Summary
concluding that "reversal is not required under the circumstances of this case," citing Umali discussing Triumph
Summary of this case from Petty v. United StatesOpinion
771 KA 15–02022
09-27-2019
JARROD W. SMITH, ESQ., P.L.L.C., JORDAN (JARROD W. SMITH OF COUNSEL), FOR DEFENDANT–APPELLANT. LETITIA JAMES, ATTORNEY GENERAL, ALBANY (LISA E. FLEISCHMANN OF COUNSEL), FOR RESPONDENT.
JARROD W. SMITH, ESQ., P.L.L.C., JORDAN (JARROD W. SMITH OF COUNSEL), FOR DEFENDANT–APPELLANT.
LETITIA JAMES, ATTORNEY GENERAL, ALBANY (LISA E. FLEISCHMANN OF COUNSEL), FOR RESPONDENT.
PRESENT: WHALEN, P.J., CENTRA, PERADOTTO, LINDLEY, AND DEJOSEPH, JJ.
MEMORANDUM AND ORDER It is hereby ORDERED that the judgment so appealed from is unanimously affirmed.
Memorandum: In this prosecution arising from allegations that defendant and her codefendant took advantage of an elderly woman—whom they had befriended and provided with care—by liquidating her assets and appropriating her funds for their own use, defendant appeals from a judgment convicting her upon a jury verdict of, inter alia, grand larceny in the second degree ( Penal Law § 155.40[1] ). We affirm.
Defendant contends that the grand jury proceeding was defective pursuant to CPL 210.35(5) and that County Court therefore erred in refusing to dismiss the indictment (see generally CPL 210.20[1][c] ). We conclude upon our review of the grand jury minutes that defendant's contention lacks merit (see People v. Gonzales , 145 A.D.3d 1432, 1432, 43 N.Y.S.3d 616 [4th Dept. 2016], lv denied 29 N.Y.3d 1079, 64 N.Y.S.3d 169, 86 N.E.3d 256 [2017] ; see generally People v. Huston , 88 N.Y.2d 400, 409, 646 N.Y.S.2d 69, 668 N.E.2d 1362 [1996] ).
Contrary to defendant's further contention, although the court erred in arraigning her and initially setting bail in the absence of counsel, we conclude that reversal is not required inasmuch as the record establishes that defendant's nonrepresentation at that critical stage of the prosecution had no impact on the ultimate adjudication (see People v. Kaetzel , 117 A.D.3d 1187, 1188–1189, 985 N.Y.S.2d 734 [3d Dept. 2014], lv denied 24 N.Y.3d 962, 996 N.Y.S.2d 221, 20 N.E.3d 1001 [2014] ; People v. Young , 35 A.D.3d 958, 960, 825 N.Y.S.2d 831 [3d Dept. 2006], lv denied 8 N.Y.3d 929, 834 N.Y.S.2d 519, 866 N.E.2d 465 [2007] ; see also People v. Green , 48 A.D.3d 1056, 1057, 849 N.Y.S.2d 826 [4th Dept. 2008], lv denied 10 N.Y.3d 934, 862 N.Y.S.2d 341, 892 N.E.2d 407 [2008] ; see generally Hurrell–Harring v. State of New York , 15 N.Y.3d 8, 21, 904 N.Y.S.2d 296, 930 N.E.2d 217 [2010] ). To the extent that defendant, after initially being assigned counsel following arraignment, was thereafter unrepresented for a period pending a further determination of her eligibility for assigned counsel, we likewise conclude that reversal is not required on that ground. Even assuming, arguendo, that such period constituted a critical stage of the prosecution, the lack of representation had no impact on the case as a whole, and defendant's unsupported and speculative assertion to the contrary is insufficient to warrant reversal (see Kaetzel , 117 A.D.3d at 1188–1189, 985 N.Y.S.2d 734 ; Young , 35 A.D.3d at 960, 825 N.Y.S.2d 831 ). Defendant also contends that, in light of the fact that several of the People's witnesses were local attorneys, the court should have assigned her counsel from outside the county. Defendant failed to preserve that contention for our review (see People v. Alexander , 132 A.D.3d 1412, 1413, 17 N.Y.S.3d 667 [4th Dept. 2015], lv denied 27 N.Y.3d 1148, 39 N.Y.S.3d 383, 62 N.E.3d 123 [2016] ; see generally CPL 470.05[2] ), and we decline to exercise our power to review it as a matter of discretion in the interest of justice (see CPL 470.15[6][a] ). To the extent that defendant contends that defense counsel was ineffective based on conflicts of interest, that contention concerns matters outside the record and must be raised by way of a motion pursuant to CPL article 440 (see People v. Maltese , 148 A.D.3d 1780, 1783, 50 N.Y.S.3d 770 [4th Dept. 2017], lv denied 29 N.Y.3d 1093, 63 N.Y.S.3d 9, 85 N.E.3d 104 [2017] ).
