Opinion
No. 04-07-00599-CR
Delivered and Filed: August 6, 2008. DO NOT PUBLISH
Appealed from the 63rd Judicial District Court, Val Verde County, Texas, Trial Court No. 9975-CR, Honorable Thomas F. Lee, Judge Presiding. AFFIRMED AS MODIFIED
Sitting: ALMA L. LÓPEZ, Chief Justice, SANDEE BRYAN MARION, Justice, REBECCA SIMMONS, Justice.
MEMORANDUM OPINION
Juan Manuel Villanueva pled nolo contendere to a charge of aggravated sexual assault of a child. The trial judge accepted Villanueva's plea and sentenced him to thirteen years' imprisonment. Villanueva contends the trial court erred by accepting his plea and failing to grant a new trial when the evidence was insufficient to support his conviction, evidence was introduced that cast doubt on his guilt, and his trial counsel provided ineffective assistance. Villanueva also contends the trial court erred by failing to admonish him that he must register as a sexual offender. We affirm the judgment of the trial court as modified.
Background
Villanueva, an elementary school coach, and his wife looked after children in their home. Villanueva often took the children to the movies and would attend "pee-wee" sports events to watch the children play. One day, Villanueva called seven-year old A.V.'s mother at work to ask if he could take A.V. to the movies with some other children. A.V.'s mother said A.V. could go if she wanted to but was surprised to hear Villanueva state that A.V. was crying because she was afraid to ask. When A.V. came home from the movies, she went to her father crying. When A.V.'s father asked what was wrong, A.V. told him Villanueva had rubbed her vagina with his hand while they were alone at the movies. When asked if Villanueva had put anything in her vagina, A.V. answered Villanueva had used his hand and sometimes it would hurt her. A.V.'s father reported the incident to the police who took A.V. to be examined by a SANE nurse, who is a sexual assault specialist, in San Antonio. The SANE nurse reported A.V.'s vagina had a general redness but no trauma. The SANE nurse also reported the contact at the movies was over A.V.'s clothing. Subsequently, Villanueva was questioned by the police and gave a statement admitting that he had touched the vaginas of A.V. and another girl. He also stated that as to A.V. "I may have penetrated slightly not deep." Villanueva was indicted for aggravated sexual assault of a child and indecency with a child. The State withdrew the indecency charge, and Villanueva pled nolo contendere in an open plea to the aggravated sexual assault charge. After admonishing Villanueva about his rights and his waiver of them, the trial court accepted the plea and the stipulated evidence, and sentenced Villanueva to thirteen years in prison.Standard of Review
We review a trial court's ruling on a motion for new trial for an abuse of discretion. Lewis v. State, 911 S.W.2d 1, 7 (Tex.Crim.App. 1995). An abuse of discretion occurs when the trial court acts arbitrarily or unreasonably, without reference to guiding rules or principles. Montgomery v. State, 810 S.W.2d 372, 380 (Tex.Crim.App. 1990). When considering a motion for new trial, the trial court assesses the credibility of the witnesses and may accept or reject any or all of the testimony given by a witness. Hoyos v. State, 951 S.W.2d 503, 511 (Tex.App.-Houston [14th Dist.] 1997), aff'd, 982 S.W.2d 419 (Tex.Crim.App. 1998). Accordingly, we may not substitute our judgment for that of the trial court. Id.Failure to Grant a New Trial
Villanueva contends the trial court abused its discretion by failing to grant a new trial because: (1) the evidence presented to the trial court was insufficient to support Villanueva's plea of nolo contendere or his conviction for aggravated sexual assault; (2) the evidence presented during the proceedings cast doubt on Villanueva's guilt; and (3) Villanueva received ineffective assistance of trial counsel.I.
