DAVID ALAN EZRA, District Judge.

The court heard defendants' motion to dismiss and plaintiff's motions to amend complaint and for certification of question of Hawaii law on May 24, 1993. Neville L. Johnson, Esq. and Earle A. Partington, pro se, appeared on behalf of plaintiff. Paul Alston, Esq. and David A. Nakashima, Esq. appeared on behalf of W.W. Norton Company, Inc., Random House, Inc. (incorrectly identified as W.W. Ballantine Books), Vincent T. Bugliosi, and Bruce B. Henderson (collectively, "the book defendants"). Francis M. Nakamoto, Esq. appeared on behalf of CBS Inc. (incorrectly identified as CBS Television, Inc.), Green Epstein Productions, Inc., Matthew O'Connor, Jim Green, Alan Epstein, and James Henerson (collectively, "the television defendants").

After reviewing the motions, the supporting and opposing memoranda, and hearing oral argument, the court GRANTS IN PART AND DENIES IN PART plaintiff's motion to amend complaint, DENIES plaintiff's motion for certification of question of Hawaii law, and GRANTS in all respects defendants' motions for summary judgment save and except Bugliosi's motion for summary judgment as to Count I which is DENIED.

I. Factual Background

The allegations in this defamation case arise indirectly from a bizarre incident that took place on Palmyra Island nearly two decades ago. Palmyra Island is a possession of the United States located in the North Pacific Ocean. It is uninhabited.

Sometime during the summer of 1974, Stephanie Stearns and Buck Duane Walker sailed from Hawaii to Palmyra Island on an old sailboat, the "Iola." Once there, Stearns and Walker feared to leave the island because they had packed inadequate food and supplies for their return voyage and because the condition of their vessel, which was poor at the start of the trip, had grown worse.

Some short time after Stearns and Walker reached Palmyra Island, a second sailboat, "Sea Wind," arrived at the island from San Diego. The "Sea Wind," which was in considerably better condition and better equipped than the "Iola," carried a crew of two on board — Muff and Mac Graham.

On or about October 28, 1974, Stearns and Walker sailed the "Sea Wind" into Hawaii. Curiously, the boat had been repainted since it left San Diego. Stranger still, the Grahams were not aboard. Stearns and Walker told the authorities that they believed the Grahams had died in a boating accident. They were later charged, tried, and convicted in the state court of Hawaii for the theft of the "Sea Wind."

In 1981, by mere happenstance, the bones of Muff Graham were found washed up on Palmyra Island. Soon thereafter, Stearns and Walker were indicted for the murder of Muff Graham in the United States District Court of Hawaii. The district court appointed Earle Partington to represent Buck Walker. Stearns made separate arrangements to be represented by Vincent Bugliosi and other counsel.

Partington and Bugliosi are colorful figures indeed. Partington, a well-known criminal defense lawyer in Honolulu, practices frequently in the state and federal courts of Hawaii and California. A contributing source of his notoriety, relevant here for its potential mitigating effect on damages alleged by Partington, was his involvement in State v. Clarke, a case in which the Hawaii Supreme Court reversed a conviction of Partington's client as a result of Partington's passive behavior at trial. State disciplinary proceedings resulting from that case, in which, among other things, Partington failed to make an opening statement or closing argument and refused to examine key witnesses, are still pending. Partington concedes that his participation in that case has caused him to suffer considerable negative publicity.

Vincent Bugliosi is well-known both as a lawyer and as an author. Bugliosi originally earned his national reputation as the prosecuting attorney in Charles Manson's trial for the murder of Sharon Tate, and from his best-selling chronicle of that proceeding and the events that led to it, Helter Skelter, that he subsequently penned.

Following the criminal trials of Walker, who was convicted, and Stearns, who was acquitted, Bugliosi, together with Bruce Henderson, wrote And The Sea Will Tell (occasionally referred to hereinafter as simply "the book"), an account of the Graham murder and Bugliosi's role in successfully defending Stearns against the murder charge.

On February 24 and 26, 1991, a television miniseries was broadcast nationally by CBS, Inc. ("CBS"). The movie was produced by Epstein Productions, Inc. in conjunction with CBS. The movie was written by Tommy Wallace and James Henerson. Defendants Matthew O'Connor, Alan Epstein, and Jim Green were the producers.

Partington commenced this action on August 14, 1992 seeking damages on nine counts for six statements that he alleges were defamatory and cast him in a false light. The fact that these various statements were made is not in dispute. It is only their legal effect that is contested.

In Count I of the first amended complaint, filed November 3, 1992, Partington alleges that the book defendants defamed him by stating that he was formerly a state prosecutor in South Africa in the hardcover edition of And The Sea Will Tell.

In Counts II and III, Partington contends that the book defendants defamed him and cast him in a false light by implying that he, and his co-counsel Ray Findlay, had not read the transcript of the state court theft trial that had taken place several years earlier.

Count IV concerns a statement made by Bugliosi and Henderson in the book criticizing Partington and Findlay for taking, in the opinion of the authors, an overly submissive stance against the allegedly biased actions of The Honorable Samuel P. King, the judge presiding over Walker's trial. The authors analogized Partington's behavior to a steer being led to the slaughterhouse. Partington alleges that this statement cast him in a false light.

In Counts V and VI, Partington alleges that the book defendants defamed him and cast him in a false light by writing that he had failed to introduce evidence of an entry contained within a diary kept by Stearns indicating that Stearns and Walker had previously socialized with the Grahams. Though Partington does not contest the fact that he failed to introduce this evidence, he claims that the false implication of the statement was that he does not conduct his professional business competently.

