RULING ON PLAINTIFF'S MOTION TO REMAND AND FOR ATTORNEY'S FEES [DOC. #7]

ARTERTON, District Judge.

The Insurance Company of Pennsylvania commenced an action in Connecticut Superior Court, Judicial District of Windham at Putnam, on November 18, 2003 against Dean Waterfield, alleging that Waterfield owed the Plaintiff $35,000.00 plus attorney's fees for its payment of a surety bond. The two parties engaged in substantial motion practice in state court until September 14, 2004, when the Defendant filed notice of removal. The Plaintiff then filed a motion to remand [Doc. #7] pursuant to 28 U.S.C. § 1447(c), and for costs and attorney's fees incurred as a result of removal proceedings. For the following reasons, the Plaintiff's motion will be granted.

I. Factual Background

The Insurance Company of the State of Pennsylvania is incorporated in Pennsylvania and its principal place of business is in New York. Dean Waterfield is a citizen of New Hampshire. This case arises out of a probate bond issued by the Plaintiff to the Defendant in connection with his appointment as administrator of the estate of his wife, Stephanie Waterfield. After failing to file an accounting of the estate funds or a succession tax return, the Defendant was removed as the administrator of the estate by the Probate Court, District of Sterling, Connecticut. The successor administrator then made a claim against the bond alleging that Waterfield had absconded with funds belonging to the estate. The Plaintiff Insurance Company paid $35,000.00 in settlement of the claim.

II. Standard

Under 28 U.S.C. § 1441(a), a civil action filed in state court may be removed by the defendant to federal district court if the district court has original subject matter jurisdiction over the plaintiff's claim. "If at any time before final judgment it appears that the district court lacks subject matter jurisdiction, the case shall be remanded. An order remanding the case may require payment of just costs and any actual expenses, including attorney's fees, incurred as a result of removal." 28 U.S.C. § 1447(c).

The party asserting federal jurisdiction has the burden of proving the case is properly before the federal court. McNutt v. General Motors Acceptance Corp., 298 U.S. 178, 189 (1936);Melenbacher v. Akzo Nobel Salt, Inc., 216 F.3d 291, 296 (2d Cir. 2000); United Food Commercial Workers Union v. Centermark Props. Meridian Square, Inc., 30 F.3d 298, 301 (2d Cir. 1994). Where the jurisdictional facts are challenged, the party asserting federal jurisdiction must support those facts with "competent proof" and "justify its allegations by a preponderance of evidence." United Food, 30 F.3d at 301-302. Courts should construe the removal statute narrowly, resolving any doubts against removal. Lupo v. Human Affairs Int'l Inc., 28 F.3d 269, 274 (2d Cir. 1994) (citing Shamrock Oil Gas Corp. v. Sheets, 313 U.S. 100, 108-109, 61 S.Ct. 868, 85 L.Ed. 1214 (1941)).

III. Discussion

A. Amount in Controversy

The Plaintiff argues that removal is improper in this case because the amount in controversy is below the jurisdictional minimum for federal subject matter jurisdiction. Where jurisdiction is based upon diversity of citizenship, the defendant must show that the plaintiff and the defendant are citizens of different states and that the amount in controversy is in excess of $75,000.00. 28 U.S.C. § 1332(a)(1); United Food, 30 F.3d at 302. The removing party bears the burden of proving the amount in controversy to a "reasonable probability."Tongkook Am., Inc. v. Shipton Sportswear Co., 14 F.3d 781, 784 (2d Cir. 1994). Where the damages sought are uncertain, doubt should be resolved in favor of the plaintiff's pleadings. Id. at 785.

