Opinion
December 6, 1977.
Public utilities — Adequacy of records on appeal — Due process — Partially or unfair action by member of the Pennsylvania Public Utility Commission — Public Utility Law, Act 1937, March 31, 160 — Motion and report of staff member — Recommended decision.
1. A record on appeal must be complete and accurate so that the appellant is provided a base upon which he may appeal and so that the reviewing tribunal may properly rule upon the questions presented. [575-6]
2. In an appeal from the Pennsylvania Public Utility Commission where the appellant asserts that due process has been denied by partial and unfair actions by a Commission member, the record on appeal must include the materials necessary for the reviewing court to properly determine that issue. [577]
3. The Public Utility Law, Act 1937, March 31, P.L. 160, requires that recommended decisions provided by staff members be made a part of the record, and in face of a charge that a Commission member relied improperly upon material outside the record and did not remain impartial, a motion and accompanying report furnished such member by his staff allegedly substantiating that charge should be made a part of the record. [577]
4. When the record on appeal provides a sufficient basis upon which the reviewing court may determine the issues raised on the appeal, there exists no need to order certification of additional documents or proceedings to the reviewing court. [577]
Submitted on briefs, August 9, 1977, to President Judge BOWMAN and Judges CRUMLISH, JR., WILKINSON, JR., MENCER, ROGERS and BLATT.
Appeals, Nos. 919, 1130 and 1223 C.D. 1977, from the Orders of the Pennsylvania Public Utility Commission in cases of Yellow Cab Company of Philadelphia v. Pennsylvania Public Utility Commission (two cases) and Charlotte Mazzatenta t/a Philadelphia Cab and Edward I. Sockel, et al. v. Pennsylvania Public Utility Commission, dated March 31 and May 16, 1977, No. 50 Pa. P.U.C. 659.
Investigation of Philadelphia taxicab service instituted by Pennsylvania Public Utility Commission. Taxicab service deemed inadequate. Order and opinion filed. (50 Pa. P.U.C. 659) Certificate holders filed petition for review with the Commonwealth Court of Pennsylvania and seek order compelling certification of additional documents to the court for supplementation of the record. Held: Request to supplement record granted in part and denied in part. Application for reargument and/or amendment of order filed and denied.
Robert P. Garbarino, with him Kania and Garbarino, and, of counsel, John J. Cannon, for petitioners.
William T. Hawke, Assistant Counsel, with him Barnett Satinsky, Chief Counsel, for respondent.
Yellow Cab Company of Philadelphia (Yellow Cab) has petitioned this Court to review an order of the Pennsylvania Public Utility Commission (PUC). Concomitantly, Yellow Cab has applied for an order directing the PUC to supplement the record certified to this Court. We are currently concerned with this application.
Over four years ago, the PUC instituted an investigation into taxicab service in Philadelphia. Thereafter, all matters pending before the PUC which touched on the Philadelphia taxicab industry were consolidated, and numerous evidentiary hearings were held. These hearings, which produced thousands of pages of testimony and exhibits, were finally completed in March of 1977. A Preliminary Opinion and Proposed Order was then recommended to the PUC by the Administrative Law Judge who had presided over the hearings.
On March 24, 1977 and March 31, 1977, the PUC held public meetings pursuant to Section 2 of the Act of July 19, 1974 (Sunshine Law), P.L. 486, as amended, 65 P. S. § 262, for the purpose of taking formal action in the matter. Various occurrences at these meetings form the basis for Yellow Cab's attack on the PUC's order of March 31, 1977. In particular, Yellow Cab has raised the following issues: (1) whether a member of the PUC acted with such a lack of fairness and impartiality as to deny due process of law; (2) whether the PUC's counsel impermissibly commingled prosecutory and advisory functions in violation of Section 6.3 of the Public Utility Law, Act of March 31, 1937, P.L. 160, as amended, 66 P. S. § 457.3; (3) whether members of the PUC engaged in ex parte communications prohibited by Section 7.5 of the Public Utility Law, added by the Act of October 7, 1976, P.L. 1075 § 9, 66 P. S. § 458.5; and (4) whether the PUC violated the Sunshine Law by interrupting a public meeting for the purpose of a prohibited executive session and by adopting formal action at other than a public meeting. To resolve these issues Yellow Cab has requested that tapes which were made of the meetings of March 24 and 31, and documents which were available to some participants of these meetings be certified to this Court.
