Summary
striking "extra-record scientific opinion and argument submitted to undermine [the agency's] analyses and conclusions" (alteration in original)
Summary of this case from Forestkeeper v. La PriceOpinion
No. 2:11-cv-02250-MCE-CMK
09-08-2015
MEMORANDUM AND ORDER
This case arises out of the approval of the Gemmill Thin Project (also referred to as the "Project") in the Shasta-Trinity National Forest ("STNF") by Defendants United States Forest Service, Forest Supervisor Sharon Heywood (collectively "USFS"), and United States Fish and Wildlife Service ("FWS") (collectively "Defendants"). According to Plaintiffs Conservation Congress and Citizens for Better Forestry (collectively "Plaintiffs"), Defendants violated the Endangered Species Act ("ESA"), the National Forest Management Act ("NFMA"), the National Environmental Policy Act ("NEPA"), the Administrative Procedure Act ("APA"), and the statutes' implementing regulations. More specifically, Plaintiffs contend that the Project will significantly impact the habitat for the Northern Spotted Owl (also referred to as "NSO" or the "Owl"), a threatened species under the ESA. Currently before the Court are Plaintiffs' Motion for Summary Judgment (ECF No. 24), Defendants' Cross-Motion for Summary Judgment (ECF No. 29), and Defendants' Motion to Strike (ECF No. 28). On April 23, 2015, the Court held a hearing on these Motions before taking them under submission. This Memorandum and Order serves as the Court's formal ruling on the pending Motions and supersedes anything said during the hearing. For the reasons stated below, Defendants' Cross-Motion for Summary Judgment is GRANTED, Defendants' Motion to Strike is GRANTED, and Plaintiffs' Motion for Summary Judgment is DENIED.
In July 2013, David R. Myers assumed the role of Forest Supervisor and has substituted into this litigation for Sharon Heywood pursuant to Fed. R. Civ. P. 25(d).
The NSO is a medium-sized owl with dark eyes, dark-to-chestnut brown coloring, with whitish spots on the head and neck and white mottling on the abdomen and breast. The NSO inhabits structurally complex forests from southwest British Columbia through the Cascade Mountains and coastal ranges in Washington, Oregon, and California (as far south as Marin County). First Amended Complaint ("FAC"), ECF No. 18, ¶ 94.
An "endangered species" is "any species which is in danger of extinction throughout all of a significant portion of its range." 16 U.S.C. § 1532(6). A "threatened species" is "any species which is likely to become an endangered species within the foreseeable future throughout all or a significant portion of its range." Id. § 1532(20). The FWS listed the NSO as a threatened species in 1990. 55 Fed. Reg. 26114 (June 26, 1990).
LEGAL PRINCIPLES
A. Endangered Species Act (ESA)
Once a species is listed as threatened or endangered, the Secretary of the Interior (through the FWS) typically designates critical habitat. 16 U.S.C. § 1533(a)(3)(A). As relevant here, critical habitat is the specific areas within the geographical areas occupied by the species at the time of listing on which are found the physical or biological features essential to the conservation of the species and which may require special management. Id. § 1532(5)(A)(i). Critical habitat designation does not place the land "off-limits" to projects or development; it requires federal agencies to ensure that their actions will not destroy or "adversely modify" the value of the critical habitat designation for the conservation of the species. Id. § 1536(a)(2).
For each listed species, the Secretary of the Interior also typically develops a recovery plan that describes site-specific management actions necessary to achieve the conservation and survival of the species and includes objective, measurable criteria for when the species should be removed from the endangered or threatened list. Id. § 1533(f)(1)(B). While useful in evaluating an action's impact on the species' recovery, "recovery plan objectives are discretionary for federal agencies." Cascadia Wildlands v. U.S. Bureau of Indian Affairs, No. 6:13-cv-1559-TC, 2014 WL 2872008, at *4 (D. Or. June 24, 2014).
Under Section 7(a)(2) of the Act, each federal agency, in consultation with FWS, must ensure that any action authorized, funded, or carried out by the agency is not likely to jeopardize the continued existence of any listed species, or result in the destruction or adverse modification of the designated critical habitat of the species. 16 U.S.C. § 1536(a)(2). In fulfilling this obligation, each agency is required to "use the best scientific and commercial data available." Id. To assist agencies in complying with this provision, the ESA regulations set out a detailed consultation process for determining the biological impacts of a proposed activity. 16 U.S.C. § 1536; 50 C.F.R. §§ 402.01-402.16. The action agency (here USFS) may prepare a biological assessment to evaluate the potential effects of a proposed action. 50 C.F.R. § 402.12(a).
At the conclusion of the formal consultation process, FWS issues a "biological opinion" detailing how the proposed action will affect the listed species. 16 U.S.C. § 1536(b)(3)(A). The two key conclusions of a biological opinion are (1) whether the proposed action will jeopardize the continued existence of the species and (2) whether the proposed action will destroy or adversely modify critical habitat. 16 U.S.C. § 1536(a)(2). If FWS determines that there will be take of individual species members that is incidental to the agency action and does not rise to the level of jeopardizing the species, FWS issues an incidental take statement that specifies the impact of such taking on the species. Id. § 1536(b)(4). It will also set forth the reasonable and prudent measures proscribed to minimize that impact, and terms and conditions to implement those measures. Id.
After consultation on an action has been completed, an agency may be required to reinitiate formal Section 7 consultation under certain circumstances. Reinitiation of formal consultation is required "where discretionary Federal involvement or control over the action has been retained or is authorized by law" and one of four conditions is met, including: "(b) If new information reveals effects of the action that may affect listed species or critical habitat in a manner or to an extent not previously considered; . . . or (d) If a new species is listed or critical habitat designated that may be affected by the identified action." 50 C.F.R. § 402.16.
B. National Forest Management Act
The USFS manages the National Forests pursuant to the NFMA and its implementing regulations, which provide for forest planning and management at two levels: the forest-wide level and the individual project level. See 16 U.S.C. § 1604. At the forest level, the USFS develops a forest plan, which is a broad, long-term planning document for an administrative unit of the National Forest System. A forest plan establishes planning goals and objectives for management of forest resources. Id. § 1604(g)(1)-(3). At the project level, site-specific projects must be consistent with the applicable forest plan. Id. § 1604(i); Idaho Sporting Cong., Inc. v. Rittenhouse, 305 F.3d 957, 962 (9th Cir. 2002).
C. National Environmental Policy Act
NEPA serves the dual purpose of informing agency decision-makers of the environmental effects of proposed Federal actions and ensuring that relevant information is made available to the public so that it "may also play a role in both the decision-making process and the implementation of that decision." Robertson v. Methow Valley Citizens Council, 490 U.S. 332, 349 (1989). NEPA does not mandate particular results or impose substantive environmental obligations on federal agencies. Id. at 351-52. Instead, NEPA ensures "that [an] agency will not act on incomplete information, only to regret its decision after it is too late to correct." Marsh v. Or. Natural Res. Council, 490 U.S. 360, 371 (1989). NEPA requires the preparation of an environmental impact statement ("EIS") for "major Federal actions significantly affecting the quality of the human environment . . . ." 42 U.S.C. § 4332(C). In reviewing NEPA decisions, courts evaluate whether the analysis includes a "reasonably thorough discussion of the significant aspects of the probable environmental consequences." California v. Block, 690 F.2d 753, 761 (9th Cir. 1982) (internal quotation marks omitted).
FACTUAL AND PROCEDURAL BACKGROUND
A. Fire Policy Background
Many years of federal fire suppression policy and prior timber harvests have converted mixed conifer forests into overcrowded forest stands comprised of shade-tolerant, fire-susceptible tree species. Defs.' Cross-Mot., ECF No. 29, at 1. The fire suppression policy excluded most low and moderate intensity fires from the National Forests and greatly increased the average time between fires. While the fire suppression efforts themselves were successful, the effect of these efforts was unanticipated. Id. at 5. Fuel loadings accumulated above historic levels and the characteristics and distribution of the forests changed. Id. Fires that previously burned at low to moderate intensities can now use the dense understory to quickly move up into the canopy layer. Id. These fires are risky to fight and can result in a substantial loss to forest structure. Id. at 5-6.