We reject defendant's contention that she was denied meaningful representation. Contrary to defendant's assertion, the record establishes that defense counsel, among other things, made appropriate pretrial motions, effectively cross-examined the People's witnesses in conjunction with the codefendant's attorney, lodged appropriate objections, introduced evidence in favor of defendant, and made compelling opening and closing statements, thereby mounting a cogent, albeit unsuccessful, defense premised largely upon the argument that the victim had knowingly approved of the financial dealings as acts of generosity toward defendant and the codefendant based on the victim's close relationship with them (see People v. Crumpler , 163 A.D.3d 1457, 1459, 79 N.Y.S.3d 835 [4th Dept. 2018], lv denied 32 N.Y.3d 1003, 86 N.Y.S.3d 761, 111 N.E.3d 1117 [2018], reconsideration denied 32 N.Y.3d 1125, 93 N.Y.S.3d 263, 117 N.E.3d 822 [2018] ; see generally People v. Baldi , 54 N.Y.2d 137, 147, 444 N.Y.S.2d 893, 429 N.E.2d 400 [1981] ). Defendant also contends that she was denied meaningful representation by defense counsel's decision not to seek severance of her trial from that of the codefendant. That contention lacks merit inasmuch as such a motion would have had little or no chance of success and, moreover, defendant has not shown the absence of strategic or other legitimate explanations for the absence of a severance motion (see People v. McGee , 20 N.Y.3d 513, 520, 964 N.Y.S.2d 73, 986 N.E.2d 907 [2013] ; People v. Evans , 142 A.D.3d 1291, 1292, 38 N.Y.S.3d 354 [4th Dept. 2016], lv denied 28 N.Y.3d 1144, 52 N.Y.S.3d 296, 74 N.E.3d 681 [2017] ). To the extent that defendant's contention that she was denied meaningful representation is based upon defense counsel's alleged failure to consult experts in preparation of the defense, it involves matters outside the record on appeal and must therefore be raised by way of a motion pursuant to CPL article 440 (see People v. Washington , 122 A.D.3d 1406, 1406, 997 N.Y.S.2d 194 [4th Dept. 2014], lv denied 25 N.Y.3d 1173, 15 N.Y.S.3d 304, 36 N.E.3d 107 [2015] ). To the extent that defendant's contention is based on defense counsel's failure to produce expert witnesses at trial to rebut the evidence introduced by the People, we conclude that defendant "has not established that such expert testimony was available, that it would have assisted the jury in its determination or that [she] was prejudiced by its absence" ( People v. Woolson , 122 A.D.3d 1353, 1354, 997 N.Y.S.2d 865 [4th Dept. 2014], lv denied 25 N.Y.3d 1078, 12 N.Y.S.3d 630, 34 N.E.3d 381 [2015] [internal quotation marks omitted] ).
Defendant further contends that the court erred in admitting the testimony of an expert witness for the People because the court did not qualify the witness as an expert. That contention lacks merit inasmuch as the court overruled the objection by defense counsel made on that ground, thereby "implicitly indicat[ing] the court's discretionary acceptance of [the witness's] opinion as ‘expert testimony’ in [her] applicable field" ( People v. Gordon , 202 A.D.2d 166, 167, 608 N.Y.S.2d 192 [1st Dept. 1994], lv denied 83 N.Y.2d 911, 614 N.Y.S.2d 393, 637 N.E.2d 284 [1994] ; see People v. Benjamin R. , 103 A.D.2d 663, 669, 481 N.Y.S.2d 827 [4th Dept. 1984] ). Furthermore, the court "was not required to declare or certify on the record that the witness was an expert before permitting [her] to testify" ( People v. Valentine , 48 A.D.3d 1268, 1269, 852 N.Y.S.2d 525 [4th Dept. 2008], lv denied 10 N.Y.3d 871, 860 N.Y.S.2d 498, 890 N.E.2d 261 [2008] ).
