Opinion
CR 97-341
Opinion delivered May 6, 1999
1. CRIMINAL PROCEDURE — DEATH PENALTY — PROCEDURE TO BE FOLLOWED UPON WAIVER OF APPEAL. — When a lower court has made a determination that a capital defendant can make a knowing and intelligent waiver of appeal, and has done so, the State has the burden of bringing the record of the lower court proceeding on the issue to the supreme court, which will then review the proceeding to determine whether the defendant had the capacity to understand the choice between life and death and to knowingly and intelligently waive his rights to appeal his sentence of death; the standard of review, as in other types of criminal cases, is whether the trial judge's conclusion is clearly erroneous. 2. CRIMINAL PROCEDURE — DEATH PENALTY — STANDARD FOR COMPETENCY TO ELECT EXECUTION DIFFERENT FROM STANDARD FOR COMPETENCY TO STAND TRIAL. — The standard for competency to stand trial is not the equivalent of competency to elect execution; based upon that distinction, the supreme court held that the waiver of rights to post-conviction remedies following the affirmance of a death sentence is governed by Franz v. State, 296 Ark. 181, 754 S.W.2d 839 (1988), and subsequent cases. 3. CRIMINAL PROCEDURE — DEATH PENALTY — TRIAL COURT ERRED IN ALLOWING APPELLANT TO WAIVE RIGHT TO POST-CONVICTION RELIEF WITHOUT COMPETENCY EXAMINATION — REVERSED REMANDED FOR EXAMINATION HEARING. — Where the record reflected that appellant had stated his desire to waive his right to further post-conviction remedies of his death sentence as well as his right to an attorney, but where the record failed to reflect that a competency examination was conducted to determine whether appellant had the capacity to choose between life and death and knowingly and intelligently to waive all rights to post-conviction review of the death sentence and merely reflected the trial court's opinion that nothing had been brought to the court's attention indicating a question concerning appellant's competence, this finding by the trial court was not sufficient to allow the supreme court to sustain appellant's waiver of his right to post-conviction remedies under Ark. R. Crim. P. 37; accordingly, the supreme court remanded the matter to the trial court for a competency examination and hearing.
Motion for Final Review; denied; remanded.
William M. Pearson, Public Defender, for appellant.
Mark Pryor, Att'y Gen., by: Todd L. Newton, Ass't Att'y Gen., for appellee.
Alan Willett was convicted of two counts of capital murder and we affirmed those convictions in Willett v. State, 322 Ark. 613, 911 S.W.2d 937 (1995), but remanded the case for resentencing. Upon resentencing, Willett was again sentenced to death and we affirmed his sentence of death in Willett v. State, 335 Ark. 427, 983 S.W.2d 409 (1998). A hearing was then held on January 22, 1999 and Willett waived his right to post-conviction remedies under Ark. R. Crim. P. 37 and his right to appointment of an attorney under Rule 37.5. The State now brings this Motion for Final Review. Because we find that Willett was not shown to be competent to waive his right to post-conviction remedies, we deny the motion and remand the matter to the trial court for a competency examination and hearing.
Upon the affirmance of a sentence of death by this Court, the circuit court that imposed the sentence of death shall conduct a hearing to consider the appointment of counsel to represent the person in post-conviction proceedings. This hearing is to be held within twenty-one days after the mandate issued by the supreme court. Ark. R. Crim. Pro. 37.5 (b)(1).
[1] Here, the trial court erred in allowing Willett to waive his right to possible post-conviction relief without a competency examination to determine whether he had the capacity to understand the choice between life and death and to knowingly and intelligently waive his right to post-conviction proceedings. In State v. Robbins, 335 Ark. 380, 985 S.W.2d 293 (1998), we affirmed the finding that the appellant had knowingly and voluntarily waived his right to appeal following his conviction and sentence. In relying on our holding in Franz v. State, 296 Ark. 181, 754 S.W.2d 839 (1988), we reiterated the procedure to be followed when a defendant elects to waive his right to appeal a death sentence:
. . . [T]he State has the burden of bringing the record of the lower court proceeding on this issue to this Court for review. . . . We will then review the proceeding to determine whether the defendant had the capacity to understand the choice between life and death and to knowingly and intelligently waive his rights to appeal his sentence of death. The standard of review, as in other types of criminal cases, is whether the trial judge's conclusion is clearly erroneous.
State v. Robbins, 335 Ark. 380, 985 S.W.2d 293 (1998).
[2] For at least the past decade, we have recognized that the standard for competency to stand trial is not the equivalent of competency to elect execution. Franz v. State, 296 Ark. 181, 754 S.W.2d 839 (1988) (citing White, Defendants Who Elect Execution, 48 U. Pitt. L. Rev. 853 (1987). Based upon that distinction, we hold that the waiver of rights to post-conviction remedies following the affirmance of a death sentence is governed by Franz and subsequent cases. [3] Here, the record reflects that Willett had stated his desire to waive his right to further post-conviction remedies of his death sentence as well as his right to an attorney, but the record fails to reflect that a competency examination was conducted to determine whether Willett had the capacity to choose between life and death and to knowingly and intelligently waive all rights to post-conviction review of the death sentence. The record merely reflects the trial court's opinion that nothing had been brought to the court's attention that indicated there was a question concerning Willett's competence. Because of our holding in Franz, this finding by the trial court is not sufficient to allow us to sustain Willett's waiver of his right to post-conviction remedies under Rule 37. Accordingly, we remand the matter to the trial court for a competency examination and hearing. After the trial court holds its hearing and makes a judicial determination on Willett's competency to elect execution and waive his right to post-conviction remedies under Rule 37, including his right to an attorney under Rule 37.5, the State shall bring the record of the lower court proceeding to this Court for review in accordance with the procedure set forth in Franz, supra.
See, Riggs v. Humphries, 334 Ark. 231, 972 S.W.2d 946 (1998); State v. Robbins, 335 Ark. 380, 985 S.W.2d 293 (1998).
Motion denied; remanded.