B. Gemmill Thin Project
There are 21 Late-Successional Reserves ("LSR") within the STNF. Id. at 6. They were established by the Northwest Forest Plan to protect and enhance late-successional and old-growth forest ecosystems that serve as habitats for, among other species, the NSO. Id. The Chanchellula LSR in the STNF covers 26,389 acres. Id.
The USFS conducted an LSR Assessment ("LSRA") and determined that the Chanchellula LSR was at risk for a "catastrophic stand-replacing fire" due to the effects of previous fire suppression efforts. Id. Overcrowded stands were also suppressing additional growth of large trees and causing delay in the development of old-growth habitat. Id. The vigor of old trees was reduced as they competed with smaller trees for limited resources. Id. The conditions left the ecosystem more prone to disease and less resistant to fire. Id.
In an attempt to remedy these issues, the USFS approved the Gemmill Thin Project in April 2011. The purposes of the project are to "reduce the risk of losing existing and developing late-successional habitat due to wildfire," to "restore the use of fire as a tool to maintain lower fuel loading," and to "encourage or accelerate the development of continuous late-successional and old growth habitat." GAR 143. "Although the Project Area is rated as low to moderate for fire risk and fire hazard under the STNF Fire Management Plan, . . . the '[s]ystem [is] predisposed to high risk of losing key ecosystem components' due to its high departure from historic fire return interval and severity." Defs.' Cross-Mot. at 6-7 (quoting GAR 1365, 178-79). Moreover, the Project Area has a "high value" in terms of "monetary worth and non-monetary values such as wildlife habitat and scenery." GAR 1365.
All citations to "GAR" refer to Gemmill Thin Project Administrative Record, which was lodged with this Court on October 28, 2014. ECF No. 20.
The Project is not intended to prevent wildfires. Defs.' Cross-Mot. at 7. To the contrary, the USFS recognizes that wildfire is an important component of late-successional forests. GAR 194. Instead, the Project strategically places treatments to protect the highest quality and best habitat, with the goal of changing fire behavior from a destructive, severe, hard-to-control fire, to a fire that it safer to fight with a lower flame length and a slower rate of spread. GAR 183, 186, 188. Modeling indicates that the treatments employed by the Project will provide risk reduction benefits extending up to 50 years. GAR 210-13. In its final iteration, "[t]he Project proposes silvicultural treatments designed to move the forest toward one that is more resilient against wildfire and other potentially large-scale disturbances, such as insect infestation and disease." Defs.' Cross-Mot. at 1. "The Project is also designed to encourage development of old-growth habitat - the most valuable type of habitat for the owl - in mature forests whose growth has stagnated due to the competition for resources among many small trees." Id.
C. Project Analysis, the Consultation Process, and Project Approval
It took a number of years and multiple rounds of consultation before the Gemmill Thin Project was finally approved. The STNF first published its intent to pursue the project in 2005. In December 2007, the USFS prepared its initial biological assessment, and the FWS issued its original biological opinion the following March. In April 2009, a final environmental impact statement was issued, as was a Record of Decision ("ROD") approving "Alternative One" of the project. This original ROD was reversed on administrative appeal due to an inadequate range of alternatives analyzed.
On remand, additional alternatives were analyzed and a Final Supplemental Environmental Impact Statement ("FSEIS") was issued in April 2011. The USFS and the FWS engaged in formal consultation, after which the FWS concluded that the Gemmill Thin Project was not likely to jeopardize the NSO or adversely modify its designated critical habitat. A new ROD was signed in April 2011 based on the amendments to the FSEIS. GAR 110. In that ROD, the USFS selected Alternative Four over Alternative One, but the effects to the Northern Spotted Owl remained the same.
In June 2011, however, the FWS issued a Revised Recovery Plan ("RRP") for the NSO. The RRP described additional management concerns and threats (specifically, barred owls and wildfire) that were not emphasized to the same extent in previous recovery plans. GAR 22356. The RPP also recommended "conserving occupied spotted owl sites throughout the range, especially those containing the habitat conditions to support successful reproduction." GAR 11436. On August 24, 2011, Plaintiffs filed this action, seeking a declaration from the Court that Defendants' approval of the Project violates the noted environmental laws and asking the Court to enjoin Defendants from proceeding with the Project until they comply with those laws. Compl., ECF No. 1, ¶ 114.
In approximately December 2012, however, a Final Rule was issued revising the NSO's critical habitat. Given these changes, the USFS requested reinitiation of consultation with the FWS in March 2012. In August of that year, USFS and FWS met to identify potential modification to the Gemmill Thin Project design that would further reduce effects to NSOs and their habitat and incorporate the goals of the RRP and the 2012 revised critical habitat rule. The USFS subsequently modified the Project.
This action was stayed by stipulation of the parties and order of the Court during the reinitiation of consultation. See ECF No. 16.
Defendants opted to modify the Project based on the recommendations in the RRP, but the Court notes that throughout the RRP there are multiple statements indicating those recommendations are not mandatory. See, e.g., GAR 11375-76 ("Recovery plans are not regulatory documents; rather, they are created by the Service as guidance to bring about recovery and establish criteria to be used in evaluating when recovery has been achieved.").
As modified, the project proposes the thinning of 829 acres of dense late-successional forest stands, 225 acres of mixed conifer forest to reconstruct a 30-year-old ridgetop fuelbreak, and 39 acres of 20-year old plantations. GAR 10549. It now omits 221 acres of planned treatments in nesting/roosting habitat in both the "new" and historic Halls City Creek Owl core areas. Id. Diameter limitations have been placed on trees that may be removed in another 127 acres in these areas. Road reconstruction was reduced by 5.6 miles, and additional protection measures were imposed on all Project units. Id.; GAR 10662-664.
"Core areas" are areas of concentrated owl use in a home range and commonly includes nest and roost sites. GAR 10665. For the purposes of this project, a core area is determined by creating a .5 mile radius around an owl activity center. Id.
These limits require retaining all trees greater than 18 inches in diameter at breast height ("dbh") in nesting/roosting habitat and all trees greater than 24 inches dbh in foraging habitat. Id.
The USFS then prepared a new 2013 Biological Assessment ("Biological Assessment") to analyze the Project as modified. GAR 10649. That document provides a comprehensive look at NSO "use and status in each activity center and Owl habitat in the area, competition from barred owls, and the fire modeling results used to compare the impacts to owl habitat from no treatment and the proposed treatments." Defs.' Cross-Mot. at 8. The USFS also performed individual analyses of Project impacts to each owl activity center, including impacts on prey and competitors like the barred owl. The Biological Assessment ultimately "concluded that the Project would likely adversely affect the owl because it would degrade 619 acres of nesting/roosting habitat and 316 acres of foraging habitat." Id. (citing GAR 10717). "However, the probability of losing owl habitat to fire would be reduced and direct harm or disturbance to breeding activities would be avoided with a limited operating period [("LOP")]." Id. "Similarly, while the Project would adversely affect designated critical habitat in the area, it would not impede the functionality of the designation or the critical habitat's ability to support owl recovery." Id.
As relevant here, LOPs are intended to "minimize or avoid adverse effects to the spotted owl." GAR 10572. "From February 1 to July 10, [LOPs] prohibit all loud and continuous noise (i.e., chainsaws, yarders, and loaders) and heavy smoke-generating activities within 0.25 mile of known occupied or un-surveyed suitable habitat." Id. "In addition, [LOPs] prohibit all vegetation removal/cutting/burning from February 1 - September 15 within known occupied or unsurveyed suitable habitat." Id.