Count VII concerns the authors' criticism of Partington's failure to call J.W. Williams as a witness at trial. Williams was allegedly a witness to a confession made by Walker while in prison. Partington stated that he declined to call Williams because he was uncertain of what his testimony might be in light of contradictory stories that Williams had told the grand jury and an FBI investigator. Bugliosi and Henderson stated that Partington's decision was "plausible, except for the inconvenience of fact." Partington contends that this statement implies that he is a liar and an incompetent attorney.

The final two counts concern the following statement made in the television adaptation of the book by the character portraying Vincent Bugliosi: "If I defend you [Stearns] the way Partington is defending Walker, you'll spend the rest of your life in prison." Partington again alleges that these statements were defamatory and cast him in a false light.

II. Procedural Background

On March 10, 1993, the book defendants moved to dismiss the first amended complaint under Fed.R.Civ.P. 12(b) for lack of jurisdiction and for failure to state a claim upon which relief could be granted. The television defendants filed an identical motion on April 2, 1993.

Because the defendants submitted, and the court deemed admissible, matters outside the scope of the pleading, the court informed the parties of its intention to treat the motion to dismiss as a motion for summary judgment pursuant to Fed.R.Civ.P. 12(b) and 56. The parties were granted leave to supplement their positions with additional documentary evidence.

On April 1, 1993, Earle Partington moved to certify the following questions to the Hawaii Supreme Court:

(1) Does Hawaii recognize the tort of false light as defined in the Restatement 2d of Torts?

(2) If so, must special damages be plead for such an action to lie?

Additionally, Partington makes several references in his opposition to the motions for summary judgment of his intention to amend his complaint. The court treats these references as a motion for leave to amend under Fed.R.Civ.P. 15(a).

Thus, this case is currently before the court on three matters: defendants' motion for summary judgment, plaintiff's motion for certification of question of Hawaii law, and plaintiff's motion for leave to amend complaint.

III. Analysis

A federal court sitting in diversity jurisdiction, as the court is here, must apply the substantive law of the forum state. Davis v. Metro Prod., Inc., 885 F.2d 515, 524 (9th Cir. 1989). Accordingly, Hawaii law applies.

B. Defendant's Motion for Summary Judgment

1. Standard of Review

Rule 56(c) of the Federal Rules of Civil Procedure provides that summary judgment shall be entered when:

. . . the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.

The moving party has the initial burden of "identifying for the court those portions of the materials on file that it believes demonstrate the absence of any genuine issue of material fact." T.W. Elec. Serv., Inc. v. Pacific Elec. Contractors Ass'n, 809 F.2d 626, 630 (9th Cir. 1987) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 2553, 91 L.Ed.2d 265 (1986)). The movant must be able to show "the absence of a material and triable issue of fact," Richards v. Neilsen Freight Lines, 810 F.2d 898, 902 (9th Cir. 1987), although it need not necessarily advance affidavits or similar materials to negate the existence of an issue on which the non-moving party will bear the burden of proof at trial. Celotex, 477 U.S. at 323, 106 S.Ct. at 2552. But cf., Id., at 328, 106 S.Ct. at 2555 (White, J., concurring).

If the moving party meets its burden, then the opposing party may not defeat a motion for summary judgment in the absence of any significant probative evidence tending to support his legal theory. Commodity Futures Trading Comm'n v. Savage, 611 F.2d 270, 282 (9th Cir. 1979). The opposing party cannot stand on his pleadings, nor can he simply assert that he will be able to discredit the movant's evidence at trial. See T.W. Elec., 809 F.2d at 630. Similarly, legal memoranda and oral argument are not evidence and do not create issues of fact capable of defeating an otherwise valid motion for summary judgment. British Airways Bd. v. Boeing Co., 585 F.2d 946, 952 (9th Cir. 1978), cert. denied, 440 U.S. 981, 99 S.Ct. 1790, 60 L.Ed.2d 241 (1979). Moreover, "if the factual context makes the non-moving party's claim implausible, that party must come forward with more persuasive evidence than would otherwise be necessary to show that there is a genuine issue for trial." California Architectural Building Products, Inc. v. Franciscan Ceramics, 818 F.2d 1466, 1468 (9th Cir. 1987), (citing Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 1356, 89 L.Ed.2d 538 (1986)) (original emphasis).

The standard for a grant of summary judgment reflects the standard governing the grant of a directed verdict. See Eisenberg v. Insurance Co. of North America, 815 F.2d 1285, 1289 (9th Cir. 1987) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250, 106 S.Ct. 2505, 2511, 91 L.Ed.2d 202 (1986)). Thus, the question is whether "reasonable minds could differ as to the import of the evidence." Eisenberg, 815 F.2d at 1289.

However, when "direct evidence" produced by the moving party conflicts with "direct evidence" produced by the party opposing summary judgment, "the judge must assume the truth of the evidence set forth by the non-moving party with respect to that fact." T.W. Elec., 809 F.2d at 631. Also, inferences from the facts must be drawn in the light most favorable to the nonmoving party. Id. These inferences may be drawn both from underlying facts that are not in dispute, as well as from disputed facts which the judge is required to resolve in favor of the non-moving party. Id.

2. Count I — "Partington was a former state prosecutor in South Africa"

Defendants offer three arguments against the legal sufficiency of this claim. First, they contend that the statement is not defamatory since it is not capable of reasonably sustaining the meaning ascribed to it by Partington. Second, defendants contend that the statement is not libelous per se and that Partington is consequently required to plead special damages which defendants claim he has failed to do. Finally, defendants argue that Partington is a public figure, and hence is required to plead actual malice which defendants again claim he has failed to do.

A

The court first considers the question of whether the statement might reasonably be considered to be defamatory. Defendants contend that the statement cannot sustain the meaning ascribed to it by Partington and hence is not defamatory as a matter of law.

