Opinion
No. 12-07-00428-CR
Opinion delivered December 2, 2009. DO NOT PUBLISH.
Appealed from the 241st Judicial District Court, Smith County, Texas.
Panel consisted of WORTHEN, C.J., GRIFFITH, J., and HOYLE, J.
MEMORANDUM OPINION
Rex Lee Williams appeals his conviction for aggravated assault with a deadly weapon. On appeal, Appellant raises four issues. We reverse and remand.
BACKGROUND
Appellant was charged by indictment with aggravated assault, a second degree felony. More specifically, the indictment alleged that Appellant (1) "intentionally, knowingly, or recklessly cause[d] serious bodily injury to Scott Goodwin by striking with hand and striking with knife and striking with sharp object;" (2) "intentionally, knowingly or recklessly cause[d] serious bodily injury to Scott Goodwin by striking with hand and striking with knife and striking with sharp object, and . . . did then and there use or exhibit a deadly weapon, to-wit: hand and knife and sharp object, during the commission of the assault;" and (3) "used or exhibited a deadly weapon, to-wit: hand and knife and sharp object in the manner of its use and intended use was capable of causing death and serious bodily injury, during the commission of or immediate flight from said offense." Appellant pleaded "not guilty," and the matter proceeded to a jury trial. At trial, L. C. Kirkpatrick stated that, on the evening of the incident, he and Appellant went to Rick's On The Square in Tyler, Texas. According to Kirkpatrick, he and Appellant consumed alcohol. Around midnight, they left Rick's and, as they were walking to a car, "a couple of guys" in a group of other people began yelling in their direction. Kirkpatrick did not know the men or what they were yelling, but stated that the men were yelling in a negative, aggressive tone. Appellant walked across the street to determine why the men were yelling at them. Kirkpatrick stated that after Appellant confronted the men, a fistfight began. Kirkpatrick ran toward Appellant in an attempt to break up the fight. As he did so, a man tackled him and, within seconds, Kirkpatrick's assailant was joined by at least two other men. Kirkpatrick testified that he was on the ground trying to protect his face while being hit, kicked, and stomped, but believed he could not protect himself. Suddenly, the attack stopped. Although he testified that he sustained a severe injury, he also stated that he did not go to the emergency room, an emergency clinic, or a doctor for his injuries. Appellant testified that as he walked across the street toward the men yelling at him, he and the men exchanged words. At least two of the men walked toward him. Someone to Appellant's left, whom he later assumed was Goodwin, hit him in the face. Appellant stated that he attempted to defend himself, but fell onto his back on the ground after being "bulldozed" by Goodwin and another man. While both men were hitting him, Appellant saw "out of [his] peripheral vision" that Kirkpatrick was being kicked and beaten by three or four men. According to Appellant, he immediately became concerned about what was going to happen to Kirkpatrick and pleaded with Goodwin to get off him. Goodwin did not comply. Appellant then pulled his knife from his pocket, opened it, and showed it to Goodwin. Appellant stated that he and Goodwin began fighting and wrestling for the knife when a friend of Appellant's pushed Goodwin off him. Appellant picked up the knife, ran over to Kirkpatrick with the knife open, and tried to scare the men beating Kirkpatrick by yelling at them to get off Kirkpatrick or he would kill them. Then, Appellant noticed Goodwin running toward him "at a full sprint." He testified that he believed he only stabbed Goodwin once. But he also testified that "things were going so fast" that he could have stabbed him again. According to Appellant, he was in fear of death or serious bodily injury for both himself and Kirkpatrick. Scott Goodwin testified that on the night of the incident, he was at Rick's for a bachelor party. He remembered that one of his friends offered to buy a round of drinks, but could not recall anything else that occurred that night. He stated that his next memory was of being in the hospital, but also stated that he was on so much medication that he could not really determine his next memory. According to Goodwin, he was in the intensive care unit for forty-two days on a fentanyl drip and morphine followed by an immobilizer drug for the next two weeks. He was also in rehabilitation. Goodwin stated that every muscle in his left leg was severed to the bone, and that he was stabbed in the back, chest, and stomach. After the trial concluded, the jury found Appellant guilty of aggravated assault with a deadly weapon as charged in the indictment, and assessed his punishment at eight years of imprisonment. This appeal followed.OPINION TESTIMONY
In his second issue, Appellant contends that the trial court erred in permitting the investigating detective to state his opinion about whether Appellant was acting in defense of a third person or in self-defense when he stabbed Goodwin. He argues that the detective's opinion involved the ultimate issue in the case. The State contends that Appellant's "ultimate issue" objection is no longer a valid objection and that his hearsay objection was not a proper objection to an expert's opinion testimony. Appellant does not challenge the State's characterization of the detective as an expert.Standard of Review