In response, the FWS prepared a new 2014 Biological Opinion ("BiOp"), concluding again that "the Project is not likely to jeopardize the owl or result in adverse modification of designated critical habitat." Defs.' Cross-Mot. at 9 (citing GAR 10623). The FWS's "no jeopardy" conclusion turned on the facts that: (1) the proposed treatments avoid direct impacts during the breeding season; (2) the adverse effects of habitat degradation are short-term and impact less than 10% of the total suitable habitat in the action area; and (3) the Project will result in long-term benefits to the owl, including retention of late-successional features and a lowered likelihood of habitat loss due to stand replacing fire. Id. It reached its "no adverse modification" conclusion because: (1) "the Project will not result in a change to habitat function at the localized level"; and (2) "the adverse effects to habitat function are not significant at the broader provincial and range-wide levels." Id. The FWS nonetheless authorized an incidental take in the form of harassment of one pair of adult owls in the "new" Halls City Creek area because Project effects may alter the owls' behavioral patterns (for example, by shifting foraging activity or by potentially reducing the individuals' fitness). GAR 10625.
In May 2014, the USFS issued a Supplemental Information Report ("SIR") recommending that the Project go forward as modified. GAR 10545. The SIR stated:
[T]he conclusions drawn pertaining to the selected alternative in the Record of Decision (2011) are still valid and fully supported by the reinitiation of consultation with FWS . . . [T]he Gemmill Thin Project, as modified, will meet the project objectives and remain within the range of environmental effects analyzed and documented in the FSEIS. The project modifications described . . . are not substantial, the effects of project treatments to northern spotted owl and its critical habitat have been analyzed in the FSEIS and Biological Assessment and confirmed by subsequent analysis, and the project's effects (as modified) remains well within the range of actions considered in the FSEIS . . . [A]lthough there is new information regarding barred owls in the project area and the relocation of a northern spotted owl pair, that new information does not suggest the project will affect the environment in a significant manner or to a significant extent not already considered. The effects to northern spotted owls are expected to be similar to or less than what was originally analyzed, in part because of the additional protections developed through consultation with FWS.GAR 10561-62. This action resumed in July 2014 and these motions followed.
Based upon revising the interdisciplinary team input there are no significant new circumstances or information relevant to environmental concern and impacts associated with the project. Implementation of the Record of Decision (2011) as now modified should continue. The analysis above shows that the project, as modified, will not affect the environment in a significant manner or to a significant extent not already considered in the FSEIS. The project, as modified will move the area toward the desired condition, meet the purpose and need, and provide both short and long term benefits to northern spotted owl. No additional review or analysis is necessary at this point in time. Supplemental NEPA analysis of the project modifications is not warranted. The project should proceed as planned.
STANDARD OF REVIEW
Review of Plaintiffs' ESA, NEPA, and NFMA claims is governed by the APA. 5 U.S.C. §§ 701-06; San Luis & Delta-Mendota Water Auth. v. Jewell, 747 F.3d 581, 601 (9th Cir. 2014) (ESA); Inland Empire Pub. Lands Council v. U.S. Forest Serv., 88 F.3d 754, 760 n.5 (9th Cir. 2005) (NEPA and NFMA). Pursuant to the APA, "[a] person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute, is entitled to judicial review thereof." 5 U.S.C. § 702. "[T]he reviewing court shall . . . hold unlawful and set aside agency actions, findings, and conclusions found to be . . . arbitrary, capricious, or an abuse of discretion or otherwise not in accordance with law," 5 U.S.C. § 706(2)(A), or that are "without observance or procedure required by law." 5 U.S.C. § 706(2)(D).
The Court's task "is to determine whether the [agency] has considered the relevant factors and articulated a rational connection between the facts found and the choice made." Baltimore Gas & Elec. Co. v. Natural Res. Def. Council, 462 U.S. 87, 105 (1983). A reviewing court is required to review "the whole record or those parts of it cited by a party." 5 U.S.C. § 706. An agency's review is arbitrary and capricious if it fails to consider important aspects of the issues before it, if it supports its decisions with explanations contrary to the evidence, or if its decision is either inherently implausible or contrary to governing law. Lands Council v. Powell, 395 F.3d 1019, 1026 (9th Cir. 2005). Review under the APA is "searching and careful." Ocean Advocates v. U.S. Army Corps of Eng'rs, 402 F.3d 846, 858 (9th Cir. 2004). However, a court may not substitute its own judgment for that of the agency. Id. In reviewing an agency's actions, the standard to be employed is decidedly deferential to the agency's expertise. Salmon River Concerned Citizens v. Robertson, 32 F.3d 1346, 1356 (9th Cir. 1994).
ANALYSIS
Plaintiffs contend that, despite the Project modifications USFS implemented after reinitiation of consultation with the FWS, Defendants' project as approved still violates the ESA, NFMA, and NEPA. Based on review of the administrative record, the Court rejects each of Plaintiffs' arguments.
Plaintiffs argue they have standing to pursue the instant claims. See Pls.' Mot. at 17. "An association has standing to bring suit on behalf of its members when its members would otherwise have standing to sue in their own right, the interests at stake are germane to the organization's purpose, and neither the claim asserted nor the relief requested requires individual members' participation in the lawsuit." Friends of Earth v. Laidlaw Envtl. Servs., 528 U.S. 167, 180-181 (2000). Defendants do not contest standing, which is also supported by the record.
A. The Court Will Only Consider Evidence Contained in the Administrative Record.
Before turning to the merits, the Court must address Plaintiffs' reliance on two extra-record declarations: the declaration of Monica Bond (ECF No. 24-5) and the declaration of Denise Boggs (ECF No. 24-4). Monica Bond is a wildlife biologist who has "been involved in spotted owl research and conservation for the past 15 years." Bond Decl., ECF No. 24-5, ¶ 4. In her 30-page declaration, Ms. Bond presents arguments, based on her reading of the FSEIS and the BiOp, regarding what the Court should consider in deciding whether to grant or deny Plaintiffs' Motion for Summary Judgment. Defendants have filed a Motion to Strike the Bond Declaration in its entirety. ECF No. 28. Ms. Boggs is the Executive Director of Plaintiff Conservation Congress and her declaration primarily concerns Plaintiffs' standing to bring this action. However, in two paragraphs, Ms. Boggs opines on the potential danger to the NSO if the Project goes forward. See Boggs Decl., ECF No. 24-4, ¶¶ 5, 8. Defendants object to the inclusion of these paragraphs.
Generally, "[p]arties may not use 'post-decision information as a new rationalization either for sustaining or attacking the Agency's decision.'" Ctr. for Biological Diversity v. U.S. Fish & Wildlife Serv., 450 F.3d 930, 943 (9th Cir. 2006) (quoting Ass'n of Pac. Fisheries v. EPA, 615 F.2d 794, 811-12 (9th Cir. 1980)). Review under the APA "is to be based on the full administrative record that was before the [agency] at the time [it] made [its] decision." Citizens to Pres. Overton Park v. Volpe, 401 U.S. 402, 420 (1971). Plaintiffs nonetheless argue that the Bond and Boggs Declarations should be considered under APA exceptions, a NEPA exception, and an ESA citizen suit exception, and to show irreparable harm. None of these arguments are well taken.
1. APA Exceptions
There are four narrowly-construed exceptions to the APA's administrative record requirement: (1) if the extra-record information is necessary to determine whether the agency has considered all relevant factors and has explained its decision; (2) when the agency has relied on documents not in the record; (3) when supplementing the record is necessary to explain technical terms or complex subject matter; and (4) when plaintiffs make a showing of agency bad faith. Id. Plaintiffs have the burden of showing that an exception applies. When the documents were filed, Plaintiffs did not claim that the declarations fell under an APA exception. They now claim in their Opposition to the Motion to Strike that exceptions one and three apply.
