Opinion
No. 2-04-350-CR
Delivered: August 31, 2005. DO NOT PUBLISH. Tex.R.App.P. 47.2(b).
Appeal from the 213th District Court of Tarrant County.
Panel F: McCOY, HOLMAN, and GARDNER, JJ.
MEMORANDUM OPINION
See Tex.R.App.P. 47.4.
I. Introduction
In six points, appellant Kenneth White appeals his conviction for aggravated assault with a deadly weapon and subsequent punishment of seventy-five years' confinement with a $10,000 fine. We affirm.II. Background
On September 8, 2003, Diane Sanders had moved into her new apartment and assembled her child's bed with the assistance of White, with whom she had lived for two or three months and known for eight months. Sanders and her seven-year-old daughter, T.A., then accompanied White to his house to pick up a change of clothes. After retrieving his belongings, White drove Sanders and her child from his house to Cobb Park on the southside of Fort Worth. White pulled under an overpass in the park and, after walking around to the rear of the vehicle, walked to the passenger side of his car and pointed a gun at Sanders's face. When the child screamed at the sight of the gun, Sanders said she was told to "shut her * * * * mouth up or he would shoot them both." Sanders was ordered to step out of the car and, as she stood "bearhugging" her daughter, she was pistol-whipped on her back and arms and accused of "messing with" the child's father, which she denied. She did not know what part of the gun was striking her, but was certain that it was the gun and not just White's hand. Eventually the lights of another car could be seen approaching and White ordered Sanders and her daughter back into the car. As White pulled his car forward, Sanders opened the car door and considered leaping out but changed her mind because "I got my baby in the car with me." While the door was still open, White pushed Sanders, causing her leg to drag along the ground next to the automobile. At some point, White stopped the car, walked around to the passenger side and put Sanders back inside the car. White drove back to his house, with the gun on his lap, and when Sanders hesitated to exit the car at his house, he warned her that he would shoot them both if they did not exit. Sanders then took T.A. into the house, the door being shut and locked behind them by White. Once inside, White pulled the phones out of the wall and continued to rave at Sanders as she and her child sat on the couch, his pistol being placed on the freezer and accessible to him at all times. Finally, around 6 a.m., Sanders convinced White to let them go by telling him that her daughter had to go to school. She went home and tried to treat her open wounds with bath water and Epsom Salt. Sanders's mother took her to the hospital, after which she spoke to police. Photos of injuries to her kneecaps, forearm, foot, and back were taken and introduced at trial. After these events, White repeatedly called Sanders's apartment at odd times and threatened to kill her. T.A., who had been a high achiever in school, failed school that year and was in counseling at the time of trial. White was charged in a one-count, two-paragraph indictment for aggravated assault with a deadly weapon, and a jury convicted him of paragraph one, aggravated assault with a firearm, and acquitted him of paragraph two, the use of a motor vehicle as a deadly weapon. He pleaded not true to the repeat offender notice regarding a 1986 Louisiana conviction for manslaughter, but the jury found the enhancement allegation to be true and assessed his punishment at seventy-five years' confinement and a $10,000 fine. This appeal resulted.III. Prior Felony Conviction
A. The Pen Packet In his first two points, White first complains that the trial court erred in entering his Louisiana penitentiary packet into evidence during the punishment phrase of his trial and that the jury should therefore not have been able to consider the enhanced range of punishment based on the prior felony conviction. At the beginning of the punishment phase of the trial, outside of the presence of the jury, a hearing was held on the admissibility of State's Exhibit 5. This exhibit was a Louisiana pen packet which contained documents showing that Kenneth White was sentenced on August 25, 1986 to twenty-one years, hard labor with the department of corrections for the June 28, 1986 killing of Alice Jackson in East Carroll Parish, Louisiana, a second degree murder charge having been reduced to manslaughter. The packet consisted of several documents, including:(1) a Custodian of Records Affidavit from the Louisiana Department of Public Safety and Corrections — Corrections Services at the Office of Probation and Parole, indicating that the attached documents are "true copies of the records of the Louisiana Department of Public Safety and Corrections regarding Kenneth White DOC: #114574."
(2) a Dimunition of Sentence signed by the Warden of the Louisiana Department of Corrections indicating Kenneth White, "dob: 1/15/59," was "released in the same manner as if on parole" on Nov. 5, 1996.
