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People v. Bailey

Supreme Court, Appellate Division, Fourth Department, New York.
Nov 10, 2016
144 A.D.3d 1562 (N.Y. App. Div. 2016)

Summary

holding that "advancements in science and/or medicine may constitute newly discovered evidence" and that "defendant established that 'a significant and legitimate debate in the medical community has developed in the past ten years over whether infants [and toddlers] can be fatally injured through shaking alone'"

Summary of this case from Jones v. State

Opinion

11-10-2016

The PEOPLE of the State of New York, Appellant, v. Renee Susan BAILEY, Defendant–Respondent.

Sandra Doorley, District Attorney, Rochester (Kelly Wolford of Counsel), for Appellant. New York Law School Legal Services, New York City (Adele Bernhard of Counsel), and Keith A. Findley, Wisconsin Innocence Project, Madison, Wisconsin, for Defendant–Respondent. David Polk & Wardwell LLP, New York City (Sharon Katz of Counsel) for the Innocence Network, Amicus Curiae.


Sandra Doorley, District Attorney, Rochester (Kelly Wolford of Counsel), for Appellant.

New York Law School Legal Services, New York City (Adele Bernhard of Counsel), and Keith A. Findley, Wisconsin Innocence Project, Madison, Wisconsin, for Defendant–Respondent.

David Polk & Wardwell LLP, New York City (Sharon Katz of Counsel) for the Innocence Network, Amicus Curiae.

PRESENT: PERADOTTO, J.P., LINDLEY, NEMOYER, AND SCUDDER, JJ.

MEMORANDUM:The People appeal from an order granting defendant's motion pursuant to CPL 440.10 to vacate the judgment convicting her, following a jury trial in 2002, of murder in the second degree (Penal Law § 125.25[4] ) based on newly discovered evidence (see CPL 440.10[1][g] ), and granting her a new trial. The evidence at trial included medical testimony from three witnesses that the injuries sustained by the toddler, who was in the custody of defendant, a daycare provider, could have been caused only by shaken baby syndrome (SBS), also known as shaken baby impact syndrome (SBIS), and could not have been caused by a short-distance fall from a chair that was 18 inches in height, as defendant contended. On her direct appeal, we rejected defendant's challenges to the verdict, but we reduced the sentence as a matter of discretion in the interest of justice (People v. Bailey, 8 A.D.3d 1024, 778 N.Y.S.2d 340, lv. denied 3 N.Y.3d 670, 784 N.Y.S.2d 9, 817 N.E.2d 827 ).

In 2013, defendant moved to vacate the judgment of conviction contending, inter alia, that advances in medicine and science had established that the injuries sustained by the toddler could have been caused by a short-distance fall and that newly discovered evidence related to another child's alleged observation of the incident established that the toddler had, in fact, jumped or fallen from the chair. Although County Court rejected other grounds for the CPL 440.10 motion, the court granted a hearing on the allegations of newly discovered evidence. Following that hearing, the court granted the motion, vacated the judgment of conviction and granted defendant a new trial (People v. Bailey, 47 Misc.3d 355, 999 N.Y.S.2d 713 ). We now affirm.

“It is well settled that on a motion to vacate a judgment of conviction based on newly discovered evidence, the movant must establish, inter alia, that there is newly discovered evidence: (1) which will probably change the result if a new trial is granted; (2) which was discovered since the trial; (3) which could not have been discovered prior to trial; (4) which is material; (5) which is not cumulative; and[ ](6) which does not merely impeach or contradict the record evidence ... Defendant has the burden of establishing by a preponderance of the evidence every fact essential to support the motion” (People v. Backus, 129 A.D.3d 1621, 1623, 14 N.Y.S.3d 241, lv. denied 27 N.Y.3d 991, 38 N.Y.S.3d 102, 59 N.E.3d 1214 [internal quotation marks omitted]; see People v. Salemi, 309 N.Y. 208, 215–216, 128 N.E.2d 377, cert. denied 350 U.S. 950, 76 S.Ct. 325, 100 L.Ed. 827 ; People v. White, 125 A.D.3d 1372, 1373, 3 N.Y.S.3d 528 ). The determination of such a motion “rests within the sound discretion of the court” (Salemi, 309 N.Y. at 215, 128 N.E.2d 377 ; see Backus, 129 A.D.3d at 1623–1624, 14 N.Y.S.3d 241 ; White, 125 A.D.3d at 1373, 3 N.Y.S.3d 528 ).