When a defendant is convicted following a voluntary plea of nolo contendere to the court, we review the sufficiency of the evidence under a "sufficient evidence" standard. Tex. Code Crim. Proc. Ann. art. 1.15 (Vernon 2005); Stone v. State, 919 S.W.2d 424, 426 (Tex.Crim.App. 1996). A plea of nolo contendere or no contest has the same effect as a guilty plea vís-a-vís the criminal prosecution of a defendant. Tex. Code Crim. Proc. Ann. art. 27.02(5) (Vernon 2006); Brewster v. State, 606 S.W.2d 325, 329 (Tex.Crim.App. 1980). A plea of guilty before the court in a felony case constitutes an admission of guilt but does not authorize a conviction. Cooper v. State, 537 S.W.2d 940, 943 (Tex.Crim.App. 1976). The State is required to introduce supporting evidence establishing the defendant's guilt, and then the trial court must consider the evidence and accept it as the basis for its judgment. Tex. Code Crim. Proc. Ann. art. 1.15 (Vernon 2005). Supporting evidence may be offered through a written stipulation by the defendant when accompanied by a written consent and waiver and supported by affidavits, written statements of witnesses, or other documentary evidence. Valdez v. State, 555 S.W.2d 463, 464 (Tex.Crim.App. 1977). Although a defendant pleading no contest is not required to admit the truth of the stipulated evidence, doing so makes the stipulation a judicial confession. Stone, 919 S.W.2d at 426 (citing Waage v. State, 456 S.W.2d 388, 389 (Tex.Crim.App. 1970)). At the plea hearing, Villanueva was admonished by the court and entered a plea of no contest. Villanueva stated in open court that he understood that, for the purposes of the criminal proceeding, a no contest plea has the same effect as a guilty plea. Villanueva testified that he freely and voluntarily entered the plea and that no one had threatened him or promised him anything to cause him to plead no contest. The trial judge then considered the State's evidence in support of Villanueva's guilt: (1) Villanueva's stipulated testimony and waivers; (2) Villanueva's waiver of rights prior to his oral and written statement; (3) Villanueva's handwritten statement; (4) a typed transcript of Villanueva's statement; (5) the police incident report including the outcry witness's statement and medical report; and (6) the police interview with A.V. The State's evidence included: a signed written waiver of Villanueva's right to a jury trial; a signed agreement to stipulate to testimony that would be the same as the witnesses would give if they were present in open court including a waiver of Villanueva's confrontation rights; and a signed stipulation of his own testimony stating the facts therein were true and correct. Because Villanueva stipulated his own testimony, which "embrace[d] every essential element of the offense" of aggravated sexual assault of a child sufficient to establish his guilt, and stipulated that the facts were true and correct, he made a judicial confession as a matter of law, despite the fact he modified the stipulation form by crossing out the words "judicially confess." See Wright v. State, 930 S.W.2d 131, 132 (Tex.App.-Dallas 1996, no pet.) (indicating the State's evidence must "embrace every essential element of the offense charged" when a defendant pleads no contest); see also Stone, 919 S.W.2d at 426. Villanueva's judicial confession meets the requirements of article 1.15 and alone is sufficient to support Villanueva's plea of no contest and the trial court's finding of guilt. See Wright, 930 S.W.2d at 133; see also Dinnery v. State, 592 S.W.2d 343, 353 (Tex.Crim.App. 1979) (op. on motion for reh'g). Because the evidence is sufficient to support Villanueva's plea and his conviction for aggravated sexual assault, the trial court did not abuse its discretion in denying the motion for new trial on this ground.II.