The court is presented here with the logical question of whether the words in issue may reasonably be said to bear the connotation alleged to them by plaintiff. The potential effect of the alleged meaning is a separate question that is considered in determining whether the statement is defamatory per se and hence actionable without proof of special damages.

In a libel case, it is the role of the court to determine whether a challenged statement is "capable of bearing a particular meaning and whether that meaning is defamatory." Restatement (Second) of Torts § 614(i). See also Tavoulareas v. Piro, 817 F.2d 762, 779 (D.C. Cir. 1987). The jury's proper role is to determine whether a published statement, held by the court to be capable of sustaining a defamatory meaning, was in fact attributed such a meaning by its readers. Restatement (Second) of Torts § 614(2).

Under Hawaii law, a statement is defamatory if it "tends to `harm the reputation of another as to lower him in the estimation of the community or to deter third persons from associating or dealing with him.'" Fernandes v. Tenbruggencate, 65 Haw. 226, 228, 649 P.2d 1144 (1982) (quoting Restatement (Second) of Torts § 559 (1976). Whether a communication is defamatory "depends, among other factors, upon the temper of the times, the current of contemporary public opinion, with the result that words, harmless in one age, in one community, may be highly damaging to reputation at another time or in a different place." Id. (citations omitted).

While it is questionable whether the statement is akin to accusing Partington of working for the Third Reich, as argued by Partington in his opposing memorandum, the statement is certainly capable of the defamatory meaning alleged by Partington in his complaint — that he "worked for and/or supported the apartheid state, system, and policies of the Republic of South Africa." Complaint at ¶ 33. The focus here is upon the nature of the inference suggested by the plaintiff. That is, whether the effect of the statement alleged by plaintiff flows reasonably from the words themselves.

Here, the relationship is quite direct. The statement in question specifically implies that Partington was in some positive manner associated with the South African government. It most certainly implies that Partington worked for the South African government. In fact, it's difficult to imagine any other meaning that could naturally flow from the statement.

The second meaning alleged by Partington — that he supported the policies of the apartheid regime — flows somewhat less directly though naturally from the statement. A finder of fact could reasonably conclude that a state prosecutor, a person employed for the specific purpose of enforcing and upholding the laws of the government by whom he or she is employed, in fact supported the policies of that government.

The association with South Africa may be defamatory since it might have the effect of harming Partington's reputation or lowering his esteem in the community as required under Fernandes. At the time of the publication of the book, the South African government was widely recognized to be racist and violative of basic human rights.

Defendants contend that the falsity of this statement is of no moment since Partington was a prosecutor in South Rhodesia which they contend is akin to being a prosecutor in South Africa. Partington does not contest the truth of that statement, though he strenuously objects to its relevance.

Partington's objection is well-taken. The effect of Partington's position in the South Rhodesian government would be a matter relevant to damages, not to liability. In any event, the effect of the two statements are not analogous. The court takes judicial notice of the fact that any violations of human rights that may have occurred in South Rhodesia are not nearly as well-known as those that occurred in South Africa. Furthermore, a review of the historical materials submitted by defendants indicates that substantial differences existed between the two countries. Defendants' contention that the sting of the two statements is essentially the same is thus without merit.

B

Having affirmatively resolved the issue of whether the statement can reasonably sustain the meaning alleged by plaintiff, the next question is whether the meaning itself is libelous per se and hence actionable without allegation of special damages. If it is not, the court must consider the additional question of whether Partington has adequately plead special damages.

Under Hawaii law, the following classes of libel are libels per se:

(1) Libels which impute to a person the commission of a crime.

(2) Libels which have a tendency to injure him in his office, profession, calling or trade.

(3) Libels which hold him up to scorn and ridicule and to feelings of contempt or execration, impair him in the enjoyment of society and injure those imperfect rights of friendly intercourse and mutual benevolence which man has with respect to man.

A false charge that someone works for the South African government is analogous to a false charge that an individual worked for, or sympathized with, the Communist Party. Under Hawaii law, a false charge that an individual is a Communist or a Communist sympathizer is libelous per se. Cahill v. Haw'n Paradise Park Corp., 56 Haw. 522, 527, 543 P.2d 1356 (1977).

In light of the well-publicized human rights violations committed by the South African government that have continued until recent years, the charge against Partington is damaging against him both in his profession and in the community at large. The statement is thus libelous per se and no special damages need be alleged.

C

The remaining issue with respect to Count I is whether Partington is a public figure. If he is, the court must consider the additional question of whether he has adequately plead actual malice.

In New York Times Co. v. Sullivan, 376 U.S. 254, 84 S.Ct. 710, 11 L.Ed.2d 686 (1964), the Supreme Court recognized that some traditional common law actions for defamation interfered with First Amendment rights of free expression. On the basis of its conclusion that the First Amendment recognizes that writers and speakers need to be given enough "breathing space" to avoid self-censorship and to encourage "debate on public issues [that is] uninhibited, robust, and wide open," Id. at 270, 84 S.Ct. at 720, the Court held that a public official could recover damages for libel only by showing that the allegedly defamatory statement was made with "`actual malice' — that is, with knowledge that the statement was false or with reckless disregard of its truth." Id. at 279-80, 84 S.Ct. at 725-26.

In Curtis Publishing Co. v. Butts, 388 U.S. 130, 87 S.Ct. 1975, 18 L.Ed.2d 1094 (1967), this constitutional protection was applied to speech concerning public figures who were not government officials, but who nonetheless "often play an influential role in ordering society." Id. 376 U.S. at 264, 84 S.Ct. at 717.