(3) a Statement of General Conditions under Which this Parole Is Granted signed by Kenneth White, DOC: #114574 dated November 5, 1996.
(4) a Department of Public Safety and Corrections — Corrections Services Master Record, containing personal data on Kenneth White, dob 1/15/59, including parole information and his August 1986 sentencing for manslaughter.
(5) a Time Computation and Jail Credits form indicating Kenneth White, DOC: #114574, was sentenced on August 25, 1986 to twenty-one years' confinement for manslaughter.
(6) a true copy of the Court Minutes from the Sixth Judicial District Court Parish of East Carroll, Louisiana; indicating Kenneth White pleaded guilty on August 25, 1986 to manslaughter and was sentenced to twenty-one years' confinement, in Docket No. 33148.
(7) a copy of the indictment charging Kenneth White, dob 1/15/59, with unlawfully killing Alice Jackson.
(8) a Statement of Whether the Defendant Has Taken a Suspensive Appeal, indicating Kenneth White had not taken a suspensive appeal in Docket No. 33148.
(9) a Warrant of Commitment for Kenneth White, in Docket No. 33148, who was found guilty of manslaughter and sentenced to twenty-one years' confinement.
(10) the criminal record of Kenneth White, dob 1/15/59, indicating he had been arrested twice, once for "simple battery" on December 2, 1979, and also sentenced to twenty-one years for manslaughter.
(11) two photographs of a Kenneth White, dob 1/15/59, DOC #114574.There are no fingerprints in the pen packet. White's counsel objected to the exhibit's admission on the ground that it did not meet the requirements of the Texas Code of Criminal Procedure. We construe this objection to complain that the pen packet did not prove White to be finally convicted of a prior felony, as opposed to the "Kenneth White" in the pen packet not being the same person who was on trial, which are different objections. For example, White relies on Lavinge v. State, 64 S.W.3d 673 (Tex.App.-Houston [1st. Dist] 2001, no pet.), which noted that "The court admitted the exhibits over appellant's objection that they were insufficient to show conviction of a crime or that they linked that conviction to appellant." Id. at 675 (emphasis supplied). The trial court in this case also remarked to the prosecutor, "the objection hasn't been made in front of me that you can't link the Defendant to the conviction. The objection was that you don't have a valid judgment and sentence." Further, the potential identity objection may be waived.
Establishing this identity of parties is a procedural matter entailing a question of conditional relevance. In other words, the relevance of a prior conviction is conditioned upon the production of evidence sufficient to show that the defendants are one and the same. If such evidence is lacking but the court nevertheless admits the prior conviction, the defendant must object.Howard v. State, 896 S.W.2d 401, 405-06 (Tex.App.-Amarillo 1995, pet. ref'd) (citations omitted). Following a discussion about the pen packet, the trial judge commented to the prosecutor, "show me a judgment and sentence, please, and then we will get on with it. If you don't have a judgment and sentence, the rest of it is not relevant." A recess was taken, after which the trial court considered the case of State v. Carter, 712 So.2d 701 (La.Ct.App. 1998). The court observed that this case "sets out the requirements under Louisiana law for establishing the existence of Defendant's prior criminal record for enhancement purposes; and I find that the State's Exhibit 5 meets the requirements of Louisiana law, of which I am taking judicial notice. The defendant's objection is overruled, and we will proceed." The prosecutor then read to the jury the Repeat Offender Notice, containing the felony manslaughter conviction. The Louisiana felony conviction enhanced White's punishment range in this case from that for a second-degree felony (two to twenty years) to that for a first-degree felony (five to ninety-nine years). Thus, without the conviction in evidence, White's maximum sentence would have been twenty years, fifty-five years less than the seventy-five years he received.