In their Motion for Summary Judgment, Plaintiffs generally noted that an exception to the extra-record evidence rule applied because two of Plaintiffs' claims were brought pursuant to the ESA's citizen suit provision. Pls.' Mot. at 16-17. That argument is discussed below.
Notably, Plaintiffs were provided an opportunity to object to the contents of the AR at the beginning of this case and did not note any deficiencies. See ECF No. 21, ¶¶ 3-5.
The Court finds that the challenged extra-record statements do not fall under these exceptions because they are not "necessary to determine whether the agency considered all of the relevant factors," or "to explain technical or complex subject matter." The information presented by Bond and Boggs "can either be extracted from the record or is not necessary to this court's review" of the merits of the BiOp, Biological Assessment and FSEIS. Southwest Ctr. for Biological Diversity v. U.S. Forest Service, 100 F.3d 1443, 1451 (9th Cir. 1996). Indeed, the material contained within the Bond Declaration is either cumulative of data already present in the RRP (namely, studies on the effect of fire on NSO) or is based on post-decision information. See Bond Decl. ¶¶ 24, 25 (citing studies from 2014 when the BiOp was published in January 2014). As a whole, the declarations can accurately be characterized as "extra-record scientific opinion and argument submitted to undermine [the agency's] analyses and conclusions." Nw. Envtl. Def. Ctr. v. U.S. Army Corps of Engineers, 817 F. Supp. 2d 1290, 1301 (D. Or. 2011). Extra-record declarations that challenge the merits of the agency's decision do not fall under any exception. Environmental Def. Fund v. Costle, 657 F.2d 275, 286 (D.C. Cir. 1981).
2. NEPA Exception
Plaintiffs go on to argue that since one of the claims was brought under NEPA, an additional exception applies. "An allegation that an EIS has failed to mention a serious environmental consequence may be sufficient to permit the introduction of new evidence outside of the administrative record." Animal Def. Council v. Hodel, 840 F.2d 1432, 1437 (9th Cir. 1988). Additionally, the Court may consider extra-record evidence in a NEPA case when the EIS "failed adequately to discuss some reasonable alternative, or otherwise swept stubborn problems or serious criticism under the rug." Nat'l Audubon Soc'y v. U.S. Forest Serv., 46 F.3d 1437, 1447 (9th Cir. 1993).
In application, this exception does not differ greatly from exceptions one and three of the APA discussed above, as both pertain to whether the declarations can point to a matter the agency should have considered but did not. Once again, Plaintiffs argue that Defendants did not adequately consider the effect of fires on owl populations. Plaintiffs also claim that the declarations discuss: (1) short-term risks to owls from commercial logging; (2) the fact that NSO territories in the Project Area are below the FWS's thresholds; and (3) the interaction between barred owls and NSO. However, these statements are made in passing and are not the main focus of the declaration. The main focus of the declaration is that fire does not pose a threat to the spotted owl and therefore thinning will not benefit the species and will, in fact, harm it. This information is cumulative of information contained within the record and considered by Defendants in the SIR to the FSEIS. GAR 10561.
3. Citizen Suit Exception
Plaintiffs next argue that extra-record information can be considered because the ESA claims in this case were brought under the citizen suit provision. Plaintiffs rely on a Ninth Circuit opinion, Western Watersheds Project v. Kraayenbrink, 632 F.3d 472 (2010), for the proposition that the "APA applies only where there is 'no other adequate remedy in a court,' 5 U.S.C. § 704, and—because the ESA provides a citizen suit remedy—the APA does not apply in such actions . . . Therefore . . . [the Court] may consider evidence outside the administrative record for the limited purposes of reviewing Plaintiffs' ESA claim." Id. at 497.
District courts have come out to different conclusions on whether Kraayenbrink has created a broad exception to the APA extra-record rule for citizen suits. Compare Or. Natural Desert Ass'n v. Kimbell, 593 F. Supp. 2d 1213, 1216 (D. Or. 2008) and Wildearth Guardians v. U.S. Fed. Emergency Managemt. Agency, No. CV 10-863-PHX-MHM, 2011 WL 905656, at *3 (D. Ariz. Mar. 15, 2011) (finding that the APA rule no longer applies) with Pacific Rivers Council v. Shepard, No. 03:11-cv-422-HU, 2012 WL 950032, at *3 (D. Or. Mar. 20, 2012) and Nw. Envtl. Def. Ctr. v. U.S. Army Corps of Engineers, 817 F. Supp. 2d 1290, 1300-01 (D. Or. 2011) (not addressing Kraayenbrink and applying the APA standard and exceptions). It is not necessary for this Court to address any possible effect of Kraayenbrink may have on decades of established APA case law because even if the Court were to find that the Kraayenbrink decision created a new broad exemption for citizen suits from the APA extra-record rule, the documents in this case would still be excluded given the nature of the claims brought in the suit and the contents of the declaration.
The citizen suit provision can only be brought to enforce agency obligations and cannot be used to question a discretionary action. Bennett v. Spear, 520 U.S. 154, 172 (1997). Claims of maladministration of the ESA must be brought under the APA; a citizen suit is only appropriate if the ESA regulations are violated in a way that would subject the regulated party to criminal or civil enforcement. Id. at 174, 175. Therefore, Plaintiffs' first ESA claim, which challenges the merits of the BiOp, can only be brought under the APA.
Plaintiffs' second ESA claim, which alleges that the Forest Service violated the ESA in the Biological Assessment, can be brought pursuant to the citizen suit provision. However, any extra-record material admitted would have to be related to this claim about the Biological Assessment. Ms. Bond's declaration is based on the BiOp and FSEIS and not the Biological Assessment. In fact, Ms. Bond states that she did not even review the Biological Assessment. See Bond Decl. ¶ 12. Therefore, this extra-record evidence is not related to the one possible ESA citizen suit claim in this action and cannot be admitted under a potential "citizen suit exemption."
4. Irreparable Harm
Finally, Plaintiffs argue that the declarations should be admitted because they show irreparable harm, which the Court must consider because Plaintiffs are requesting permanent injunctive relief. The Ninth Circuit case cited by Plaintiffs for this proposition, Idaho Watersheds Project v. Hahn, 307 F.3d 815, 833-34 (9th Cir. 2002), concerns permanent injunction proceedings that occurred after a violation of NEPA was found. Because no violations of NEPA, ESA, and NFMA occurred in this case, the issue of injunctive relief need not be reached and no extra-record declarations will be admitted for this purpose.
Accordingly, none of Plaintiffs' arguments are persuasive, and Defendants' Motion to Strike is GRANTED. The Bond Declaration, the noted passages in the Boggs Declaration, and any references to this stricken material in Plaintiffs' Motion for Summary Judgment are hereby stricken. Because the Court grants Defendants' Motion to Strike, it also will not consider the rebuttal declarations provided by Defendants with their Motion to Strike. See ECF Nos. 28-3, 28-4.
Regardless, even had the Court considered the challenged evidence, the result in this case would have been the same. It is clear that Defendants diligently complied with federal requirements before approving the Project.
B. The FWS Did Not Violate the ESA.
Plaintiffs make three general arguments with respect to their claims against FWS under the ESA: (1) the FWS failed to use the best scientific data available in the consultation documents; (2) the FWS's 2014 BiOp is arbitrary and capricious; and (3) the FWS failed to ensure that the Project will not result in the "destruction or adverse modification" of critical habitat. After reviewing the Administrative Record, the Court concludes that while Plaintiffs' may disagree with the Defendants' findings, those findings are sound.