The People do not dispute that the allegedly new evidence is material, is not cumulative and does not merely impeach or contradict the record evidence. Rather, the People contend that the evidence submitted at the hearing does not constitute newly discovered evidence and would not change the result if a new trial were granted. We reject the People's contentions.In general, advancements in science and/or medicine may constitute newly discovered evidence (see People v. Chase, 8 Misc.3d 1016 [A], 2005 N.Y. Slip Op. 51125[U], *8, 2005 WL 1692330 ; People v. Callace, 151 Misc.2d 464, 466, 573 N.Y.S.2d 137 ), and we conclude that defendant established, by a preponderance of the evidence (see CPL 440.30 [6 ] ), that “a significant and legitimate debate in the medical community has developed in the past ten years over whether infants [and toddlers] can be fatally injured through shaking alone, ... and whether other causes [such as short-distance falls] may mimic the symptoms traditionally viewed as indicating shaken baby or shaken impact syndrome” (Wisconsin v. Edmunds, 308 Wis.2d 374, 385–386, 746 N.W.2d 590, 596, review denied 308 Wis.2d 612, 749 N.W.2d 663 ; cf. People v. Caldavado, 26 N.Y.3d 1034, 1037, 22 N.Y.S.3d 159, 43 N.E.3d 369 ; see generally Cavazos v. Smith, 565 U.S. 1, 8, 132 S.Ct. 2, 10, 181 L.Ed.2d 311 [Ginsburg, J., dissenting] ).

We further conclude that defendant established, by a preponderance of the evidence (see CPL 440.30[6] ), that the newly discovered evidence would probably change the result if a new trial were held today. “A motion to vacate a judgment of conviction upon the ground of newly discovered evidence rests within the discretion of the hearing court ... The ‘court must make its final decision based upon the likely cumulative effect of the new evidence had it been presented at trial’ ” (People v. Deacon, 96 A.D.3d 965, 967, 946 N.Y.S.2d 613, appeal dismissed 20 N.Y.3d 1046, 961 N.Y.S.2d 374, 985 N.E.2d 139 ; see People v. McFarland, 108 A.D.3d 1121, 1121, 969 N.Y.S.2d 295, lv. denied 24 N.Y.3d 1220, 4 N.Y.S.3d 608, 28 N.E.3d 44 ). Here, the cumulative effect of the research and findings on retinal hemorrhages, subdural hematomas or hemorrhages and cerebral edemas as presented in SBS/SBIS cases and short-distance fall cases supports the court's ultimate decision that, had this evidence been presented at trial, the verdict would probably have been different (cf. Caldavado, 26 N.Y.3d at 1037, 22 N.Y.S.3d 159, 43 N.E.3d 369 ).

We note that the court did not address defendant's contentions concerning evidence related to the child who had allegedly witnessed the incident because those contentions were moot, and we likewise decline to address those contentions on that ground.

It is hereby ORDERED that the order so appealed from is unanimously affirmed.


Summaries of

People v. Bailey

Supreme Court, Appellate Division, Fourth Department, New York.
Nov 10, 2016
144 A.D.3d 1562 (N.Y. App. Div. 2016)

holding that "advancements in science and/or medicine may constitute newly discovered evidence" and that "defendant established that 'a significant and legitimate debate in the medical community has developed in the past ten years over whether infants [and toddlers] can be fatally injured through shaking alone'"

Summary of this case from Jones v. State

finding "the cumulative effect of the research and findings on retinal hemorrhages, subdural hematomas or hemorrhages and cerebral edemas as presented in SBS/SBIS cases and short-distance fall cases supports the court's ultimate decision that, had this evidence been presented at trial, the verdict would probably have been different."

Summary of this case from Ex parte Roark
Case details for

People v. Bailey

Case Details

Full title:The PEOPLE of the State of New York, Appellant, v. Renee Susan BAILEY…

Court:Supreme Court, Appellate Division, Fourth Department, New York.

Date published: Nov 10, 2016

Citations

144 A.D.3d 1562 (N.Y. App. Div. 2016)
41 N.Y.S.3d 625
2016 N.Y. Slip Op. 7490

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