To establish an abuse of discretion for denying a motion for new trial based on newly discovered evidence, the appellant must show: (1) the evidence was unknown or unavailable to him before trial; (2) his failure to discover the evidence was not due to a lack of diligence; (3) the new evidence is admissible and not merely cumulative, corroborative, collateral, or impeaching; and (4) the new evidence is probably true and its materiality will probably result in a different outcome following a new trial. Keeter v. State, 74 S.W.3d 31, 36-37 (Tex.Crim.App. 2002); Shafer v. State, 82 S.W.3d 553, 556 (Tex.App.-San Antonio 2002, pet. ref'd). If the appellant fails to establish any one of these elements, the trial court does not abuse its discretion by denying the motion for new trial. Shafer, 82 S.W.3d at 556. Having previously determined that the evidence was sufficient and Villanueva did judicially confess, we evaluate whether Villanueva met the four requirements for newly discovered evidence. No witnesses were called to testify at the plea hearing or the sentencing hearing. At the sentencing hearing, Villanueva indicated for the first time that his statement to the police was false. Villanueva did not testify at the hearing on the motion for new trial but submitted an affidavit stating that "my attorney informed me that the only way that I would get probation [was] if I pled 'no contest.'" Villanueva's affidavit did not mention any exculpatory witnesses or other new evidence; however, a niece, two daughters, and a close personal friend testified at the hearing on the motion for new trial. Yanita Escareno, Villanueva's niece, testified that she and her sister-in-law saw Villanueva at the movie with A.V., that he sat on the row in front of her, that he sometimes leaned away from A.V. and appeared to be sleeping, and that she was watching the movie and not his hands. Yanita also testified that, although the theater was dark and the theater chairs were made of an opaque material, she would have known if Villanueva had improperly touched A.V. Yanita testified that she tried to talk to Villanueva's trial counsel on the day of the plea hearing to tell him that she and her sister-in-law were eyewitnesses, but Villanueva's counsel did not talk to her. Villanueva's daughters, Soveida and Yesenia, who were not witnesses but heard that Yanita was at the movies on the day of the alleged assault, testified that they also tried to talk to Villanueva's trial counsel before trial and at the plea hearing to tell him that there were eyewitnesses. Yanita testified that Villanueva knew she and her sister-in-law would testify on Villanueva's behalf before the plea hearing. Villanueva would have known, therefore, that they could have provided exculpatory testimony at the time of the plea hearing. In addition, he would have known his own testimony would have cast doubt on his guilt at the time of the plea hearing. Consequently, Villanueva's evidence fails the first prong of the test. Moreover, the eyewitnesses were present at the plea hearing yet Villanueva did not mention anything to the judge about being innocent or having witnesses at the plea hearing who could prove his innocence. In fact, Villanueva stipulated to the evidence and judicially confessed that he did "intentionally and knowingly sexually assault A.V. by causing [his] finger to penetrate the female sexual organ of A.V." It is within the trial court's discretion to believe or disbelieve the new evidence and Villanueva's recantation. Keeter, 74 S.W.3d at 37; Hoyos, 951 S.W.2d at 511. The trial judge did not abuse his discretion, therefore, by denying the motion for new trial based on the ground of newly discovered evidence.III.