1. The FWS relied upon the best scientific and commercial data available.
Under the ESA, agencies are required to base their consultations on "the best scientific and commercial data available." 16 U.S.C. § 1536(a)(2). "The determination of what constitutes the 'best scientific data available' belongs to the agency's 'special expertise . . . . When examining this kind of scientific determination, as opposed to simple findings of fact, a reviewing court must generally be at its most deferential.'" San Luis & Delta-Mendota Water Auth., 747 F.3d at 602 (quoting Baltimore Gas & Elec. Co., 462 U.S. at 103). "The best available data requirement merely prohibits an agency from disregarding available scientific evidence that is in some way better than the evidence it relies on." Kern Cnty. Farm Bureau v. Allen, 450 F.3d 1072, 1080 (9th Cir. 2006) (internal quotations omitted). "Essentially, [the agencies] cannot ignore available biological information." Id. at 1080-81 (internal quotations omitted). Plaintiffs contend that Defendants failed to rely on the best scientific and commercial data available because they failed to fully consider RRP recommendations and the Project's fire risks and benefits.
a. The FWS fully considered RRP recommendations.
Plaintiffs' first argument with respect to the RRP is that the Project will simplify stand structure and thus runs contrary to the recommendations in Recovery Action 32. However, while there will be some vertical stand simplification since some understory fuels will be removed, the Project is specifically designed to maintain stand complexity and the oldest/largest conifers. GAR 10691-92; GAR 10572-73. Indeed, the BiOp makes clear that:
Recovery Action 32 states: "Because spotted owl recovery requires well distributed, older and more structurally complex multi-layered conifer forests on Federal and non-federal lands across its range, land managers should work with the Service as described . . . to maintain and restore such habitat while allowing for other threats, such as fire and insects, to be addressed by restoration management actions. These high-quality spotted owl habitat stands are characterized as having large diameter trees, high amounts of canopy cover, and decadence components such as broken-topped live trees, mistletoe, cavities, large snags, and fallen trees." GAR 11461.
Starting as soon as is safe and practicable after the start of project implementation, STNF will coordinate closely with the Service, to ensure that anticipated stand conditions are being met. This will involve field visits and subsequent close coordination with the biologist project contract administrator. Of special interest are the treatments within NSO core areas and the retention mosaics of shrubs and sub-merchantable conifers. This coordination is the best way to ensure the desired habitat conditions, as well as the purpose and need, would be met. We determined that method is appropriate because shrub and small conifer site-specific data is not available and the density of these habitat components varies greatly within the proposed thinning units, making specific marking guidelines challenging to write and implement from written direction alone.GAR 10573.
Moreover, not only did the FWS consider the RRP recommendations, it modified the Project to better conform to those recommendations by focusing on "treating around high quality habitat within occupied core areas and to minimize the amount of treatment in these critical areas." GAR 10614. Plaintiffs argue that even after modification, the Project treatment still occurs within both NSO activity centers and nesting/roosting habitat. See Pls.' Reply, ECF No. 30, at 3 (citing GAR 10549, 10621). However, Plaintiffs ignore the fact that while the treatment may occur in high quality habitat, no nesting/roosting habitat will be impacted in any of the "occupied" areas. GAR 10606-11. Additionally, the FWS uses project design features to maintain habitat function, and specifically found that these project design features accord with the RRP recommendation to retain high quality habitat. GAR 10614.
Plaintiffs next argue that the short-term Project effects run contrary to Recovery Action 10. Plaintiffs imply that because that action item recommends "[c]onserv[ing] spotted owl sites and high value spotted owl habitat to provide additional demographic support to the spotted owl population," GAR 11437, the Project should not have authorized the incidental take of one pair of owls in the New Halls City Creek area or the degradation of roosting/nesting habitat. Pls.' Mot., ECF No. 24, at 3-4. However, in response to the RRP recommendations, among other things, the Project was modified to reduce the impacts to both the currently unoccupied historic and new Halls City Creek activity centers. Plaintiffs similarly make much of the statement in the RRP that:
The [Fish & Wildlife] Service recommends conserving occupied spotted owl sites throughout the range, especially those containing the habitat conditions to support successful reproduction. This recommendation is especially important in the short-term, until spotted owl population trends improve (Forsman et al. 2011).GAR011436. However, they ignore additional clarification by the FWS in that same section:
Where the modeling output and/or examination on the ground indicate that forest stands could and should be enhanced or developed through vegetation management activities to improve long-term habitat conditions, or to create improved habitat for spotted owls, larger habitat patches, or increased connectivity between patches, they should generally be encouraged even if they result in short-term impacts to existing spotted owls. However, such a process should occur where a determination is made that these longer term goals outweigh short-term impacts.GAR011438. The FWS also noted:
As a general rule, forest management activities that are likely to diminish a home range's capability to support spotted owl occupancy, survival and reproduction in the long-term should be discouraged. However, we recognize that land managers have a variety of forest management obligations and thatGAR 11439-40. Thus, the RRP does not recommend forgoing all land management activities to avoid short-term consequences to the NSO, and instead appears to support the proper implementation of projects like this.
spotted owls may not be the sole driver in these decisions. Here, active forest management may be necessary to maintain or improve ecological conditions. We support projects whose intent is to provide long-term benefits to forest resiliency and restore natural forest dynamic process, when this management is implemented in a landscape context and with carefully applied prescriptions to promote longterm forest health. Examples of active management projects include forest stand restoration, fire risk reduction, treatment of insect infestations and disease and the restoration of high quality early seral habitat as described by Swanson et al. (2010). It is recognized that these projects may have both short and/or long-term effects to spotted owls and that treatments will be designed to minimize impacts as much as possible in keeping with project's intent.
These are not the only RPP excerpts indicating project management mandates the consideration of multiple factors, not just the short term effects on the NSO. See, e.g., GAR 11381 ("Vegetation management actions that may have short-term impacts but are potentially beneficial to occupied spotted owl sites in the long-term meet the goals of ecosystem conservation. Such actions may include silvicultural treatments that promote ecological restoration and are expected to reduce future losses of spotted owl habitat and improve overall forest ecosystem resilience to climate change, which should result in more habitat retained on the landscape for longer periods of time.").
Of course, it should not be assumed that all short-term impacts to the NSO are negative. To the contrary, the BiOp discusses short-term benefits to the Owl as well. GAR 10599-600.
Plaintiffs also imply that all treatment in core areas should be deferred because these "high-value habitat areas" were excluded from other projects. Pls.' Mot. at 19. After reconsultation, however, the Project was modified so that it did defer treatment for 221 acres of nesting/roosting habitat in the Halls City Creek core areas. GAR 10549. Moreover, Project features will ensure effects are minimized and stand complexity retained. See GAR 10594-95 (discussing review of the thinning at the time of implementation by FWS personnel "to ensure that the assumptions that habitat will be degraded or downgraded are correct"). Given the deference afforded the FWS under an APA review, the Court rejects this argument as well.
Finally, Plaintiffs argue that the FWS failed to disclose scientific research undermining the theory that logging large trees serves to save the forest from fire. Pls.' Mot. at 27. The only evidence Plaintiffs point to in support of this argument is the extra-record Declaration of Monica Bond (ECF No. 24-5). Not only is her declaration inadmissible, as discussed above, but the focus of Ms. Bond's discussion is a study that is already contained in the administrative record and cited in the BiOp. See GAR 10576, 10600 (citing to "Skinner 2005" and "Agee and Skinner 2005"). Given that the FWS already considered this evidence, this argument is also rejected.
b. The FWS has considered the Project's fire risks and benefits.
In arguing that the FWS failed to consider the Project's fire risks and benefits, Plaintiffs essentially just question the need for the Project and whether there will ever actually be long-term benefits to the NSO. As a threshold matter, however, Plaintiffs' arguments are flawed because they ignore any non-fire need for the Project. For example, due to past fire suppression policies, trees have not been naturally thinned, resulting in overcrowded conditions. This overcrowding has made some of the largest and oldest trees more vulnerable to disease due to the competition for resources.
