17 C.F.R. § 274.15

Current through October 31, 2024

Section 274.15 - Form N-6F, notice of intent to elect to be subject to sections 55 through 65 of the Investment Company Act of 1940

This form shall be used by a company that would be excluded from the definition of an investment company by section 3(c)(1) of the Investment Company Act of 1940 [15 U.S.C. 80a-3(c)(1) ], except that at the time of filing it proposes to make a public offering of its securities as a business development company, to notify the Securities and Exchange Commission that the company intends in good faith to file, within 90 days, a notification of election to become subject to the provisions of sections 55 through 65 of the Investment Company Act of 1940 [15 U.S.C. 80a-54 through 64 ].

The text of the form is set forth in the appendix to this release.

A copy of Form N-6F accompanied this release as originally filed in the Office of the Federal Register.

17 C.F.R. §274.15

47 FR 10520, Mar. 11, 1982

For FEDERAL REGISTER citations affecting Form N-6F, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.