In addition to his motion for new trial on grounds of insufficient evidence and newly discovered evidence, Villanueva also claims the trial judge erred by failing to grant him a new trial on grounds of ineffective assistance of counsel. The standard of review for evaluating claims of ineffective assistance of trial counsel is set forth in Strickland v. Washington, 466 U.S. 668, 687-88, 692 (1984). To prove ineffective assistance of counsel on appeal, an appellant must show: (1) counsel's assistance fell below an objective professional standard; and (2) counsel's actions thereby prejudiced appellant's defense. Id.; Thompson v. State, 9 S.W.3d 808, 812 (Tex.Crim.App. 1999). Appellant must prove, by a preponderance of the evidence that, but for counsel's error, there is a reasonable probability the outcome of his trial would have been different. Jackson v. State, 973 S.W.2d 954, 956 (Tex.Crim.App. 1998). A "reasonable probability" is a "probability sufficient to undermine confidence in the outcome." Strickland, 466 U.S. at 694. In reviewing an ineffective assistance of counsel claim, we consider the totality of counsel's representation in light of the particular circumstances of the case and presume that counsel acted competently and made decisions based on a reasonable trial strategy. See Ex parte Welborn, 785 S.W.2d 391, 393 (Tex.Crim.App. 1990). To rebut this presumption, the basis for any allegation of ineffectiveness must be affirmatively founded in the record. Thompson, 9 S.W.3d at 813. Even if the appellant is able to prove trial counsel's performance was deficient, the appellant must also affirmatively prove that he was prejudiced by counsel's actions. Id. at 812. The appellant must demonstrate a reasonable probability that the result of the proceeding would have been different if trial counsel had acted professionally. Id. Where a "motion for new trial alleges ineffective assistance of counsel, we must determine whether the trial court's determination of the ineffective assistance claim and denial of the motion for new trial were clearly wrong and outside the zone of reasonable disagreement." Sanchez v. State, 243 S.W.3d 57, 63 (Tex.App.-Houston [1st Dist.] 2007, pet. ref'd).A. Promise of Community Supervision
Villanueva argues his trial counsel was ineffective for telling Villanueva he would receive community supervision if he pled no contest. Villanueva's affidavit, attached to his motion for new trial, states "my attorney informed me that the only way that I would get probation [was] if I pled 'no contest' to the charges. He also told me that if I went to trial and lost the case, that I would go to prison." The testimony of Villanueva's daughters at the hearing on the motion for new trial and the affidavits provided by them and Arlene Reyna, also attached to the motion for new trial, support Villanueva's claim that trial counsel told Villanueva he would receive community supervision if he pled no contest. In this case, we can ascertain whether Villanueva's plea was voluntary or involuntary from the record. See Hernandez v. State, 84 S.W.3d 26, 33 (Tex.App.-Texarkana 2002, pet. ref'd). At the plea hearing, Villanueva stated in open court, and in documents submitted to the court, that he stipulated to the elements of the offense for which he was charged, that he was aware that the legal effect of his plea was the same as that of a guilty plea, that it was an open plea without an agreed recommendation as to punishment, and that the trial court could consider the full range of punishment authorized by law. Villanueva further acknowledged that his plea of no contest was not the result of threats, violence, or promises, and that he was "totally satisfied" with his trial counsel's representation. "An attestation of voluntariness at the plea hearing creates a heavy burden for the appellant to show involuntariness at a subsequent hearing." Id. In Messer v. State, Messer's trial counsel erroneously advised Messer he would receive community supervision if he pled no contest. Messer entered an open plea of no contest testifying he was entering the plea voluntarily, he understood the range of possible punishment, and no one had "forced, threatened, or coerced" him regarding his plea. At the hearing on his motion for new trial, Messer testified he pled no contest because his trial counsel advised him he would get community supervision. Even though Messer's trial counsel admitted her mistake, the court of appeals held:The statements made to appellant by his defense counsel about the punishment he might expect if he pleaded no contest simply constituted counsel's predictions, albeit erroneous ones, about the logical outcome of certain trial strategy. In view of the clear admonitions given by the trial court before the plea, which both the appellant and his counsel admit they understood, appellant cannot credibly contend that his plea was involuntary and that he was denied effective assistance of counsel.