The actual malice rule does not extend to speech about private individuals. In Gertz v. Robert Welch, Inc., 418 U.S. 323, 94 S.Ct. 2997, 41 L.Ed.2d 789 (1974), the Court held that the extent of the constitutional privilege varies with the strength of the government's legitimate interest in protecting individual reputation. This interest is strongest when the state protects private citizens whose actions reflect a decision to shield their lives from public scrutiny and since such private individuals are typically "more vulnerable to injury than public officials and public figures [and] more deserving of recovery." Id. at 345, 94 S.Ct. at 3009. The state's interest is weaker with respect to government officials and others who individually assume a "role of especial prominence in the affairs of society . . . [that] invite[s] attention and comment." Id.

This is partly true because public figures "usually enjoy significantly greater access to the channels of effective communication and hence have a more realistic opportunity to counteract false statements than private individuals normally enjoy." Id. at 344, 94 S.Ct. at 3009. It is also true because the public has a legitimate interest in the conduct of public officials, and in the freedom of the press to engage in the uninhibited debate about their involvement in public issues and events. Butts, 388 U.S. at 164, 87 S.Ct. at 1996. (Warren, C.J., concurring).

There are two classes of public figures that have been identified by the Supreme Court: general purpose and limited purpose public figures. "In some instances, an individual may achieve such fame or notoriety that he becomes a public figure for all purposes and in all contexts. More commonly, an individual voluntarily injects himself or is drawn into a particular public controversy and thereby becomes a public figure for a limited range of issues." Gertz, 418 U.S. at 351, 94 S.Ct. at 3012. The extent of the individual's participation in public affairs and assumption of the risk of adverse publicity determines the weight of the government's interest in protecting his or her reputation. Tavoulareas v. Piro, 817 F.2d 762, 772 (D.C. Cir. 1987).

Whether, and for what purposes, a person is a public figure is a matter of law for the court to decide. Rosenblatt v. Baer, 383 U.S. 75, 86 S.Ct. 669, 15 L.Ed.2d 597 (1966). Unfortunately, determining precisely what individuals are public officials is an uncertain practice and is not readily susceptible to the application of mechanical rules. See, e.g., Rosanova v. Playboy Enterprises, Inc., 411 F. Supp. 440, 443 (S.D.Ga. 1976), aff'd, 580 F.2d 859 (5th Cir. 1978). ("Defining public figure is much like trying to nail a jellyfish to the wall.")

Defendants argue that Partington is a general purpose public figure "because of his constant thirst to seek the public spotlight." Book Defendants' Reply Memorandum In Support of Motion to Dismiss at 2 (note 3). Generally speaking, a person becomes a general purpose public figure only if he or she is a well-known celebrity; that is, if his name is a household word. Waldbaum v. Fairchild Publications, Inc., 627 F.2d 1287, 1293, n. 12 (D.C. Cir. 1980); cert. denied, 449 U.S. 898, 101 S.Ct. 266, 66 L.Ed.2d 128 (1980). Such persons knowingly relinquish their anonymity in return for fame or fortune. It is thus reasonable "to attribute a public character to all aspects of their lives." Tavoulareas, 817 F.2d at 772.

Though Earle Partington is an attorney of some notoriety in the Honolulu community, his celebrity does not nearly approach that of a well-known athlete, entertainer, or politician — the archetypes of the general purpose public figure. See, e.g. [Johnny] Carson v. Allied News Co., 529 F.2d 206 (7th Cir. 1976); Chuy v. Philadelphia Eagles Football Club, 431 F. Supp. 254 (E.D.Pa. 1977), aff'd, 595 F.2d 1265 (3d Cir. 1979) (en banc). Since the standard applied to determining whether a person is a general purpose public figure is so strict, the court has no difficulty in concluding that Partington is not a general purpose public figure.

The issue is somewhat less clear with respect to Partington's status as a limited purpose public figure. Gertz establishes a two-part analysis to determine whether an individual is a limited purpose public figure. First, does a public controversy exist? Second, what was the "nature and extent of [the] individual's participation" in the public controversy? 418 U.S. at 352, 94 S.Ct. at 3013.

Three factors determine the "nature and extent" of an individual's involvement in a public controversy: The extent to which participation in it is voluntary, the extent to which there is access to channels of effective communication in order to counteract false statements, and the prominence of the role played in the public controversy. 418 U.S. at 344-45, 94 S.Ct. at 3009-10. Precisely what is a public controversy has not been clearly decided by the Supreme Court. It's well-established that not all matters of general or public interest are public controversies as contemplated by Gertz. For example, "dissolution of a marriage through judicial proceedings is not the sort of `public controversy' referred to in Gertz." Time, Inc. v. Firestone, 424 U.S. 448, 455, 96 S.Ct. 958, 965, 47 L.Ed.2d 154 (1976). Several factors, however, lead to the conclusion that Buck Walker's trial was in fact the sort of public controversy referred to in Gertz. The murder trial generated widespread local and national press and attracted public attention for over a decade as the media sought to unravel precisely what happened on Palmyra Island.

The first factor in determining the nature and extent of Partington's involvement in the controversy is the prominence of his role in the trial. Since Partington was the lead counsel for the defense, he clearly played a prominent role in the public controversy.

The second part of the test of public figure status is also satisfied. Partington had "access to the channels of effective communication and hence . . . a . . . realistic opportunity to counteract false statements." Gertz, 418 U.S. at 344, 94 S.Ct. at 3009. The evidence indicates that Partington regularly gave interviews to the media and was effectively able to broadcast his view of the trial to the public.

The most troublesome issue is whether Partington voluntarily thrust himself into the forefront of the public controversy. Partington argues that it cannot be the case that an attorney necessarily injects himself into a criminal prosecution when he is appointed to represent an indigent client. There is some authority for that proposition. See, e.g., Peisner v. Detroit Free Press, 82 Mich. App. 153, 266 N.W.2d 693 (1978) (attorney appointed to handle criminal appeal not public figure); Spence v. Flynt, 816 P.2d 771, 776 (Wyo. 1991) ("A professional person, who may be a `public figure' for some purposes, should be free to offer his services to a client as a private professional without being subject to public figure defamation.").

