive tubular structure having an internal passage, an outer surface, a first end, and a second end. The internal passage is sized and configured to enclose one or more conductors. The tubular structure is made of a material having a first visual appearance. A pattern of visible indicia, or different visual appearance from the first 5 We observe that WPFY contends that the term “sheath” as it appears in the English translation of Bürgisser constitutes a “translation error” of the German word “mantel.” (App. Br., 10, fn. 3.) WPFY, however, does not offer any evidentiary support for that contention. Moreover, even assuming arguendo that the term “mantel” has been mistranslated and should instead be read as a “‘coating,’ ‘jacket’’ or ‘layer’,” as is urged by WPFY, lacking from the Briefs is any meaningful explanation as to what prejudicial error arises from the alleged mistranslation. Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 7 visual appearance, is applied on the outer surface and is repeated along the length of the sheath. Thus, Falciglia characterizes its sheath as being “a conductive tubular structure” having “a pattern of visible indicia” on an outer surface thereof and which encloses “one or more conductors.” Falciglia explains the purpose of the patterns or indicia on the surface of its cable (id. at 2:30-35): By looking at the cable, one can easily determine the number of conductors, type of insulation, and/or type of cable, or the particular application. The premarking of various colored designs on the sheath saves time and reduces errors in handling, installing, inspecting, and maintaining the armored cable. We observe that there is notable similarity between the above-noted purpose of the indicia applied to the outer surface Falciglia’s sheath and that of the indicia applied to the outer surface of Bürgisser’s sheath. In particular, Bürgisser describes the following with respect to the purpose of its disclosed markings or indicia (Bürgisser, 3:1-3): The proposed cable marking is advantageous not only for the installation of the cable, but also for all subsequent types of supplementary or repair work, in which unknown cables may be encountered, the identification of which is critical. Thus, each of Bürgisser and Falciglia conveys a desire to affix markings or indicia to the exterior surfaces of their respective cables for the purpose of identifying characteristics of the cables. In view of the teachings of those references, the Examiner concluded that WPFY’s claims 31 would have been obvious including the placement of multiple visible indicia onto the surface of a conductive sheath. (Ans., 5-7.) Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 8 Although WPFY seemingly presents various separate arguments in challenging the Examiner’s conclusion6, in essence, the underlying premise for each of those arguments is the same and amounts to a contention that the prior art does not convey displaying multiple visual indicia on the outer surface of a sheath which is “conductive.” In that regard, WPFY is evidently of the view that any combination of Bürgisser and Falciglia necessarily results in indicia affixed to an interior insulating cover of a conductor so as to be “concealed within” an outer conductive sheath. (E.g., App. Br., 11:2-11.) We do not agree with WPFY. In assessing obviousness, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art. In re Young, 927 F.2d 588, 591 (Fed. Cir. 1991). That assessment should take into account the inferences and creative steps that a person of ordinary skill in the art would employ. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007). Furthermore, a prior art reference must be considered for everything it teaches by way of technology and is not limited to the particular invention it is describing and attempting to protect. EWP Corp. v. Reliance Universal Inc., 755 F.2d 898, 907 (Fed. Cir. 1985). WPFY’s position as to the non-obviousness of its claims ostensibly rests on a distinction between cables with an outer sheath or covering which 6 For example: lack of motivation to combine the references (App. Br., 7); the proposed modification rendering Bürgisser unsatisfactory for its intended purpose (id. at 10-12); the references teaching away from the claimed invention (id. at 12-17); the use of impermissible hindsight reconstruction to arrive at the invention (id. at 21). Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 9 is conductive as compared with one which is insulating. Yet, the record reveals that when it comes to placing identifying indicia on cables, that is a distinction without a difference. Bürgisser readily conveys that information representative of conductor gauge and cable type is conveyed to a cable installer or operator via markings displayed on the outer surface of a cable. Although the outer sheath of the cable set forth in Bürgisser may be made of an insulating material, Bürgisser does not limit its teachings to such material. Similarly, Falciglia also describes placing visible indicia conveying cable characteristics onto a cable whose outer sheath is conductive. In our view, a skilled artisan would have readily inferred from the technological teachings of the prior art that known information associated with a cable, such as the gauge of a contained conductor and cable type, may be suitably applied, via visible indicia, to a cable’s outer tubular coating or sheath, be it conductive or otherwise. We are cognizant of inventor Dollins’ testimony7, which essentially echoes the above-noted arguments advanced by WPFY. In that regard, Mr. Dollins testifies (Dollins Decl., ¶ 11): If Falciglia and Burgisser were combined, it is my opinion, that the resulting cable would have one indicia on the exterior of the armored cable sheath and additional marking on the insulating sheath which is inside the armored cable sheath. Thus, one of ordinary skill in the art would not even see the markings from Burgisser until the cable is cut or viewed from an end. Thus, the combination of Falciglia and Burgisser does not disclose a tubular conductive sheath 7 See James C. Dollins’ “Declaration under 37 C.F.R. § 1.132” entered into the record on November 29, 2010. Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 10 having a first visibile [sic] indicia on the outer surface of the sheath and a second visible indicia also on the outer surface of the sheath. Mr. Dollins, however, does not meaningfully explain the underlying basis for that opinion. Nor do we think that the testimony appropriately takes into account what one with ordinary skill and creativity in the art would have appreciated from the above-discussed content of Bürgisser and Falciglia directed to applying visible indicia to cable surfaces. Indeed, the testimony appears predicated on the insufficiently supported premise that there is some type of distinction in the art as between conductive surfaces and non-conductive surfaces for cables with respect to applying identifying markings to those surfaces. Although we have considered the Dollins Declaration, nothing requires us to credit the inadequately explained testimony of an expert. See Rohm and Haas Co. v. Brotech Corp., 127 F.3d 1089, 1092 (Fed. Cir. 1997). After thorough evaluation of the record as a whole, including WPFY’s arguments and the declaration testimony of inventor Dollins, we are not persuaded of error in the Examiner’s rejection of claim 31 as obvious based on the teachings of Bürgisser and Falciglia. Accordingly, we sustain the rejection of claims 31-34, 36, and 37 as unpatentable over those references. UL 1569 and Bürgisser UL 1569 is a “Standard for Safety” provided by Underwriters Laboratories Inc. and is directed to “Metal-Clad Cables.” (UL 1569, Title page.) UL 1569 discloses that “markings” may be applied “on the outer surface of a finished cable that has an overall jacket or anywhere within a finished cable.” (Id. at p. 61, § 31.1.) Although, as is noted by the Examiner Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 11 (Ans., 18), UL 1569 is directed to safety standards involving “metal-clad cables,” WPFY submits that the referenced “overall jacket” is disclosed only as constituting materials that are not conductive. (App. Br., 23.) WPFY also urges that markings arranged “anywhere within a finished cable” is not a teaching of applying markings or indicia to any outer surface of a cable sheath. (Id.) WPFY further contends that UL 1569 does not itself disclose any visual indicia on a conductive sheath nor would one with ordinary skill in the art would not have applied Bürgisser’s teachings concerning markings applied to an insulating sheath. (Id. at 23-24.) WPFY thus concludes that the combination of UL 1569 and Bürgisser is insufficient to render claim 31 unpatentable. We do not agree with WPFY’s above-noted assessments of the content of UL 1569’s disclosure, however, even assuming that they are correct, we observe that there is no dispute that the “metal-clad cables” disclosed in UL 1569 are understood to incorporate a conductive sheath. (App. Br., 23:10-12: “Patentee agrees….UL 1569 does disclose a conductive sheath…” (emphasis in original).) As discussed above, Bürgisser clearly provides that markings were known to be applied to the outer surface of a cable sheath or coating to desirably convey characteristics of the cable, such as those representative of gauge and cable type. The record does not demonstrate that teachings directed to identifying indicia on insulating sheaths are somehow precluded from being applied to conductive sheaths. Having reviewed the record, we are not persuaded of error in the Examiner’s rejection of claim 31 based on the combined teachings of UL 1569 and Bürgisser. In reaching our decision, we have considered Mr. Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 12 Dollins’ Declaration. Although he generally testifies that “the combination of UL 1569 and Bürgisser do not disclose a first indicia on the outer surface of a conductive sheath and a second indicia on the outer surface of a conductive sheath” (Dollins Decl., 14), notably lacking from that testimony is credible explanation or evidentiary support underlying the conclusion reached. For the foregoing reasons, we sustain the Examiner’s rejection of claims 31-34 as unpatentable over UL 1569 and Bürgisser. We also sustain the rejection of claims 36 and 37 over UL 1569, Bürgisser, and Falciglia. D. CONCLUSION 1. We conclude that a person of ordinary skill in the art have appreciated from the combined teachings of Bürgisser and Falciglia that a cable may be configured with a tubular conductive sheath having first and second visible indicia displayed thereon as required by claim 31. 2. We conclude that a person of ordinary skill in the art have appreciated from the combined teachings of UL 1569 and Bürgisser that a cable may be configured with a tubular conductive sheath having first and second visible indicia displayed thereon as required by claim 31. E. ORDER The rejection of claims 31-34, 36, and 37 under 35 U.S.C. § 103(a) as unpatentable over Bürgisser and Falciglia is affirmed. The rejection of claims 31-34 under 35 U.S.C. § 103(a) as unpatentable over UL 1569 and Bürgisser is affirmed. Appeal 2012-006723 Reexamination Control 90/009,433 Patent 6,825,418 B1 13 The rejection of claims 36 and 37 under 35 U.S.C. § 103(a) as unpatentable over UL 1569, Bürgisser, and Falciglia is affirmed. Requests for extensions of time in this ex parte reexamination proceeding are governed by 37 C.F.R. § 1.550(c). AFFIRMED PATENT OWNER: KACVINSKY DAISAK, PLLC (1532) 4500 BROOKTREE ROAD SUITE 302 WEXFORD, PA 15090 THIRD PARTY REQUESTER: GARY W. HAMILTON HAMILTON & TERRILE, L.L.P. 8911 NORTH CAPITAL OF TEXAS HWY SUITE 3150 AUSTIN, TX 78759 Copy with citationCopy as parenthetical citation