The Plaintiff in this case has asserted claims for damages of $35,000.00 and for attorney's fees as a right of under a surety bond contract. Attorney's fees may be included in the amount in controversy if they are recoverable as of right pursuant to statute or contract. In re Ciprofloxacin Hydrochloride Antitrust Litig., 166 F. Supp. 740, 755 (E.D.N.Y. 2001) (citing Givens v. W.T. Grant Co., 457 F.2d 612, 614 (2d Cir. 1972, vacated on other grounds, 409 U.S. 56, 93 (1972)). The surety bond contract in this case provides that Waterfield will "indemnify Surety from all liability and loss, expenses and damages incurred as a result of furnishing bond, renewals, continuations, extensions, or increases in bond amount, including attorneys' fees incurred by Surety in enforcing this agreement." See Revised Complaint,Ins. Co. of Penn. v. Waterfield, CV-03-0071645-S, attached to Notice of Removal [Doc. #1] as Ex. 2. Because the Plaintiff is claiming attorney's fees under the surety bond contract, they may be included in calculating the amount in controversy for this case.

The Plaintiff states that its attorney's fees as of the date of the Notice of Removal are approximately $10,000.00. Mot. to Remand [Doc. # 7] at 6. The Defendant states however, that "[g]iven the bumpy road ahead, it is reasonably probable that the Plaintiff will incur another $30,000.00 in attorney's fees before final judgment." Opp. to Mot. to Remand [Doc. # 8] at 6. He further asserts, without factual support, that "on average it costs more than $30,000 to try a hotly contested federal case." Id. at 4. Defendant's arguments are entirely speculative; he has not provided any evidence that shows to a reasonable probability that the Plaintiff's attorney's fees will exceed $40,000.00. Thus he has not met his burden of proving to a reasonable probability that the amount in controversy exceeds the jurisdictional limit. Tongkook, 14 F.3d at 784-785; see also Fallstrom v. L.K. Comstock Co., No. 3:99CV952(AHN), 1999 WL 608835 at *2 (D. Conn. July 13, 1999) (where complaint "merely state[d], in accordance with Connecticut law, that the amount in controversy exceeds $15,000," and defendant had "not provided any credible argument, rationale, or evidence of any kind to support its assertion that the amount in controversy exceeds $75,000," attorney's fees were held to be "too speculative to satisfy the jurisdictional amount requirement.")

B. Timeliness

The Plaintiff argues that removal of this case was untimely because the Defendant filed his Notice of Removal more than thirty days after receiving the initial complaint, in violation of 28 U.S.C. § 1446(b). The Defendant responds that he was able to ascertain removability only after the state court denied his motion for an extension of time to plead, because it then became evident to him that the Plaintiff's attorney's fees would be sufficient to bridge the $40,000.00 gap necessary to satisfy the minimum amount in controversy. The issue is whether the state court's denial of Defendant's requested extension of time is the type of "order" under 28 U.S.C. § 1446(b) that may properly give the Defendant notice that the amount in controversy has reached the statutory minimum.

A defendant may remove a case from state court after the 30-day deadline but within one year of service of the complaint if an "order" or "other paper" allows the defendant to determine removability within that time frame. Id. An "order" or "other paper" within the meaning of the statute must contain a monetary amount or allow a specific amount to be ascertained. For example, in Viens v. Wal-Mart Stores, Inc., No. 3:96CV02602(AHN), 1997 WL 114763 (D. Conn. March 3, 1997), the district court held that when the complaint failed to state a specific monetary demand, the Defendant did not have adequate information to ascertain the amount in controversy until the Plaintiff responded to interrogatories. The response to the Defendant's discovery request contained actual figures to determine lost wages and specifically stated the Plaintiff's medical injuries from which an amount in controversy could be ascertained. The Court therefore determined that the case was properly removed to federal court when the Defendant removed more than 30 days after receiving the complaint, but within 30 days of receiving answers to interrogatories. Id. at *2. Other papers or orders which can be used to ascertain removability, where the amount in controversy is in question, are documents such as the summons with notice, Day v. Zimmer Inc., 636 F. Supp. 451, 453 (N.D.N.Y. 1986) (the summons with notice set forth the amount in controversy, $250,000.00, which apprised the defendant of the necessary facts to determine removal), or a proposed second amended complaint, F.W. Myers Co., Inc. v. World Projects Int'l, Inc., No. 96-CV-0763, 1996 WL 550135 *4 (N.D.N.Y. Sept. 19, 1996), if these documents allow the determination of a specific monetary amount.