The court need not address this issue, however, since it is inapposite on the record. The evidence here shows that Partington's involvement in the case went far beyond the low-key participation one might expect of someone attempting to avoid the public eye. He actively sought exposure to the media and voluntarily maintained a high profile throughout the trial. See Exhibit C to Book Defendants' Memorandum In Support of Motion to Dismiss. Partington might forcefully contend, though he has not, that his contact with the media was necessary for the vigorous defense of his client. It appears on the record that Partington's conduct rose beyond this level as well. Partington voluntarily engaged in a course of action with respect to the trial that was bound to invite attention and comment. Accordingly, he was a public figure for the purpose of the Walker trial.

Summary judgment is nonetheless inappropriate because Partington has adequately alleged actual malice on the part of Bugliosi. The complaint states that the false statement in Count I "was made with intent, malice, and fault in that Bugliosi intended to make Partington look bad in the eyes of the public and other third parties." Complaint at ¶ 39.

The issue is more problematic with respect to the remaining defendants since Partington has alleged only that "[t]he defendants had numerous opportunities to determine the truth or falsity of the statement, but did not do so." Complaint at ¶ 40. The actual malice standard requires a showing of subjective fault. A plaintiff must show either that a defendant "realized that his statement was false" or that he "subjectively entertained serious doubts as to the truth of his statement." Bose Corp. v. Consumers Union of U.S., 466 U.S. 485, 511 n. 30, 104 S.Ct. 1949, 1965 n. 30, 80 L.Ed.2d 502 (1984). Objective negligence — an allegation that a defendant should have known or foreseen that a statement was false — is not actionable against a public figure. Newton v. National Broadcasting Corp., 930 F.2d 662, 680-87 (9th Cir. 1990), cert. denied, ___ U.S. ___, 112 S.Ct. 192, 116 L.Ed.2d 152 (1991).

Summary judgment is accordingly denied on Count I with respect to Bugliosi and granted with respect to all other defendants with leave for Partington to amend his complaint within thirty days to allege actual malice on the part of the remaining defendants, if he can do so consistent with the requirements of Fed.R.Civ.P. 11.

3. Count II — "Had Walker's defense lawyers not read the theft trial transcript?"

Partington's second allegation is that the book defendants defamed him by falsely implying that he (and Findlay) had failed to read the transcripts of the earlier theft trial. This statement, found at pages 232-233 of the book, concerns the direct examination of a witness who had had radio communications with Mac Graham while Mac Graham was on Palmyra Island.

Partington contends that the last two sentences of this passage defame him by creating "the innuendo that [he] never localized, utilized and/or read the theft-trial transcripts and therefore was an incompetent and ineffective attorney." Complaint at ¶ 50. The implication of this statement, Partington says, is "that he lacks the ability necessary for the proper practice of law and/or [that he] inadequately conducts his profession." Complaint at ¶ 51.

Defendants contend, as in Count I, that the statement is not defamatory, that Partington has inadequately alleged actual malice, and that he has not made a necessary allegation of special damages. Defendants also contend that the statement is protected as opinion or fact comment. Because the court finds that final issue to be dispositive it need not address the former three.

Ordinarily, the court should first determine whether the statement is actionable under Hawaii law, and only then refer to any constitutional protections for statements of opinions versus fact. See, e.g., Siler v. Louisville Nashville R.R. Co., 213 U.S. 175, 193, 29 S.Ct. 451, 455, 53 L.Ed. 753 (1909). Two factors foreclose that course. First, a review of Hawaii law reveals a dearth of case law on the distinction between statements of fact and expressions of opinion. Second, the Ninth Circuit has held that the fact versus opinion distinction in defamation cases is mandated by Gertz, and in diversity cases has decided the issue as a question of federal law. Koch v. Goldway, 817 F.2d 507, 509 (9th Cir. 1987); Lewis v. Time, Inc., 710 F.2d 549, 553 (9th Cir. 1983). Accordingly, the court considers the issue in light of federal law.

It is a well-established principle that "statements not themselves factual, and which do not suggest that a conclusion is being drawn from facts not disclosed in the statement, are commonly statements of opinion, not fact." Koch, 817 F.2d at 509. See Restatement (Second) of Torts, § 566 (1977). The most recent Supreme Court case to consider this issue, Milkovich v. Lorain Journal Co., 497 U.S. 1, 110 S.Ct. 2695, 111 L.Ed.2d 1 (1990), did nothing to alter this principle.

In Milkovich, an Ohio high school student sued a local newspaper for implying that he had lied in a disciplinary proceeding in order to participate in an upcoming wrestling meet. The Court stated that Gertz was not intended "to create a wholesale defamation exception for anything that might be labeled "opinion" since that would create the undesirable result that a writer could escape liability for accusations of defamatory conduct simply by stating, or implying, the words "I think." Id. at 18-19, 110 S.Ct. at 2705-06. See also Cianci v. New Times Publishing Co., 639 F.2d 54, 61 (2d Cir. 1980). The relevant inquiry as framed by the Court was whether a statement could "`reasonably be interpreted as stating actual facts about an individual.'" Milkovich, 497 U.S. at 20, 110 S.Ct. at 2706 (quoting Hustler Magazine, Inc. v. Falwell, 485 U.S. 46, 50, 108 S.Ct. 876, 879, 99 L.Ed.2d 41 (1988)). Thus the spoken statement, "In my opinion John is a liar," is actionable slander since it "implies a knowledge of facts which lead to the conclusion that Jones told an untruth." Milkovich, 497 U.S. at 18, 110 S.Ct. at 2705. None of these statements represent a departure from established Ninth Circuit law which has never carved a blanket exception for statements of opinion.