Defendant also contends that the court committed reversible error by depriving her of the constitutional right to counsel when it initially prohibited her from communicating with anyone about her testimony during a weekend recess while she was in the midst of testifying in her defense. Defendant failed to preserve that contention for our review inasmuch as defense counsel was " ‘present and available to register a protest’ to [the] restriction on communication that would [have] provide[d] the court with an opportunity to rectify its error," but failed to do so ( People v. Umali , 10 N.Y.3d 417, 423, 859 N.Y.S.2d 104, 888 N.E.2d 1046 [2008], rearg. denied 11 N.Y.3d 744, 864 N.Y.S.2d 386, 894 N.E.2d 651 [2008], cert denied 556 U.S. 1110, 129 S.Ct. 1595, 173 L.Ed.2d 685 [2009] ; see People v. Narayan , 54 N.Y.2d 106, 112, 444 N.Y.S.2d 604, 429 N.E.2d 123 [1981] ; People v. Brown , 169 A.D.3d 1258, 1260, 94 N.Y.S.3d 729 [3d Dept. 2019], lv denied 33 N.Y.3d 1029, 102 N.Y.S.3d 510, 126 N.E.3d 160 [2019] ). In any event, although the court erred in initially issuing a restriction on communication that prohibited defendant from discussing her testimony with defense counsel during the weekend recess (see People v. Joseph , 84 N.Y.2d 995, 996, 622 N.Y.S.2d 505, 646 N.E.2d 807 [1994] ), reversal is not required under the circumstances of this case. The record establishes that the court rescinded the restriction later the same day upon realizing that it was improper; that defendant and defense counsel thereafter were able to consult, albeit not in person, over the weekend; that the court provided defendant and defense counsel as much time as they deemed necessary to further consult before the trial resumed after the weekend; and that they did so (see Umali , 10 N.Y.3d at 423–424, 859 N.Y.S.2d 104, 888 N.E.2d 1046 ). In view of the foregoing, we conclude that defense counsel's failure to object to the initial restriction was not so "egregious and prejudicial as to compromise ... defendant's right to a fair trial" ( People v. Caban , 5 N.Y.3d 143, 152, 800 N.Y.S.2d 70, 833 N.E.2d 213 [2005] ; see People v. Stewart , 68 A.D.3d 1438, 1440, 892 N.Y.S.2d 570 [3d Dept. 2009], lv denied 14 N.Y.3d 773, 898 N.Y.S.2d 105, 925 N.E.2d 110 [2010] ).
We reject defendant's contention that reversal is required based on the alleged loss of certain trial exhibits. Even assuming, arguendo, that the exhibits have " ‘substantial importance’ to the issues in the case," we conclude that meaningful appellate review is not precluded inasmuch as "the information in the missing exhibit[s] can be gleaned from the record and there is no dispute as to [the] accuracy" of that information ( People v. Yavru–Sakuk , 98 N.Y.2d 56, 60, 745 N.Y.S.2d 787, 772 N.E.2d 1145 [2002] ; see People v. Jackson , 11 A.D.3d 928, 930, 784 N.Y.S.2d 758 [4th Dept. 2004], lv denied 3 N.Y.3d 757, 788 N.Y.S.2d 674, 821 N.E.2d 979 [2004] ).
Contrary to defendant's additional contention, viewing the evidence in light of the elements of the crimes as charged to the jury (see People v. Danielson , 9 N.Y.3d 342, 349, 849 N.Y.S.2d 480, 880 N.E.2d 1 [2007] ), we conclude that the verdict is not against the weight of the evidence (see generally People v. Bleakley , 69 N.Y.2d 490, 495, 515 N.Y.S.2d 761, 508 N.E.2d 672 [1987] ). The jury was entitled to credit the testimony of the People's witnesses, including that of the victim, over the testimony of defendant's witnesses, including that of defendant herself, and we perceive no reason to disturb those credibility determinations (see People v. Christopher , 64 A.D.3d 1006, 1006–1007, 883 N.Y.S.2d 623 [3d Dept. 2009], lv denied 13 N.Y.3d 795, 887 N.Y.S.2d 544, 916 N.E.2d 439 [2009] ; People v. Massaro , 32 A.D.3d 1223, 1223, 821 N.Y.S.2d 347 [4th Dept. 2006] ; People v. Gustke , 201 A.D.2d 923, 923–924, 607 N.Y.S.2d 771 [4th Dept. 1994], lv denied 83 N.Y.2d 911, 614 N.Y.S.2d 393, 637 N.E.2d 284 [1994] ).
Finally, defendant's sentence, as reduced by operation of law to an aggregate indeterminate term of 7? to 20 years of imprisonment (see Penal Law § 70.30[1][e][i] ), is not unduly harsh or severe, and we decline defendant's request to exercise our power to reduce the sentence as a matter of discretion in the interest of justice (see CPL 470.15[6][b] ).