A trial court's decision to admit or exclude evidence is reviewed under an abuse of discretion standard. See Rodriguez v. State , 203 S.W.3d 837, 841 (Tex. Crim. App. 2006); Montgomery v. State , 810 S.W.2d 372, 390-91 (Tex. Crim. App. 1990). The trial court is in the best position to decide questions of admissibility, and we will uphold a trial court's decision to admit or exclude evidence if it is "within the zone of reasonable disagreement." Rodriguez , 203 S.W.3d 841. We cannot reverse a trial court's admissibility decision solely because we disagree with it. Id. If the trial court's ruling on the admission of evidence is correct under any theory of law, the trial court's decision should not be disturbed, even if the trial court gives the wrong reason for its ruling. See Romero v. State , 800 S.W.2d 539, 543 (Tex. Crim. App. 1990).Applicable Law
Testimony in the form of an opinion or inference otherwise admissible is not objectionable because it embraces an ultimate issue to be decided by the trier of fact. TEX. R. EVID. 704. Consequently, an objection that an expert's testimony invades the province of the jury is no longer valid. Ortiz v. State , 834 S.W.2d 343, 348 (Tex. Crim. App. 1992). Testimony that merely embraces an ultimate issue is clearly admissible under rule 704. Duckett v. State , 797 S.W.2d 906, 920 (Tex. Crim. App. 1990), overruled on other grounds, Cohn v. State , 849 S.W.2d 817, 819 (Tex. Crim. App. 1993). Further, a lay witness may offer an opinion on an ultimate issue. Ex parte Nailor , 149 S.W.3d 125, 135 (Tex. Crim. App. 2004). However, an expert may not state a legal conclusion, Hernandez v. State , 772 S.W.2d 274, 275 (Tex. App.-Corpus Christi 1989, no pet.), or give an opinion as to the truth or falsity of other testimony. Taylor v. State , 774 S.W.2d 31, 34 (Tex. App.-Houston [14th Dist.] 1989, pet. ref'd). If a trial court permits an expert to give his opinion about whether he believed a complainant was telling the truth or could be believed, that testimony not only embraces the ultimate issue, but crosses the line from assisting the trier of fact to replacing that body as decision maker. Duckett , 797 S.W.2d at 920.Analysis
Detective Chuck Barber, an eighteen year veteran detective with the Tyler Police Department, testified that he was the investigator for the incident in question. His role was to ensure that statements were obtained from witnesses and that evidence was collected and documented. On cross examination, Detective Barber testified that he believed Kirkpatrick was "fortunate to not get more injured since he had three or four or five individuals beating on him." On redirect examination, he stated that Kirkpatrick did not suffer serious bodily injury. Then, the State asked Detective Barber if he was "telling the ladies and gentlemen of the jury that you believe that the defendant acted out of self — defense of [Kirkpatrick] or himself?" Appellant objected that the State's question was a jury question and not for the detective to determine, but the trial court overruled his objection. Detective Barber then testified that he did not believe Appellant acted out of defense of Kirkpatrick.Defense of a Third Person
A witness may not testify whether he thinks a complainant can be believed because such testimony replaces the trier of fact as decision maker. See id. Moreover, defense of a third person is an issue of fact to be determined by the jury. See Saxton v. State , 804 S.W.2d 910, 913-14 (Tex. Crim. App. 1991). Here, Appellant testified, in part, that he was acting in defense of a third person, Kirkpatrick, when he stabbed Goodwin. However, Detective Barber testified that he did not believe Appellant acted in defense of Kirkpatrick. This is, in effect, a statement that Appellant's testimony could not be believed. Thus, Detective Barber's answer crossed the line from assisting the jury to replacing the jury as decision maker. See Duckett , 797 S.W.2d at 920. Therefore, the trial court's decision to admit Detective Barber's opinion testimony regarding whether Appellant acted in defense of a third person was outside the zone of reasonable disagreement. See Rodriguez , 203 S.W.3d 841.Harm Analysis
But a determination that error occurred is only one part of the analysis. The erroneous admission of Detective Barber's opinion testimony was nonconstitutional error. See Solomon v. State , 49 S.W.3d 356, 365 (Tex. Crim. App. 2001). Nonconstitutional error that does not affect the substantial rights of the defendant must be disregarded. TEX. R. APP. P. 44.2(b). Substantial rights are not affected by the erroneous admission of evidence if the appellate court, after examining the record as a whole, has fair assurance that the error did not influence the jury, or had but a slight effect. Motilla v. State , 78 S.W.3d 352, 355 (Tex. Crim. App. 2002). In conducting a harm analysis, an appellate court should consider everything in the record, including any testimony or physical evidence admitted for the jury's consideration, the trial court's instructions to the jury, the state's theory, any defensive theories, closing arguments, and even voir dire, if material. Motilla , 78 S.W.3d at 355-56; Morales v. State , 32 S.W.3d 862, 867 (Tex. Crim. App. 2000). Other factors to be considered are the nature of the evidence supporting the verdict, the character of the alleged error, and how the evidence might be considered in connection with the other evidence in the case. Motilla , 78 S.W.3d at 355; Morales , 32 S.W.3d at 867. Whether the state emphasized the error can also be a factor. Motilla , 78 S.W.3d at 356. The record shows that whether Appellant acted in defense of a third person or in self-defense was the pivotal issue in the case. The record shows further that all but one of the witnesses (Jeffrey Freeman) had been drinking alcohol, and some admitted to being intoxicated. Some of the witnesses were involved in at least one of the fights that occurred. Consequently, the witnesses' accounts of the incident were, for the most part, incomplete and somewhat inconsistent. As such, the jury's evaluation of witness credibility was especially critical. Appellant testified at trial, and much of his testimony is uncontroverted. Appellant described two fights that occurred simultaneously on the night of the incident: one involving Appellant, Goodwin, and another man, and one involving Kirkpatrick and three or four other men. Appellant stated that, while Goodwin was on top of him, he saw that Kirkpatrick was being kicked and beaten by three or four men. He testified that two and maybe three times he told Goodwin to "[g]et off me. My buddy is getting stomped over there." When Goodwin would not get off him, Appellant pulled his knife out of his pocket, opened it, and showed it to Goodwin. They fought over the knife until Dustin Hanson, a friend of Appellant's, pushed Goodwin off Appellant. Appellant then ran over to Kirkpatrick and, in an effort to scare the men who were beating Kirkpatrick, he displayed his knife and yelled at the men that he would kill them if they did not get off Kirkpatrick. He then noticed Goodwin running toward him "at a full sprint." Appellant admitted that he stabbed Goodwin once, but conceded that he could have stabbed him again. Appellant related that his primary concern was what would happen to Kirkpatrick if he had to fight Goodwin instead of going to Kirkpatrick's aid. Appellant stated further that he also considered what might happen to him and that he thought both he and Kirkpatrick were in danger of death or serious bodily injury. Two of Kirkpatrick's attackers, Christopher Freeman and Steve Dale Akin, admitted that they "jumped" Kirkpatrick, threw him to the ground, and hit and kicked him. Freeman testified that Appellant picked up his knife, held it to Goodwin's throat, and threatened to kill him if he moved. He also confirmed that while Appellant was threatening Goodwin, Kirkpatrick was still on the ground. This is consistent with Appellant's statement that the attack on Kirkpatrick did not end until after he stabbed Goodwin. However, Freeman and Akin both testified that Appellant never approached them with a knife or told them to stop beating Kirkpatrick. Dustin Hanson, who had pushed Goodwin off Appellant, related his observations. Hanson testified that when he started to leave the downtown area, he heard arguing going on behind him. As he backed up his car, he noticed that Kirkpatrick was surrounded by "about five or six guys." He then got out of his car and noticed for the first time that Appellant and Goodwin were "going at it." As Hanson went toward Kirkpatrick, he stopped just long enough to push Goodwin off Appellant. He testified that he never saw any other person fighting Appellant and did not hear Appellant asking Goodwin to get off him. He admitted, however, that he did not see the beginning of the fight and that his attention was on other people after he pushed Goodwin off Appellant. Hanson stated further that he did not get to Kirkpatrick until the fight, which he characterized as lasting only "seconds," had "basically stopped." He then saw Goodwin run by him followed by Appellant, who was holding a knife and "cussing back and forth." Hanson interpreted these acts as threatening toward Goodwin. Hanson recounted that he never saw Appellant approach Kirkpatrick or Kirkpatrick's attackers. When asked whether he thought it was reasonable to stab anybody, Hanson replied, "Not at all." He also expressed his opinion that stabbing Goodwin did not appear to him to be the only way Appellant could have helped Kirkpatrick. He stated further that he did not believe Kirkpatrick was in danger of death or serious bodily injury. Three people testified that Appellant was in a good mood at Rick's and they did not hear or see him making threats. Two other people testified that while they were at Rick's before the incident, Appellant told them several times that if someone messed with his friend, he would kill that person. Appellant showed them a knife, and one of the witnesses stated that Appellant said he would stab them. Jeffrey Freeman testified that after the stabbing, he saw Appellant growling in Goodwin's face as Goodwin was sitting, wheezing. Freeman also testified that when another person attempted to prevent Appellant from leaving after the incident, Appellant threatened to kill him too. Based upon our review of the record, including the above testimony, we note that neither Appellant nor any other witness testified that Goodwin participated in