The Ninth Circuit employs the following three-factor test in evaluating whether a writing is a statement of fact or an expression of opinion:

(1) whether the words can be understood in a defamatory sense in light of the facts surrounding the publication, including the medium by which and the audience to which the statement is disseminated; (2) whether the context in which the statements were made, e.g., public debate or a labor dispute, would lead the audience to anticipate persuasive speech such as "epithets, fiery rhetoric or hyperbole"; and (3) whether the language used is the kind generated in a "spirited legal dispute."

Each of these factors lead to the conclusion that the statement in question here was a privileged expression of opinion and not a statement of fact. Standing alone, a statement such as "in my opinion, Walker's defense attorney's had not read the trial transcript," like the statement, "in my opinion John is a liar," might be defamatory since it could reasonably be interpreted as implying that there are facts known to the author that cause him to form such an opinion. Here, however, Bugliosi and Henderson reveal the factual bases of their opinion (none of which are contested by Partington). It is thus clear to the reader that Bugliosi and Henderson do not know whether Findlay and Partington actually read the theft-trial transcripts and that the authors do not have any reasons, beyond the excerpted trial testimony, for thinking that they did not. Since the authors make clear the point at which they run out of facts and are simply guessing, the statement, taken in context, cannot reasonably be interpreted as implying an assertion of fact.

The additional three-factor test employed by the Ninth Circuit supports this result as well. Because the book is of the sort that appeals to educated readers, most of whom presumably purchase the book at least partially for the purpose of being enlightened by Vincent Bugliosi's insights into a particular legal exchange, it telegraphs to the reader that the book presents opinions as well as facts. Furthermore, the context of the statement, comment on attorney strategy during a criminal case, is such that leads the audience to anticipate pointed rhetorical statements.

For all of these reasons, the court grants summary judgment in favor of all defendants on Count II.

4. Count III — False light for statement in Count II

In Count III, Partington alleges that passage at issue in Count II casts him in a false light. Defendants contend that the statement did not place Partington in a false light and that, in any event, the tort of false light is not recognized in Hawaii law. They also allege that Partington failed to allege special damages and actual malice, and that the statement is a privileged expression of opinion rather than a statement of fact.

False light is a species of the tort genus of invasion of privacy. W. Keeton, et al., Prosser Keeton on Torts, § 117 (5th ed. 1984). It derives from giving publicity to a matter which places a plaintiff in a false light in the public eye. Id. at 863-65. The Restatement (Second) of Torts, § 652 E (1977) defines the tort as follows:

One who gives publicity to a matter concerning another that places the other before the public in a false light is subject to liability to the other for invasion of his privacy if:

(a) the false light in which the other was placed would be highly offensive to a reasonable person, and

(b) the actor had knowledge of or acted in reckless disregard as to the falsity of the publicized matter and the false light in which the other would be placed.

Defendants note with considerable force that there is some inequity in allowing a plaintiff who has alleged defamation to proceed on duplicitous counts of libel and false light. Some courts have dismissed such claims of false light on the theory that the defamation action provides a complete remedy for damages a plaintiff may have suffered. See, e.g. Selleck v. Globe International, Inc., 212 Cal.Rptr. 838, 847, 166 Cal.App.3d 1123 (1985); Kapellas v. Kofman, 1 Cal.3d 20, 35, n. 16, 81 Cal.Rptr. 360, 459 P.2d 912 (1969). But see Restatement (Second) of Torts, § 652E, Comment ("In many cases to which the rule stated here [for false light] applies, the publicity given to the plaintiff is defamatory, so that he would have an action for libel or slander. . . . In such a case the action for invasion of privacy will afford an alternative or additional remedy, and the plaintiff can proceed under either theory, or both, although he can have but one recovery for a single instance of publicity.")

The court need not address this question, however, because Partington has failed to make out a viable claim of false light. Since the statement is an expression of opinion rather than an assertion of fact, it cannot be said to place Partington in a false light that would be highly offensive to a reasonable person. An attorney in a highly publicized criminal trial cannot reasonably expect to be free from criticism of his strategy and conduct. See, e.g., Quilici v. Second Amendment Foundation, 769 F.2d 414, 417-18 (7th Cir. 1985) (An attorney "must be willing to accept the criticism that inevitably, in the course of a career, will follow."). Furthermore, since expressions of opinion are constitutionally privileged they cannot form the basis of a claim of invasion of privacy by placing a person in a false light. Ault v. Hustler Magazine, Inc., 860 F.2d 877, 880 (9th Cir. 1988); Time, Inc. v. Hill, 385 U.S. 374, 387-88, 87 S.Ct. 534, 541-42, 17 L.Ed.2d 456 (1967). Accordingly, summary judgment must be granted in favor of all defendants on Count III of the complaint.

5. Count IV: "Steers being led to the slaughterhouse"

Count IV concerns Bugliosi and Henderson's statement that Partington (and Findlay) "stuck with their submissive stance [during the Walker trial] not unlike steers being led to the slaughterhouse." Partington contends that this statement cast him in a false light by creating the false impression that he is "a weak and spineless lawyer without the fortitude to take on a judge or the skills or courage to adequately and competently represent a client." Complaint at ¶ 73.

This statement is logically divided into two component parts. The first is the statement that the defense lawyers took (and stuck with) a submissive stance during the trial. Partington does not contest the fact that he took a submissive stance before the judge. Rather, he argues that Bugliosi and Henderson negligently failed to state the fact that the decision to take a submissive stance was that of his client, Walker. See Complaint at ¶ 74. (". . . Bugliosi knew or should have known that Partington was required to abide by the defense decisions of his client, Walker, which decisions and strategies included taking a `submissive' stance vis a vis the judge."). As such, the first part of the statement cannot sustain a claim for false light since Partington has failed to allege that that part of the statement is false. Additionally, though defendants have not raised this argument, the statement is not one that would be highly offensive to a reasonable person.