In addition, contrary to the evidence in the record, Plaintiffs repeatedly assert that the fire risk in the Project Area is low to moderate. While that is historically accurate, fire suppression efforts have changed the historical fire regime to one of infrequent moderate-to-high intensity fires in these stands. GAR 9304; see also GAR 10761-62 (explaining the discrepancy between the Fire Report and the Biological Assessment on this issue). The fire rating assessment also contains a qualitative aspect that takes into consideration the high monetary and non-monetary values of the land, including wildlife values. See GAR 10766.
Plaintiffs also argue that Defendants failed to employ stand-level modeling to determine fire behavior in this specific Project Area. Pls.' Mot at 8, 29; Pls.' Reply at 4 (citing GAR 10767). Contrary to this assertion, stand-level modeling was conducted using data from the Project Area. GAR 10682. Based on this modeling and the record as a whole, the risk of fire in the Project Area is high and there is an elevated risk of future large and destructive fires. GAR 176, 10683.
Plaintiffs' biggest complaint is that the FWS failed to consider whether fire actually poses a risk of harm to NSOs. Pls.' Mot. at 7. To the contrary, however, the administrative record is replete with data indicating that fire may reduce canopy cover to the point where habitat is no longer suitable for nesting and roosting. GAR 10684. A large fire could even reduce canopy cover below the threshold for connectivity habitat. Id. Moreover, although Plaintiffs point to evidence that NSOs do use burned habitat, at least to some extent, the RRP specifically addressed that evidence and considered how fire severity and habitat function might be related. GAR 11423-25. While the RRP acknowledged that "there are still many unknowns regarding how much fire benefits or adversely affects spotted owl habitat," GAR 11425, the studies tended to show that while owls may have continued to roost in areas of low to moderate severity burns, they generally avoided high severity burns or used them for foraging. GAR 11424. As the purpose of the Project is to reduce high severity burns in favor of low to moderate severity burns, the Project should reduce risks to NSO.
Aside from their substantive disputes, Plaintiffs also take issue with the fact that neither the 2013 Biological Assessment nor the BiOp cite to the evidence regarding the use of burned habitat by NSOs, though one such study is included in the record for this case—Bond et al. (2002), FWS-AR2-10312. This argument overlooks the fact that all of this information was analyzed in the FWS's RPP. GAR 11423-25. Plaintiffs cite to no authority requiring the FWS or the USFS to have looked beyond the RRP's discussion or to have included the citations from the RRP in their subsequent documents. Thus, this argument fails as well.
Finally, Plaintiffs' argument that the long-term fire reduction benefits will be minimal is unpersuasive. Plaintiffs point to the fact that in 50 years the fuel build-up in the Project Area will be similar in the treatment and non-treatment scenarios. Pls. Mot. at 6. Plaintiffs ignore that fact that the record shows that the Project will reduce fuel build-up by approximately 25 tons per acre and that the fuel build-up will gradually grow until it approaches pre-Project levels in roughly 50 years. GAR 10686. Without this reduction, this habitat "would not likely survive to provide spotted owl habitat after a late-summer fire." GAR 10685. While Plaintiffs may think this "temporary" risk reduction is not worth the impact on the NSOs, this is another instance where the Court defers to the expert judgment of the agencies.
2. Each of Plaintiffs' specific attacks on the BiOp lack merit.
Plaintiffs also direct a number of specific challenges at the BiOp. Namely, according to Plaintiffs: (1) the Project results in unauthorized "take"; (2) the FWS failed to properly account for the habitat effects of landings; (3) the FWS similarly failed to adequately account for competition from barred owls; and (4) the FWS's cumulative effects analysis is flawed. For the following reasons, each of these contentions may be rejected.
"The term 'take' means to harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or collect, or attempt to engage in any such conduct." 16 U.S.C. § 1532(19).
As to their first argument, Plaintiffs contend that four of the six activity centers located within the Project already have less than the recommended acreage for the relevant habitat types (nesting/roosting and foraging) and further degradation will thus result in unaccounted for take. Pls.' Mot. at 22-25. This "presumption of take" argument has been rejected previously in this district. Conservation Cong. v. U.S. Forest Serv., No. 2:12-cv-02800-TLN-CKD, 2014 WL 2092385, at *11 (E.D. Cal. May 16, 2014). Regardless, the FWS conducted a qualitative as well as quantitative analysis of whether a take would occur and modified the project to add safeguards, such as LOPs. Additionally, the recommended acreage to which Plaintiffs refer is just that, a recommendation. See GAR 10583 ("these recommended habitat amounts are guidelines and do not represent strict thresholds"). Plaintiffs cite no evidence supporting the argument that the FWS is required to justify a departure from those recommended thresholds.
Plaintiffs' argument that the FWS failed to account for habitat effects of the landings is equally unpersuasive. See Pls.' Mot. at 24-25. Plaintiffs' argument appears to stem from the fact that the 2013 Biological Assessment considered these landings "removed," but the BiOp does not. "The term removed pertains to treatments that reduce habitat elements to the degree that habitat will no longer function as suitable for NSO." GAR 10592 (emphasis omitted). As the BiOp explains, however:
The modified Project uses more frequent but smaller landings rather than fewer larger landings and provides safeguards to avoid the cutting of trees greater than 24 inches dbh. GAR 10571. While these small landings range from .25 to .50 acres, in the interest of being conservative, the Defendants estimated all of the landings would be .50 acres. GAR 10569, n.2.
The effects of temporary road and landing construction in the past have been categorized as "removal" because the vegetation is completely removed. However, the scope and scale of small (0.25 to 0.5 acre) gaps in otherwise large and contiguous blocks of habitat does not significantly alter function of the habitat or average condition (or calculated mean value for individual habitat parameters) within a stand when considering the ability of the NSO to use the area. It is much more likely that the creation of these small gaps, dispersed throughout the project area and comprising no more than 20 acres distributed across the action area, will have minimal effect on breeding, feeding, sheltering, or persistence of spotted owls. Due to their small size, their distribution across the project area, and the overall amount of habitat affected within the action area, the effects of landing and temporary road construction in the aggregate are considered negligible, and therefore effects to NSO are expected to be insignificant and discountable.GAR 10598-99. Given the difference in the post-modification landings from those originally contemplated and the FWS's reasoned and thorough justification for its conclusion, Plaintiffs' argument is without support.
Further, Plaintiffs' argument that the FWS did not properly account for competition from barred owls is not borne out by the record. The BiOp considers whether the Project "could potentially act to exacerbate further competitive interactions" between barred and spotted owls, GAR 10606, and concluded that it would not. GAR 10614. Additionally, the BiOp incorporates the RRP, which specifically addresses increasing threats from barred owls but acknowledges that "substantial information gaps regarding ecological interactions between spotted owls and barred owls, and how those interactions may be managed to meet the Recovery Criteria." GAR 11456. Rather than recommending a "no treatment approach" until those information gaps could be closed, the FWS explained that:
Protecting these forests should provide spotted owls high-quality refugia habitat from the negative competitive interactions with barred owls that are likely occurring where the two species' home ranges overlap. Maintaining or restoring these forests should allow time to determine both the competitive effects of barred owls on spotted owls and the effectiveness of barred owl removal measures.GAR 11461. In sum, the FWS considered the effects of the barred owl and ensured that the Project was tailored to minimize that threat to the extent possible.
Finally, there is no indication in the record that the FWS improperly conducted their cumulative effects analysis. "Cumulative effects" under the ESA are defined as "effects of future State or private activities, not involving Federal activities, that are reasonably certain to occur within the action area of the Federal action subject to consultation." 50 C.F.R § 402.02. The FWS verified that there are no future State or private timber harvests planned. GAR 10622, 10716. Plaintiffs offer no evidence that anything further was required.