the attack against Kirkpatrick or that Goodwin committed any act which indicated that Kirkpatrick needed protection from Goodwin. To the contrary, the testimony of Appellant, whose account of the incident was the most complete, suggests that Goodwin's attack and subsequent threatening actions were focused solely on Appellant. However, Appellant testified that he was afraid Kirkpatrick could be either killed or seriously injured by the men who were "stomping" him. He further stated that he knew that "if I'm fighting with [Goodwin], then I'm not saving my friend." Consequently, he stabbed Goodwin to avoid becoming engaged in a second fight with him. Detective Barber's testimony that he did not believe Appellant acted in defense of a third person undercuts this defensive theory, but has some support in the record. The State presented evidence of Appellant's threatening comments before the incident and his aggressive behavior afterward. However, the testimony most damaging to Appellant's position was that of Dustin Hanson. Hanson contradicted Appellant's account of the incident as to the sequence of events leading up to Goodwin's stabbing, the characterization of Goodwin as the aggressor immediately prior to the stabbing, and the imminence of death or serious bodily injury to Kirkpatrick. Moreover, Hanson's testimony supports Detective Barber's opinion. More problematic, however, under the facts presented here is that by stating that he did not believe Appellant acted in defense of a third person (Kirkpatrick), Detective Barber communicated that he did not consider Appellant believable. In light of the multiple credibility issues in this case, the jury could have given undue weight to Detective Barber's assessment of Appellant's credibility because he was a neutral witness and had reached his conclusion based on the investigation he conducted. We note further, however, that the State elicited the challenged testimony on redirect examination and did not ask Detective Barber to elaborate further. Nor did the State emphasize Detective Barber's testimony in closing argument. Instead, the prosecutor merely referred to Appellant's asserted defense of Kirkpatrick as a "cockamamy story" and something that Appellant "cook[ed] up." If believed, Hanson's testimony supports this characterization. The admission of Detective Barber's opinion testimony is troubling. But after considering the testimony in light of the whole record, and based upon the foregoing analysis and the applicable standard of review, we have more than a fair assurance that the error in admitting the testimony did not influence the jury or had but a slight effect on its verdict. See Motilla , 78 S.W.3d at 355. Therefore, even though the trial court erred, we cannot conclude that Appellant has established the level of harm necessary to require reversal.Self-Defense
Appellant also complains that Detective Barber was erroneously permitted to express an opinion about whether Appellant acted out of self-defense when he stabbed Goodwin. On direct examination, the following exchange occurred between the prosecutor and Detective Barber:[PROSECUTOR]: Are you telling the ladies and gentlemen of the jury that you believe that the defendant acted out of self-defense of L.C. Kirkpatrick or himself?
[APPELLANT'S COUNSEL]: Objection. I'm going to object. That's going to be a jury question. That's not for Detective Barber to determine.
THE COURT: Overruled.
[WITNESS]: Do I believe that the defendant acted out of self-defense for L.C.?
[PROSECUTOR]: Yes.
[WITNESS]: No, sir, I don't.
[PROSECUTOR]: What about for himself?
[WITNESS]: For himself?
[PROSECUTOR]: Yes, sir. I mean, let me back up and phrase it this way. . . .Then, the State asked Detective Barber who walked over to Goodwin and his friends. Appellant objected to the question, stating that any answer would be hearsay because Detective Barber was not present at the incident and his testimony would be taken from other persons' statements. The State rephrased the question, and Appellant did not object to the rephrased question. The State then asked Detective Barber a series of questions, which ended with the detective's admission that even after Appellant came to the police station, gave an interview, and provided DNA swabs, Appellant was still arrested. The State does not disagree with Appellant that by this testimony, Detective Barber communicated that he did not believe Appellant acted in self-defense when he stabbed Goodwin. As a prerequisite to presenting a complaint for appellate review, the record must show that the complaint was made to the trial court by a timely request, objection, or motion that stated the grounds for the ruling that the complaining party sought from the trial court. TEX. R. APP. P. 33.1(a)(1). Further, the record must show that the trial court ruled on the request, objection, or motion, either expressly or implicitly, or refused to rule on the request, objection, or motion, and the complaining party objected to the refusal. TEX. R. APP. P. 33.1(a)(2). Here, after Appellant objected to the question as eliciting hearsay, the State offered to rephrase the question, which the trial court allowed. Appellant did not object to the rephrased question or any other question in the series. Therefore, Appellant has waived this complaint. See TEX. R. CIV. P. 33.1.