B. Standard of Review
We review the trial court's decision to admit or exclude evidence under an abuse of discretion standard. Burden v. State, 55 S.W.3d 608, 615 (Tex.Crim.App. 2001); Green v. State, 934 S.W.2d 92, 101-02 (Tex.Crim.App. 1996), cert. denied, 520 U.S. 1200 (1997); Montgomery v. State, 810 S.W.2d 372, 379-80 (Tex.Crim.App. 1990). The test for abuse of discretion is not whether, in the opinion of the reviewing court, the facts present an appropriate case for the trial court's action; rather, it is a question of whether the court acted without reference to any guiding rules or principles, and the mere fact that a trial court may decide a matter within its discretionary authority differently than an appellate court does not demonstrate such an abuse. Montgomery, 810 S.W.2d at 391. We will not reverse a trial court's ruling on the admission of evidence as long as the ruling is within the zone of reasonable disagreement. Id. An appellate court will uphold the trial court's ruling if it is reasonably supported by the record and is correct under any theory of law applicable to the case. See Brito Carrasco v. State, 154 S.W.3d 127, 129 (Tex.Crim.App. 2005); Willover v. State, 70 S.W.3d 841, 845 (Tex.Crim.App. 2002). The review of the trial court's ruling is made "in light of what was before the trial court at the time the ruling was made." See Carrasco, 154 S.W.3d at 129; Weatherred v. State, 15 S.W.3d 540, 542 (Tex.Crim.App. 2000).C. Analysis
The State alleged in its repeat offender notice in the indictment, and therefore had the burden to prove, that White had a final prior conviction for manslaughter. Therefore, "if it is shown [by the State] on the trial of a second-degree felony that the defendant has been once before convicted of a felony, on conviction he shall be punished for a first-degree felony." Tex. Penal Code Ann. § 12.42(b). No required method of proof is set out in the statute. See id. As previously noted, a judgment and sentence will suffice, or their functional equivalent. See Mitchell v. State, 848 S.W.2d 917, 918-19 (Tex.App.-Texarkana 1993, no pet.) (finding an abstract of judgment was the functional equivalent of a judgment and sentence). A prior conviction can be proven by the introduction of the "pen packet," which is the file from the penitentiary where the defendant was an inmate and which contains the record of the inmate's prior conviction. Cuddy v. State, 107 S.W.3d 92, 96 (Tex.App.-Texarkana 2003, no pet.); Barber v. State, 757 S.W.2d 83, 87 (Tex.App.-Houston [14th Dist.] 1998, pet. ref'd). A pen packet from another state may be self-authenticating, without the need for extrinsic evidence of authenticity, if it conforms with evidentiary rule 902(1), that is, "bearing a seal purporting to be that of . . . any State . . . and a signature purporting to be an attestation or execution." Tex. R. Evid. 902(1). Here, the first page of State's Exhibit 5 is an affidavit from the custodian of records for the "Office of Probation and Parole of the Louisiana Department of Public Safety and Corrections — Corrections Services." The original of the document appears to bear the official seal of the State of Louisiana. The affidavit with accompanying documents are therefore self-authenticating. See Jones, 810 S.W.2d at 829 (noting that Kansas pen packets contained proper certifications from custodian of records at Kansas Department of Corrections with proper seals affixed thereto and holding that they were self-authenticated and admissible without further proof under Rules 902(1) and 902(4)). The State also implies that the documents were self-authenticating under Texas Rules of Evidence 902(4). But Rule 902(4) requires the pen packet to have been recorded or filed in a "public office," which has not been demonstrated under Louisiana law, and which appears undecided with respect to Texas pen packets. See Reed v. State, 811 S.W.2d 582, 587 (Tex.Crim.App. 1991). Examining the balance of the exhibit, certified by the custodian of records, we note that it reflects in several documents that Kenneth White, dob 1/15/59, had been adjudged guilty of the charge of manslaughter and sentenced to twenty-one years' confinement in the Louisiana Department of Corrections. Further, three documents — the court minutes, the statement of suspensive appeal, and the warrant of commitment — appear to have originally been executed under official seal, but the seals could not be copied. The attestations in these documents that (1) White had been found guilty of a felony offense, (2) that he had been sentenced to twenty-one years, and (3) that he had not appealed the judgment and sentence, are sufficient to establish White's prior felony conviction. See Francis v. State, 792 S.W.2d 783, 785 (Tex.App.-Houston [14th Dist.] 1990, pet. ref'd) (holding that commitment order from Criminal District Court for the Parish of Orleans, Louisiana, referring to offense committed and showing that defendant had been sentenced to twenty years in Louisiana Department of Corrections, was sufficient to prove "as a matter of law" that defendant had been previously convicted of a felony). Johnson v. State, 740 S.W.2d 868, 872 (Tex.App.