Pa. R.A.P. 1951 states in pertinent part:
(a) Composition of the record. Where under the applicable law the questions raised by a petition for review may be determined by the court in whole or in part upon the record before the government unit, such record shall consist of:
(1) The order or other determination of the government unit sought to be reviewed.
(2) The findings or report on which such order or other determination is based.
(3) The pleadings, evidence and proceedings before the government unit.
(b) Omissions from or misstatements of the record below. If anything material to any party is omitted from the record or is misstated therein, the parties may at any time supply the omission or correct the misstatement by stipulation, or the court may at any time direct that the omission or misstatement be corrected and, if necessary, that a supplemental record be prepared and filed.
This Court has previously stated that "[t]he crucial aspect on appeal is whether there is a complete and accurate record of the testimony taken so that the appellant is given a base upon which he may appeal, and also, that the appellate court is given a sufficient record upon which to rule on the questions presented." We have therefore carefully reviewed the record as already certified to this Court in light of the issues raised.
Sharp's Convalescent Home v. Department of Public Welfare, 7 Pa. Commw. 623, 628, 300 A.2d 909, 911 (1973); accord Springfield School District v. Shellem, 16 Pa. Commw. 306, 328 A.2d 535 (1974). These cases deal with appeals under the Local Agency Law, Act of December 2, 1968, P.L. 1133, as amended, 53 P. S. § 11301 et seq.
Initially, we note that we have been asked to review an order of a government unit. We are not required, nor are we presently inclined, to simultaneously resolve factual issues concerning the Sunshine Law, the enforcement of which is within this Court's original jurisdiction. Section 9 of the Sunshine Law, 65 P. S. § 269.
However, the issue concerning a denial of due process by partial and unfair actions of a member of the PUC is properly postured, and we will take cognizance of it. See Gaudenzia, Inc. v. Zoning Board of Adjustment, 4 Pa. Commw. 355, 287 A.2d 698 (1972). Yellow Cab has requested that a certain motion and accompanying report by the staff of a member of the PUC, access to which was denied by the PUC, be certified to this Court for the purpose of demonstrating the Commissioner's partiality and reliance on material outside the evidentiary record. In this regard, we note that Section 7.6 of the Public Utility Law, added by the Act of October 7, 1976, P.L. 1075 § 9, 66 P. S. § 458.6, provides that a responsible employee of the PUC may recommend a decision to the PUC, that parties are entitled to submit exceptions, and that the recommended decision is a part of the record. In order to rule on the questions presented, we will require the motion and report to be certified to this Court.
Further, we hold that the record as already certified provides a sufficient basis upon which to rule on the remaining issues. Accordingly, we will require neither untranscribed tapes of the March meetings nor a letter to the PUC from a participant in the proceedings to be certified to this Court.
Pa. R.A.P. 1922(b), regarding the record on appeal from a lower court, provides that untranscribed notes of testimony shall not be part of the record on appeal for any purpose.
By definition, a prohibited ex parte communication is an off-the-record communication. Section 7.5(c) of the Public Utility Law. Furthermore, Yellow Cab has not alleged that an employee, appointee, commissioner, or official connected with the PUC engaged in prohibited communications.
ORDER
AND NOW, this 6th day of December, 1977, the Public Utility Commission is hereby directed to certify to this Court, as part of the record in the above-captioned matter, the memorandum and motion of Commissioner O'Bannon which was considered at the public meetings of March 24, 1977 and March 31, 1977.