The second part of the statement is somewhat more problematic, though it too is not actionable. This is because, taken in context, the statement could not be "interpreted as implying that there are facts known to the author that cause him to form such an opinion." Supra at 920. As with Count II, Bugliosi and Henderson set forth the facts upon which they apparently rely in reaching their opinion that Partington and Findlay behaved as steers being led to the slaughterhouse.

The difference here is that Bugliosi and Henderson failed to disclose that Partington was acting at his client's direction, as Partington contends is the case. Presumably, the effect of this disclosure would be to make the author's conclusion somewhat less reasonable and the defense lawyers' behavior more understandable. Nonetheless, it is a difference of no moment since the statement is still a privileged expression of opinion.

Consider again, the statement discussed above, "I think John is an alcoholic." The statement is actionable by itself since it implies knowledge of defamatory facts that form the basis of the opinion. A different result obtains if the statement is preceded by the disclosure of supporting facts. For example, "John's father is an alcoholic. John looks just like his father. I think John is an alcoholic too." While the first statement is factual and defamatory and may support an action by John's father, the second is not since it can only reasonably be interpreted in context as a (ridiculous) conclusion based on the preceding facts. Partington would contend nonetheless that the statement is defamatory if the speaker was aware of any statements that might undermine the validity of his conclusion; for example, "John regularly attends church." He argues, in effect, that the court should recognize false light by omission.

Partington's argument is without merit. Partington does not cite, and the court cannot find, any legal authority for his proposition which is equally inapplicable in the context of false light. In any event, the statement is protected as a privileged expression of opinion. The authors' state of mind, while relevant to the inquiry as to actual malice, is irrelevant to the question of whether the statement could reasonably be interpreted as stating actual facts about an individual. Taken in context, the statement could not.

For all of these reasons, the court grants summary judgment in favor of all defendants on Count IV.

6. Counts V and VI — "The Walker jury had never heard this fact."

Counts V and VI set forth claims for defamation and for false light arising from a statement in the book that several diary entries, showing that there had been repeated contact among Stearns, Walker, and the Grahams, had not been introduced at the Walker murder trial. Partington contends that the statement is defamatory because it "creates the inducement [sic] that Partington should have offered the diary entries into evidence at Walker's trial." Complaint at ¶ 89. He also contends that the statement creates the innuendo that he does not conduct his profession competently.

Partington concedes that the statement is truthful, but again seeks recovery on the failure of the authors to include the exculpatory fact that Stearns' diary was inadmissable at the Walker trial. Since the statement is a truthful statement of fact, Partington may not recover for defamation. Beamer v. Nishiki, 66 Haw. 572, 670 P.2d 1264 (1983); Herbert v. Lando, 441 U.S. 153, 176, 99 S.Ct. 1635, 1648, 60 L.Ed.2d 115 (1979). See generally Restatement (Second) of Torts, § 558 ("[T]o create liability for defamation there must be . . . a false and defamatory statement concerning another."

Furthermore, when taken in context, it is clear that the "fact" to which the statement is referring is that there was considerable contact among Walker, Stearns, and the Grahams, not the specific failure of Partington to introduce Stearns' diary into evidence. As such, the words are not reasonably susceptible of a defamatory interpretation. Tagawa v. Maui Publishing Co., 50 Haw. 648, 675, 448 P.2d 337 (1967). Nor can they be considered highly offensive to a reasonable person and hence supportive of a claim for false light. Accordingly, the court grants summary judgment in favor of all defendants on Counts V and VI of the complaint.

7. Count VII — "Plausible, except for the inconvenience of fact . . ."

Count VII sets forth a claim for false light arising from a comment by the authors on Partington's explanation for why he declined to call J.W. Williams, a prison mate of Walker who had allegedly heard Walker make some incriminating statements, as a witness. The authors call Partington's explanation "[p]lausible, except for the inconvenience of fact." Partington claims that the innuendo of the statement is that he is "a liar and/or an incompetent attorney." Complaint at ¶ 111.

Partington states that "the published statement that Williams could not have been confronted with Ingman's statement because the FBI 302 report had not then been transcribed is false since Williams was told of Ingman's statement, not shown them, a fact that was known or [irrelevantly] should have been known by Bugliosi." Complaint at ¶ 110. This is an exceedingly odd claim since it is apparently based on an accurate representation of a comment Partington made to Bruce Henderson in one of several interviews that Partington volunteered to conduct. See, e.g., Exhibit K to Book Defendants' Supplemental Memorandum in Support of Motion to Dismiss.

In any event, the statement is a paradigmatic example of protected opinion. The statement clearly sets forth the facts upon which it relies and clearly indicates the point where the authors run out of facts and are simply expressing their own views. It cannot be reasonably understood as stating an actual fact about the plaintiff. Milkovich, 497 U.S. at 20, 110 S.Ct. at 2706. Since the statement is substantially true, and a privileged expression of opinion to the degree that it is not, it cannot sustain a claim for false light. Accordingly, the court grants summary judgment in favor of all defendants as to Count VII.

8. Counts VIII and IX — "If I defend you the way Partington is defending Walker, you'll spend the rest of your life in prison."

In Counts VIII and IX, Partington alleges that the defendants defamed him and cast him in a false light by including the following statement in the script of the television miniseries: "If I defend you [Stearns] the way Partington is defending Walker, you'll spend the rest of your life in prison." Partington again complains that the effect of the statement is to make him appear to be a "liar and/or an incompetent attorney." Complaint at ¶ 127. Partington adds that "Bugliosi was aware that Partington's defense strategy of challenging the government's contention that a murder had occurred was the only reasonable defense strategy available for Walker." Complaint at ¶ 122.