-Houston [14th Dist.] 1987, pet. ref'd) (holding that pen packet from New York containing "certificate of commitment" showing that the defendant was sentenced to New York penitentiary, was sufficient to establish defendant's prior New York felony conviction "as a matter of law" under Texas law). Likewise,for an out of state pen packet to suffice in Texas as evidence of a prior criminal record at the punishment phase of a trial, the State must either prove or ask the trial court to take judicial notice of what the sister state considers sufficient documentary proof of a final conviction or the foreign documents must be the functional equivalent of a Texas judgment.Cox v. State, 931 S.W.2d 349, 355 (Tex.App.-Fort Worth 1996, no pet.). Pen packets or minute entries such as State's Exhibit 5 have been held under Louisiana law to be sufficient to prove a prior conviction. Carter, 712 So.2d at 709-10; see also State v. Holloway, 847 So.2d 200, 211 (La.Ct.App.) (certified copies of minutes were sufficient), writ denied, 862 So.2d 558 (La. 2003); State v. Martin, 679 So.2d 557, 560-61 (La.Ct.App. 1996) (copy of pen packet certified by records custodian of the Louisiana Department of Corrections was sufficient), writ denied, 688 So.2d 498 (La. 1997); State v. Evans, 506 So.2d 1283, 1285-86 (La.Ct.App. 1987) (minutes of court, or other competent evidence, were sufficient). Further, at trial, even though the trial court did not consider the identity of "Kenneth White" in the pen packet to be before him, in addition to the introduction of Exhibit 5, Larry Downing, who was White's supervising parole officer in Louisiana testified that White had been convicted of manslaughter in Louisiana and sentenced to twenty-one years' hard labor. He identified White as the same Kenneth White as referred to in State's Exhibit 5 based on his discussions with White, the information he gained as White's parole officer, his attendance at White's parole revocation hearing, and the information contained in Exhibit 5. Also, Jamie Gultrich, who took over as White's parole officer when Downing retired, testified that based on her review of the parole file, including a different photograph from that contained in Exhibit 5, the information and photographs in Exhibit 5, and her observations of White in the courtroom, that White was the same individual described in Exhibit 5. In addition, Sanders also testified that White had been convicted of a crime in another state because he had murdered his wife. White's mother also testified that he had been convicted of manslaughter in 1986 in Lake Providence, Louisiana, sentenced to twenty-one years, and paroled to Texas. White's brother testified "I suppose I heard that" White shot Alice Jackson in the back when she was pregnant. Considering all of the foregoing, we cannot say the trial judge abused his discretion by admitting State's Exhibit 5. Therefore, points one and two are overruled.
IV. Mistrial
In White's third and fourth points, he complains that the trial court erred by failing to grant a mistrial after sustaining a hearsay objection and, following an improper punishment-phase jury argument by the prosecutor.A. Standard of Review
The denial of a motion for mistrial, appropriate for "highly prejudical and incurable errors," is reviewed under an abuse of discretion standard. See Simpson v. State, 119 S.W.3d 262, 272 (Tex.Crim.App. 2003) (quoting Wood v. State, 18 S.W.3d 642, 648 (Tex.Crim.App. 2000)), cert. denied, 124 S. Ct. 2837 (2004).[T]he question of whether a mistrial should have been granted involves most, if not all, of the same considerations that attend a harm analysis. A mistrial is the trial court's remedy for improper conduct that is "so prejudicial that expenditure of further time and expense would be wasteful and futile." In effect, the trial court conducts an appellate function: determining whether improper conduct is so harmful that the case must be redone. Of course, the harm analysis is conducted in light of the trial court's curative instruction. Only in extreme circumstances, where the prejudice is incurable, will a mistrial be required.Hawkins v. State, 135 S.W.3d 72, 77 (Tex.Crim.App. 2004). The appropriate test then for evaluating whether the trial court abused its discretion in overruling a motion for mistrial is the test originally set out by the Texas Court of Criminal Appeals in Mosley v. State, 983 S.W.2d 249, 259 (Tex.Crim.App. 1998), cert. denied, 526 U.S. 1070 (1999), applying the federal standard. Under Mosley, in determining whether the trial court abused its discretion in denying a mistrial, an appellate court must consider: "(1) severity of the misconduct (the magnitude of the prejudicial effect of the prosecutor's remarks); (2) measures adopted to cure the misconduct (the efficacy of any cautionary instruction by the judge); and (3) the certainty of conviction absent the misconduct." Id. In the punishment phase context, these factors are tailored as follows: "(1) the severity of the misconduct [prejudicial effect], (2) curative measures, and (3) the certainty of conviction absent the misconduct [likelihood of the same punishment being assessed]." See Hawkins, 135 S.W.3d at 77.