3. The FWS properly determined that the Project will not adversely modify designated critical habitat.
For a number of reasons, Plaintiffs disagree with the FWS's conclusion that the Project will not adversely modify designated critical habitat. "For purposes of the adverse modification determination, the effects of the proposed Federal action on critical habitat are evaluated in the context of the range-wide condition of the critical habitat, taking into account any cumulative effects, to determine if the range-wide critical habitat would remain functional to serve its intended recovery goal for the NSO." GAR 10616.
Plaintiffs first take issue with the FWS's critical habitat analysis to the extent that it compares the impact of the Project Area to the range-wide condition of the critical habit designation. Essentially, Plaintiffs contend there can never be a finding that critical habitat was adversely modified because the range is too big, thus distorting the numbers. The Ninth Circuit has rejected this argument where there is no "evidence in the record that some localized risk was improperly hidden by use of large scale analysis." Gifford Pinchot Task Force v. U.S. Fish and Wildlife Serv., 378 F.3d 1059, 1075 (9th Cir. 2004). Under such circumstances, a court should not "second-guess the FWS." Id. Because Plaintiffs point to no localized risk hidden by the larger scale analysis, there is no reason for this Court to second guess the FWS's decision to use the large scale analysis. Regardless, the BiOp evaluated localized risks as well. See GAR 10619-22.
Plaintiffs then argue that the adverse modification analysis is flawed because the FWS compares the effect of the current Project against the entire range, including those lands that may previously have been "degraded." "Degraded" is a term of art used by the federal agencies. See Conservation Cong. v. U.S. Forest Serv., No. CIV S-11-2605 LKK/EFB, 2012 WL 2339765 (E.D. Cal. June 19, 2012). Here, the term "degraded" signifies "when treatments have a negative influence on the quality of habitat by the removal or reduction of NSO habitat elements but not to the degree where existing habitat function is changed." GAR 10592. Essentially, Plaintiffs would have the FWS omit from the range any prior lands that may have been degraded, even though that land retained its habitat function. The Court finds no support for this argument in the record or the case law, and this argument is thus rejected. Moreover, the Court finds that the FWS fully considered the effects of past projects on this Project Area. See GAR 10618-19; BiOp Appendix A, FWS-AR2-1874-8; BiOp Appendix C, FWS-AR2-1912-13.
Finally, Plaintiffs contend that there is an adverse modification by default if critical habitat of a certain type in the core and home ranges falls below a specified level. As already indicated, these threshold levels are recommendations only. See GAR 10583. In addition, the FWS extensively analyzed all areas relevant to Plaintiffs' instant argument and exercised its judgment in concluding that no adverse modification of critical designated habitat would occur. GAR 10619-22.
Given all of the above, Plaintiffs' ESA arguments fail and judgment is entered in favor of the FWS on the ESA claim against it.
C. The USFS Did Not Violate the ESA.
Plaintiffs separately argue that the USFS has violated the ESA by: (1) "relying on the flawed FWS Biological Opinion to approve the Gemmill Thin Project"; (2) failing to use the best evidence in preparing its Biological Assessment; and (3) failing to ensure "that the effects of the Gemmill project will not jeopardize the continued existence of the northern spotted owl or adversely modify spotted owl critical habitat." FAC ¶¶ 109-116. For the reasons discussed above, these arguments also fail. The BiOp was not flawed, Plaintiffs cannot point to "better evidence" that was not considered by Defendants, and the no jeopardy determination was not in error. Additionally, the USFS was entitled to rely on the BiOp unless Plaintiffs can point to "new" information that USFS did not take into consideration and which challenges the BiOp's conclusions. Pyramid Lake Paiute Tribe of Indians v. U.S. Dep't of Navy, 898 F.2d 1410, 1415 (9th Cir. 1990). Plaintiffs are unable to point to any new information that was not considered by Defendants and effectively challenges the conclusions of the BiOp. Thus, summary judgment in favor of USFS as to Plaintiffs' ESA claim is appropriate.
D. The Project Complies with the NFMA.
Plaintiffs next argue that the USFS violated the NFMA because the Project is inconsistent with the STNF Land Resource Management plan ("LRMP"), which incorporates the National Forest Plan ("NFP") and the LSRA. According to Plaintiffs, the LSRA's goal is to "maintain protect and restore conditions of late-successional associated species," and that the LSRA's objectives are to protect existing late-successional habitat from threats, to promote development of late-successional characteristics, to protect mid and early successional vegetation from loss, and to promote connectivity of late-successional habitats. Pls.' Mot. at 30 (quoting GAR 8588-89). Plaintiffs thus contend that because the Project treats late-successional forests at all, it violates these plans by default. Plaintiffs' instant argument is unpersuasive because their purported authority is taken out of context. When the documents are read as a whole, it is clear that the Project is in compliance.
Plaintiffs' first argument is simply that the Gemmill Project will violate plan directives on their face. To support their argument, Plaintiffs quote from various portions of the documents as follows:
Thinning to reduce risk is appropriate in adjacent non-late-successional stands and most often is needed prior to using other fuel reduction techniques, such as prescribed fire. GAR 8592 (emphasis added).
Younger stands should receive priority for treatment over older stands . . . . Only stands less than 150 years of age should be considered for treatment. Stands older than this will not respond much quicker than the no treatment alternative. GAR 8602.
Silvicultural activities aimed at reducing risk shall focus on younger stands in [LSRs] . . . [T]reatments should not generally result in degeneration of currently suitable owl habitat . . . . GAR 7947.
However, when read in context, it is clear that these excerpts are not absolute directives. Rather, these documents set goals and objectives that focus on young stands and avoid older ones; they do not prohibit treatments in older stands. For example, the LMRP lists a number of management practices permitted in late-successional reserves, including "vegetation treatment by mechanical . . . methods to protect forest resources from loss to wildfire, pathogens and insects." GAR 7953. The LSRA similarly notes that "[i]n provinces which are in a condition of elevated risk to large-scale disturbance, management which goes beyond the guidelines contained in the [Northwest Forest Plan Record of Decision] may be considered . . . Consequently, management activities designed to reduce risk levels are encouraged in those LSRs even if a portion of the activities must take place in currently late-successional habitat." GAR 8588. More specifically, "[w]hile risk reduction efforts should generally be focused on young stands, activities in older stands may be appropriate if: (1) the proposed management activities will clearly result in greater assurances of long-term maintenance of habitat, (2) the activities are clearly needed to reduce risks, and (3) the activities will not prevent the LSR from playing an effective role in the objectives for which they were established." Id.
While Plaintiffs argue that the benefits here do not "clearly" outweigh the risks, given the threat of catastrophic wildfire in the Gemmill Project Area, treatment of late-successional forests is consistent with the LMRP, the LSRA, and the NFP. Based on analysis and stand modeling of the proposed alternatives, treatment in existing late-successional habitat should maintain long-term habit, even if a catastrophic fire were to occur. GAR 210-13. Namely, treatments will reduce the loss to canopy cover and, in mature stands, these risks should be reduced for at least 50 years. GAR 210.
Finally, the proposed treatments will not undermine the LSRA's goal of providing habitat for late-successional species, such as the spotted owl. As discussed above, the Project is designed to maintain key habitat components and to improve habitat over the long run. Indeed, the Regional Ecosystem Office's interagency Late-Successional Reserve Work Group determined the proposed treatments in older stands are "appropriate in this situation" and are "consistent with the [Northwest Forest Plan's] Standard[s] and Guidelines for Risk Reduction Projects in LSRs." GAR 1216. Essentially, Plaintiffs arguments only succeed if certain phrases are viewed in isolation as prohibiting all treatment in LSRs. That is simply not the case, as these very complex plans themselves recognize.