Messer v. State, 757 S.W.2d 820, 826 (Tex.App.-Houston [1st Dist.] 1988, pet. ref'd) (citing Wellnitz v. Page, 420 F.2d 935 (10th Cir. 1970)).In the instant case, Villanueva does not contend he failed to understand the admonitions he was given. Villanueva's trial counsel, J.B. Williamson, denied telling Villanueva that he would definitely receive community supervision if he pled no contest. At the hearing on the motion for new trial, Williamson, testified that:
I told [Villanueva] I thought that since [his] confessions were coming in about the numerous molestations of the little girls, that there was a very good chance that a jury would find him guilty and a high sentence [(30 to 40 years)] would be extremely possible. He didn't want to go to prison. I told him I understood, and the only way that I felt in my opinion there would be some consideration for something other than prison time would be to go to the court on a plea of no contest and hope that the judge would consider [it] as far as adjudication. [I] [m]ade it quite clear that I didn't know what would happen, just like he didn't know, but I felt like that was the only way that he would get a consideration of something other than a prison sentence.Williamson further testified that he explained to Villanueva that the offense was a "3(g) offense," meaning only a jury could consider regular community supervision and the judge could consider only deferred adjudication community supervision or prison. Villanueva told Williamson "he didn't want to go through a jury trial. He didn't want to put his family through a jury trial." After a one and a half hour meeting with Villanueva and his family, Villanueva told Williamson "he was going to put it in God's hands, and he wanted to do the no contest plea before the judge." When asked directly if he had ever told Villanueva "that if he entered any kind of plea that he would receive probation," Williamson answered "[a]bsolutely not." Even if we accept as true Villanueva's evidence regarding Williamson's assurances, "such assurances, albeit erroneous, cannot overcome the admissions [Villanueva] made in open court that his plea was voluntary, with full knowledge of the court's sentencing options." See Hernandez, 84 S.W.3d at 34. Furthermore, Williamson gave a reasonable explanation regarding his trial strategy for recommending a plea of no contest, and a reviewing court presumes that counsel acted competently and made decisions consistent with such a strategy. See Ex parte Welborn, 785 S.W.2d at 393. Because the trial judge assesses the credibility of the witnesses and may accept or reject any or all of the testimony given by a witness, Hoyos, 951 S.W.2d at 511, we cannot say that the trial court's rejection of the ineffective assistance claim based on a promise of community supervision was clearly wrong and outside the zone of reasonable disagreement. See Sanchez, 243 S.W.3d at 63.
B. Failure to Call Exculpatory Witnesses
Villanueva claims his trial counsel was deficient for failing to call witnesses who would have given exculpatory evidence on Villanueva's behalf. As discussed above, Yanita testified that she and her sister-in-law sat behind Villanueva and A.V. at the movies on the day of the assault. She testified that she tried to tell Williamson there were eyewitnesses on the day of the plea hearing, but Williamson did not talk to her. Yanita testified that she also told Villanueva and several family members that there were eyewitnesses, including Soveida, and Yesenia. Soveida testified she tried to call Williamson several times over the course of the three years leading up to the trial and left messages with a secretary, but Williamson did not return the calls. Soveida admitted she did not try to take Williamson aside even though she was present at some meetings Williamson had with Villanueva, because Williamson never gave her a chance or he was always in a hurry. Yesenia testified she called Williamson several times about the eyewitnesses and did not talk to a secretary because she always got an answering machine. Yesenia did not leave any messages but testified she told Williamson about the eyewitnesses before the trial, and Soveida heard her tell Williamson. Villanueva, however, never mentioned that there were eyewitnesses to Williamson or to the trial court at either the plea hearing or the sentencing hearing. Although defense counsel has a duty to prepare a defense by independently investigating the facts of the case as well as the pertinent law, Butler v. State, 716 S.W.2d 48, 54 (Tex.Crim.App. 1986):[t]he reasonableness of counsel's actions may be determined or substantially influenced by the defendant's own statements or actions. Counsel's actions are usually based, quite properly, on informed strategic choices made by the defendant and on information supplied by the defendant. In particular, what investigation decisions are reasonable depends critically on such information.Strickland, 466 U.S. at 691. Due to the fact Villanueva did not mention any eyewitnesses to Williamson or to the trial court, although he had the knowledge and the opportunity, and because there was conflicting evidence regarding whether or not Williamson had an opportunity to independently know that there were eyewitnesses, we cannot say that the trial court's determination that Williamson was not ineffective in failing to call exculpatory witnesses was clearly wrong and outside the zone of reasonable disagreement. See Sanchez, 243 S.W.3d at 63.