Partington does not allege that the statement is in the book. Nor does he allege that either Bugliosi or Henderson had anything to do with the writing of the script for the television miniseries. Accordingly, there is no basis of liability for the book defendants and Counts VIII and IX must be dismissed against them.

Counts VIII and IX fail to set forth a valid claim against the television defendants as well because the statement is a privileged expression of opinion under Milkovich. This is so for two reasons.

First, the statement is absolutely protected under Philadelphia Newspapers, Inc. v. Hepps, 475 U.S. 767, 106 S.Ct. 1558, 89 L.Ed.2d 783 (1986), since it is a statement on a matter of public concern that cannot be proven as false. See Milkovich, 497 U.S. at 19-20, 110 S.Ct. at 2706-07 (". . . Hepps stands for the proposition that a statement on matters of public concern must be provable as false before there can be liability under state defamation law . . .").

Second, even if the statement is not absolutely protected, it cannot reasonably be interpreted as stating actual facts about Partington. Partington's contention that the statement implies that he is an incompetent attorney is unreasonable in light of the context of the statement. It is most plausibly understood as a dramatization of an attempt by Bugliosi to convince Stearns of the wisdom of his proposed trial strategy. If the statement implies any criticism of Partington at all it relates solely to Partington's trial tactics and not to his competence as an attorney. The instant statement like the statements "Judge Jones often makes erroneous rulings" and "Attorney Alfred blew the case" are not actionable because attorneys and judges alike are not immune from such statements that do not imply underlying defamatory facts. Criticisms of trial strategy make no such implication.

Finally, Leidholdt requires the court to consider "whether the words can be understood in a defamatory sense in light of the facts surrounding the publication, including the medium by which . . . the statement is disseminated." Leidholdt, 860 F.2d at 894. Television miniseries, or docudramas as they are sometimes called, are widely recognized as dramatizations of historical events that frequently take considerable liberties with the truth. This context is one that leads the audience to anticipate hyperbole as contemplated by the second factor of the Leidholdt test.

For all of these reasons, the statement could not be reasonably understood as stating actual facts about the plaintiff. Summary judgment is accordingly granted in favor of all defendants with respect to Counts VIII and IX.

C. Plaintiff's Motion to Amend Complaint

Rule 15(a) of the Federal Rules of Civil Procedure provides that leave to amend "shall be freely given when justice so requires." The Ninth Circuit has stated:

While a district court's action on a motion for leave to amend should be reversed only if the action is an abuse of discretion, there is a strong policy to permit the amending of pleadings, Howley v. United States, 481 F.2d 1187, 1190 (9th Cir. 1973), and denial of a motion to amend must be viewed strictly. Klamath-Lake [Pharmaceutical Assn. v. Klamath Medical Serv. Bureau], 701 F.2d 1276, 1292 (9th Cir. 1982). We have noted on several occasions, see, e.g., Hurn [v. Retirement Fund Trust], 648 F.2d [1252, 1254 (9th Cir. 1981)], that the "Supreme Court has instructed the lower federal courts to heed carefully the command of Rule 15(a) . . . by freely granting leave to amend when justice so requires." Howley 481 F.2d at 1190.

When determining whether to grant a motion to amend, the Court should look to four factors: "bad faith, undue delay, prejudice to the opposing party, and futility of the amendment." DCD Programs, 833 F.2d at 186.

These factors balance strongly here in favor of Partington with respect to Count I. Leave to amend will not cause any undue delay or prejudice to the defendants who have brought this motion to dismiss at an early juncture in the litigation.

The factors balance against Partington with respect to the remaining counts. Since each of the statements complained of in Counts II through IX are privileged expressions of opinion, amendment would be futile with respect to these counts.

The motion is accordingly granted with respect to Count I and denied in all other respects. Plaintiff shall have thirty days from the date of entry of this order to amend his complaint with respect to Count I.

D. Plaintiff's Motion for Certification of Question of Hawaii Law

A question may be certified by a federal court to a state supreme court when it involves an important question of state law which is both unclear under state legal precedent and would be determinative in the instant case. Richardson v. City and County of Honolulu, 802 F. Supp. 326, 344 (D. Hawaii 1992); Virginia v. American Booksellers Ass'n, 484 U.S. 383, 393-98, 108 S.Ct. 636, 643-46, 98 L.Ed.2d 782 (1988); Bellotti v. Baird, 428 U.S. 132, 150-52, 96 S.Ct. 2857, 2867-68, 49 L.Ed.2d 844 (1976). This process is approved because it helps "save time, energy, and resources, and helps build a cooperative judicial federalism." Lehman Bros. v. Schein, 416 U.S. 386, 391, 94 S.Ct. 1741, 1744, 40 L.Ed.2d 215 (1974).

Certification would further none of the above purposes in the instant case. Since Partington has not set forth a valid claim for false light, the question of whether Hawaii recognizes the tort of false light would not be determinative. Accordingly, the motion is denied.

IV. Conclusion

For the reasons stated above, plaintiff's motion to amend complaint is GRANTED with respect to Count I and DENIED in all other respects. Plaintiff's motion to certify question of Hawaii law is DENIED. Defendants' motion to dismiss, which the court has treated as a motion for summary judgment, is GRANTED with respect to all defendants on Counts II, III, IV, V, VI, VII, VIII, and IX. Summary judgment is GRANTED with respect to all defendants except Bugliosi on Count I pending plaintiff's leave to amend his complaint to allege actual malice on the part of the remaining defendants. Defendants' motion for summary judgment is DENIED with respect to Bugliosi as to Count I.

IT IS SO ORDERED.