It further concluded that the USFS had "done the analysis and modeling necessary to demonstrate that treatment of older stands is appropriate," and that analysis indicated that "[t]he proposed thinning treatments will dramatically reduce the likelihood of loss of overstory conifers (canopy closure) due to late summer fire into the future." GAR 1217. Thus, contrary to Plaintiffs' arguments, the USFS did employ stand modeling and the modeling has been evaluated and determined proper within the agencies.
In their Reply, Plaintiffs offer almost no argument to rebut Defendants' positions. Plaintiffs point primarily to minutes from a 2005 meeting in which there is a note indicating: "Proposing to treat stands in excess of 80 years old, need forest plan amendment." GAR 7453. This very clearly is not an appropriate agency interpretation on which the Court should rely, especially in light of all of the other documents indicating that treatment is permitted.
Plaintiffs next argue that the USFS inconsistently uses the term "thinning from below." The FSEIS explains: "Trees marked for removal with this 'thinning from below' would start with the smallest least healthy conifers and progressively involve larger trees until the existing 70 to 90 percent canopy cover is reduced to approximately 60 percent . . . ." GAR 371. Plaintiffs contend this is the commonly understood meaning of the phrase. Pls.' Mot. at 31. However, Project documents go on to state that, in old growth stands,
[t]he largest and oldest predominant or legacy trees within each stand would be retained and competing understory trees would be removed within a zone about 1 1/2 the width of the old tree crowns. A sufficient number of smaller trees would be removed to reduce the number of trees per acre to a level that provides an improved competitive advantage for the larger older trees and removes fuel ladders that may threaten the remaining trees and adjacent stands.GAR 371.
According to the USFS, although it differentiates the two thinning treatments, "they are mixed within the mapped units" and "[t]he two general thinning prescriptions . . . will be blended within each unit depending upon site specific conditions." Id. Plaintiff thus contends that the USFS is using the term "thinning from below" when it intends to remove trees of up to 24 inches diameter. Pls.' Mot. at 32. "Instead of starting with the smallest trees and working up in diameter classes until the desired density is reached . . . some of the largest trees are retained but tall trees within at least 36-feet, regardless of their size, are removed." Id. According to Plaintiffs, this violates the LMRP, NFP, and LSRA.
This argument fails because the phrase "thinning from below" as used in old-growth stands is well documented, consistent with the term's "normal" usage, and does not create unexpected results. The point, regardless of modifications in treatment type, is to keep the largest and healthiest trees. Even if the manners in treating were different, nothing in the record indicates either method is contrary to the mandates of the LMRP, NFP, or LSRA.
Plaintiffs go on to argue that the Project violates old-growth and wildlife standards. Namely, the LMRP contains a section called "Desired Future Condition," in which it states that "[d]ispersion habitat requirements for the northern spotted owl/late-successional dependent species are met by a combination of [, among other things,] . . . [f]ifteen percent Old-Growth over entire watershed and within units . . . ." GAR 8036. Plaintiff contends that because the watershed where Gemmill is located "includes approximately 9% old growth habitat," no further removal is permissible. Pls.' Mot. at 33 (quoting GAR 483). Again, however, the "Desired Future Condition" discussion does not impose mandatory requirements on the USFS's land management decisions. Regardless, no old-growth stands or large trees will be removed to construct landings. These landings will be placed within mature stands (rather than old-growth), and thus no old-growth habitat will be impacted. GAR 10659, 10690.
Finally, Plaintiffs argue that the LMRP provides that STNF projects should "[m]aintain and/or enhance habitat for [threatened, endangered and sensitive] species consistent with individual species recovery plans." Pls.' Mot. at 33-34. According to Plaintiffs, the Project is not consistent with the RRP and thus fails on this point as well. For those reasons already addressed above, specifically that RRP recommendations are not mandatory and the Project is consistent with the RRP in any event, Plaintiffs' argument must be rejected.
In sum, Plaintiffs fail to point to any inconsistency between the Gemmill Project and any of the above plans such that a violation of the NFMA might be found. Accordingly, judgment is entered for the Defendants as to the NFMA claims.
E. The USFS Did Not Violate NEPA.
In support of their NEPA claim, Plaintiffs argue that: (1) "the USFS failed to analyze and disclose scientific research on the benefits of fire to the NSO and other wildlife habitat"; (2) "the USFS analyzed the cumulative effects of 'removed/downgraded' NSO critical habitat, but failed to consider the cumulative effects of projects that have 'degraded' critical habitat in the Chanchellula LSR or other parts of the STNF"; and (3) for these cumulative effects, "the FEIS continually refers to a table which lists projects and other actions in the vicinity without providing any quantitative analysis of, for example, how remaining NSO habitat is functioning or not functioning." Pls.' Mot. at 34-35. As such, Plaintiffs contend that the USFS "fail[ed] to take a 'hard look' at the Gemmill Thin Project's impacts, thus violating NEPA.
Procedurally, Defendants argue that Plaintiffs failed to administratively exhaust a claim that the USFS failed to disclose scientific evidence pertaining to the effectiveness of logging large trees to reduce fire risk. It appears to the Court that this is correct as this argument was not discussed during the administrative process. See GAR 59-86 (Plaintiff's administrative appeal); Native Ecosystems Council v. Dombeck, 304 F.3d 886, 899 (9th Cir. 2002) (exhaustion occurs when "the appeal, taken as a whole, provided sufficient notice to the Forest Service" of the alleged NEPA violation). --------
As discussed above, the FWS did analyze the relationships between fire and the NSO. In fact, the RRP contains a discussion of the very science Plaintiffs contend should have been considered. In Reply, Plaintiffs argue that the USFS cannot benefit by pointing to the RRP because the FSEIS predates the RRP and references only the 1992 Recovery Plan, not the 2011 revised version. This argument might be persuasive if the USFS had not issued a Supplemental Information Report after re-evaluating the Project in light of new information (including issuance of the 2011 RRP). In the Supplemental Report, the USFS made clear that it was issuing its new findings after reinitiation of consultation based on the issuance of the RRP, among other things. The Report
While the 2011 RRP was released since the Record of Decision for the Gemmill Thin Project (2011), Gemmil Thin Project treatments are consistent with the strategy provided in the RRP, as confirmed by the FWS. The RRP has been addressed through the reinitiated consultation process and incorporated into the 2013 [Biological Assessment] and 2014 Biological Opinion and does not present any new and significant information regarding project effects that was not previously considered in the Final EIS and Biological Assessment prepared for the Gemmill Thin Project.GAR 10558. It then goes on to conclude that "[t]he effects to northern spotted owl are expected to be similar to or less than what was originally analyzed, in part because of the additional protections developed through consultation with FWS." GAR 10562. Since the effects of the modified action "remain[] well within the range of actions considered in the FSEIS," GAR 10561, NEPA has been satisfied.
Moreover, as Defendants note, the USFS "chose an appropriate geographic range for cumulative impacts analysis, explained the basis for the choice, and provided a detailed analysis of the past, present, and reasonably foreseeable future actions on owl habitat and its function." Defs.' Cross-Mot. at 39. In their Reply, Plaintiffs do not address this argument or offer any further reason as to why approval of the Project was arbitrary and capricious. As such, the Court finds that Defendants have conducted the hard look required by NEPA.
Accordingly, judgment is entered as to Defendants on Plaintiffs' NEPA claims.
CONCLUSION
For the foregoing reasons, Defendants' Motion to Strike (ECF No. 28) is GRANTED, Defendants' Cross-Motion for Summary Judgment (ECF No. 29) is GRANTED, and Plaintiffs' Motion for Summary Judgment (ECF No. 24) is DENIED. The Clerk of the Court is directed to enter judgment in favor of Defendants and close this case.
IT IS SO ORDERED. Dated: September 8, 2015
/s/_________
MORRISON C. ENGLAND, JR., CHIEF JUDGE
UNITED STATES DISTRICT COURT