It was not possible in this case to ascertain removability from the state court's order denying the Defendant's motion for an extension of time. That order reads: "Motion for extension of time to respond to the amended complaint is denied. Motion for default for failure to plead against the defendant Dean Waterfield is Granted. Per Order of The Hon. Michael E. Riley." Order dated 8/31/04, attached to Notice of Removal [Doc. # 1]. This order contains nothing regarding the amount in controversy.

Because the denial of the motion for extension of time was not an "order" or "other paper" that would have excused the Defendant from the 30-day deadline for removal of the case to federal court, the Defendant's removal was untimely under 28 U.S.C. § 1446(b).

C. Costs and Fees for Improper Removal

Under the statute, a district court may award attorney's fees to the non-removing party when it remands a case. 28 U.S.C. § 1447(c) ("An order remanding the case may require payment of just costs and any actual expenses, including attorney's fees, incurred as a result of removal.") Awarding attorney's fees serves the statute's goal of deterring improper removal. Circle Indust. USA, Inc. v. Parke Constr. Group, Inc., 183 F.3d 105, 109 (2d Cir. 1999). The simplicity of the removal procedure can subject a plaintiff to unnecessary expense and harassment, and therefore a court may award attorney's fees if it finds a defendant has removed a case to federal court for such improper reasons. Id. at 109. The Second Circuit has held that awards of costs and attorney's fees do not require a showing of bad faith removal. Morgan Guaranty Trust Co. v. Republic of Palau, 971 F.2d 917, 923 (2d Cir. 1992). However, bad faith is often considered. Frontier Ins. Co. v. MTN Owner Trust, 111 F. Supp. 376, 381 (S.D.N.Y. 2000). An award of costs and fees is within the trial court's discretion and requires the application of a test of "overall fairness given the nature of the case, the circumstances of remand and the effect on the parties." Morgan, 971 F.2d at 924; see also Mermelstein v. Maki, 830 F. Supp. 184, 186 (S.D.N.Y. 1993).

In this case, it appears that the Defendant has improperly engaged in a tactic of stalling and delay. In the ten months this case was pending in state court, he was defaulted twice for failure to plead. See Docket Sheet, Ins. Co. of Penn. v. Waterfield, CV-03-0071645-S, attached to Notice of Removal [Doc. #1] as Ex. 4. He also filed a Motion to Stay the litigation, a Motion to Dismiss, and a Request to Revise the Complaint, all of which were denied, and two successive motions for extensions of time to plead, the latter of which was denied.

The Defendant then filed the present notice of removal, without any reasonable basis for believing the amount in controversy at that time approached $75,000.00, or that the order denying his motion for an extension of time was such as to excuse his failure to file within 30 days of service of the complaint as required by statute. The Defendant is pro se, and therefore he is to be granted certain allowances. However, given the apparent pattern of his dilatory tactics in this case, the Court concludes that overall fairness requires Defendant to pay Plaintiff's attorney's fees for the time required to respond to the Defendant's notice of removal. The notice of removal complicated and delayed what is otherwise a simple state law breach of contract case, to the prejudice of the Plaintiff, and thus attorney's fees are warranted. See Shamoun v. Peerless Importers, Inc., No. 03 CV 1227(NG), 2003 WL 21781954 (E.D.N.Y.) at *4 (court awarded attorney's fees because the complaint presented a straightforward state law breach of contract claim, issues involved were not novel, and the impropriety of removal was clear given applicable case law).

IV. Conclusion

Accordingly, Plaintiff's motion to remand is granted and the Clerk shall remand this action to the Connecticut Superior Court, Judicial District of Windham at Putnam.

Plaintiff's motion for attorney's fees is also granted and Plaintiff shall file an affidavit, with contemporaneous time records, within 30 days of the date of this order. The Defendant may contest the reasonableness of the Plaintiff's fee request by filing an opposition brief within 10 days.

IT IS SO ORDERED.