B. Application
During the examination of retired parole officer Larry Downing in the punishment phase of the trial, the prosecutor asked, "Did you learn from the parolee that the victim in that offense, that he received a manslaughter charge on was pregnant?" Downing answered, "No ma'am, that was through the offense report." This was immediately followed by a hearsay objection which was sustained, and the jury was also instructed "to disregard the last answer of the witness"; a motion for mistrial was denied. It is unclear if the mistrial request was for mentioning pregnancy, manslaughter, or the offense report, but since the latter two items were obviously previously discussed, and "pregnancy" would be a hearsay issue, we will assume that was the subject of the objection. While there is a presumption that an instruction to disregard testimony cures any error with the testimony, this is not true "in extreme cases where it appears that the question or evidence is clearly calculated to inflame the minds of the jury and is of such character as to suggest the impossibility of withdrawing the impression on their minds." Campos v. State, 589 S.W.2d 424, 428 (Tex.Crim.App. 1979) (citing Evans v. State, 542 S.W.2d 139 (Tex.Crim.App. 1976)). The question must also be obviously harmful to the defendant. Bolden v. State, 504 S.W.2d 418, 420 (Tex.Crim.App. 1974). Applying the Mosley factors, we first observe that the severity of the misconduct was attenuated by the fact that essentially the same information was later entered through another witness, which cures any error in its admission. Lane v. State, 151 S.W.3d 188, 193 (Tex.Crim.App. 2004). Second, the jury was immediately admonished to disregard the comment and the complained-of testimony was only a small part of the evidence adduced at the punishment phase of the trial, making the court's curative measure effective. Finally, considering all of the testimony adduced at trial concerning the occurrence, the certainty of punishment being assessed to White was great considering that the State also proved that at the time of the assault, White was on parole for manslaughter and had committed numerous parole violations including use of marijuana, possession of a handgun, and committing another criminal offense. Under these circumstances, we cannot say that the trial court erred in failing to grant a mistrial after sustaining the hearsay objection. Point three is overruled. During closing argument in the punishment phase, the prosecutor also made the following statements:Don't give him bonus points because he didn't pull the trigger this time. He thought about what he was going to do to Ms. Sanders long before September of 2003. You heard testimony that he had pulled out that gun, lined up those bullets. This wasn't a spur-of-the-moment thing. He knew what he was going to do. Different states, same act.This argument was followed by an objection that it was a misstatement of the testimony, which the court sustained. The trial court also instructed the jury to disregard the prosecutor's last comment but overruled the defense's motion for mistrial. White complains that the statement "different states, same act" was incurable jury argument because while the jury knew what happened in the Tarrant County Case, it did not know any of the underlining details concerning the Louisiana manslaughter conviction and whether it had been a "spur of the moment thing." Again turning to the Mosley factors, we note that with regard to the severity of the misconduct, the meaning of the prosecutor's statement is somewhat unclear. Obviously, the final act was not the same. Someone was shot and killed in Louisiana and no one was killed or even shot in the Texas incident. On the other hand, there are parallels between the two events, those being offenses against women, with whom White had lived, and both involving, a gun. Further, essentially the same information had come into evidence from other witnesses. Sanders had testified that White had been convicted of a crime in another state because he had murdered his wife. White's mother had testified that he had been convicted of manslaughter in 1986 in Lake Province, Louisiana, sentenced to twenty-one years, and paroled to Texas and, White's brother had testified that he had heard that White had shot Alice Jackson in the back when she was pregnant. Also, the jury had heard all of the evidence concerning the Texas event and was well able to determine whether the assault was a "spur of the moment thing" or not. Under these circumstances, the severity of the misconduct was sufficiently attenuated. With regard to the second and third Mosley factors, the same analysis as previously discussed applies, and White's fourth point is overruled.