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extending Spencer to revocations of supervised release
Summary of this case from Williams v. EbbertOpinion
No. 06-4956.
Submitted Under Third Circuit LAR 34.1(a) January 14, 2008.
Filed: February 6, 2008.
On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. No.Crim.03-373), District Judge: The Honorable William W. Caldwell.
James T. Clancy, Office of United States Attorney, Harrisburg, PA, for United States of America.
Ronald A. Krauss, Office of Federal Public Defender, Harrisburg, PA, for Appellant.
Greg Alan Ebersole ("Ebersole") appeals from an Order of the Honorable William W. Caldwell, United States District Judge for the Middle District of Pennsylvania, revoking his supervised release after the Court found Defendant had violated its terms. Ebersole contends that the District Court abused its discretion because his conduct did not constitute a violation.
I.
Ebersole was indicted in December 2003, for interstate stalking and possession of a firearm with an altered serial number. On July 1, 2004, Ebersole pleaded guilty to the firearm charge, and was sentenced to serve 15 months in prison followed by three years of supervised release, subject to special conditions. One of the conditions prohibited Ebersole from having any contact with Valerie Beaston, directly or through others.
In violation of 18 U.S.C. § 2261 A.
In violation of 18 U.S.C. § 922(k).
Ebersole violated this special condition two times before the violation at issue on appeal: first, by writing a letter to Beaston, ostensibly about a civil suit between them, resulting in the modified condition that, "except for legal proceedings, the defendant shall have no written or personal contact with Valerie Beaston, directly or through others"; and second, by purposefully coming into contact with Beaston in a convenience store, resulting in a reprimand by the District Court. (App.8.)
In late 2006, Ebersole's Probation Officer, Stephen Leahey, filed a petition for revocation of supervised release, alleging that Ebersole sent an e-mail to Valerie Beaston's sister, Wendy Baker, which she forwarded to Beaston. Ebersole's communication was sent from the e-mail address "VLBRNKiller@aol.com," which includes Beaston's initials "VLB" and her profession as a Registered Nurse, or "RN." (App.17.) The District Court found the content of the message implied a threat to Beaston's life, reading:
The skank has just struck again to escalate the conflict with me. At first, there was plenty of time for justice to which I had given my most solemn vow. But her continued efforts to keep this war going have sabotaged any opportunities that she might have been awarded to settle this. It is clear that she will never decide to do the right thing, even given a hundred years to do consider it. Her actions have drastically shortened the timeline. Therefore, there is — if there is anything you would ever wish to say to either of us, I suggest you do it soon.
(App.18.)
The District Court found that Ebersole's e-mail violated the conditions of his supervised release because it was reasonable to assume that the message would reach Beaston and any reasonable person would interpret it as a threat. The District Court revoked Ebersole's term of supervised release and imposed a sentence of ten months' imprisonment. He then filed this timely appeal. Ebersole was released from prison on August 6, 2007, after serving his ten-month sentence.
Ebersole's Myspace page was admitted at the November 22, 2006 revocation hearing to put his e-mail in context. Ebersole's Myspace page, entitled "Skanka8er-Justice is Coming" (App.20), played a theme song containing the lyrics: "I used to love her, but I had to kill her/I had to put her/Six feet under/And I can still hear her complain." (Appellee's Br. 9.) Ebersole's Myspace page also included commentary stating, "I vowed justice against my false accuser and I have never broken my word of honor . . . I honestly don't know how much time is left before she forces my hand." (App.20.) At the revocation hearing, Ebersole testified that he used his Myspace webpage as a "vehicle to voice [his] frustration." (App.29.)
We review the District Court's findings of fact at the revocation hearing for clear error.
II.
A threshold question is whether this appeal is now moot. It is well established that federal courts do not have jurisdiction to decide an issue unless it presents a live case or controversy. E.g., DeFunis v. Odegaard, 416 U.S. 312, 316, 94 S.Ct. 1704, 40 L.Ed.2d 164 (1974). We must determine whether Ebersole's claim has become moot even if the parties did not raise the issue in their original briefs. See Chong v. INS, 264 F.3d 378, 383 (3d Cir. 2001). The "'case or controversy requirement subsists through all stages of federal judicial proceedings, trial and appellate. . . . The parties must continue to have a personal stake in the outcome of the suit.'" Williams v. Sherman, 214 Fed.Appx. 264, 265 (3d Cir. 2007) (quoting Lewis v. Cont'l Bank Corp., 494 U.S. 472, 477-78, 110 S.Ct. 1249, 108 L.Ed.2d 400 (1990)). A live case or controversy may become moot if (1) the alleged violation has ceased and there is no reasonable expectation that it will recur, and (2) "interim relief or events have completely and irrevocably eradicated the effects of the alleged violation." County of Los Angeles v. Davis, 440 U.S. 625, 631, 99 S.Ct. 1379, 59 L.Ed.2d 642 (1979).
III.
Ebersole completed his ten-month sentence while his appeal was pending before this Court. As the issue of mootness was not addressed in the original briefs to this Court, we requested supplemental briefing from the parties to address the jurisdiction issue. In his supplemental brief, submitted by letter to the Court, Ebersole does not assert that he suffers any concrete "injury-in-fact." He simply argues that his reputation and good name were injured as a result of the revocation. The Government asks this Court to dismiss the appeal as moot, arguing that Ebersole lacks a concrete injury-in-fact. We agree with the Government and conclude that this appeal is moot as it fails to present a live case or controversy.
While an incarcerated inmate's challenge to the validity of his incarceration satisfies the "case-or-controversy" requirement, the suit becomes moot upon the inmate's release from prison, unless he or she can demonstrate some "collateral consequence" that persists beyond the expiration of the sentence and is "likely to be redressed by a favorable judicial decision." Spencer v. Kemna, 523 U.S. 1, 7, 118 S.Ct. 978, 140 L.Ed.2d 43 (1998). In Spencer, the petitioner appealed the district court's revocation of his parole for violating its terms. 523 U.S. at 8, 118 S.Ct. 978. The Supreme Court required the petitioner to demonstrate collateral consequences adequate to meet Article Ill's injury-in-fact requirement, finding that while "it is an 'obvious fact of life that most criminal convictions do in fact entail adverse collateral legal consequences,' [t]he same cannot be said of parole revocation." Id. at 12, 118 S.Ct. 978 (quoting Sibron v. New York, 392 U.S. 40, 55, 88 S.Ct. 1889, 20 L.Ed.2d 917 1968)). The Spencer Court explained, "[o]nce the convict's sentence has expired . . . some concrete and continuing injury other than the now-ended incarceration or parole — some 'collateral consequence' of the conviction — must exist if the suit is to be maintained." Id. at 7, 118 S.Ct. 978 (citing Carafas v. La Vallee, 391 U.S. 234, 237-38, 88 S.Ct. 1556, 20 L.Ed.2d 554 (1968)). The Court found that Spencer's purported injuries in fact — that parole revocation could be used against him in future parole proceedings, to increase his sentence in future sentencing proceedings, to impeach him should he appear as a witness or litigant in a future judicial proceeding, or as a defendant in a future criminal proceeding — were insufficient to establish a collateral consequence, and therefore dismissed his appeal as moot. Id. at 14-18, 118 S.Ct. 978.
Although Spencer addressed collateral consequence in the realm of parole revocations, this Court has held that the same rule applies to a wide range of similar circumstances, including the revocation of supervised release. See United States v. Kissinger, 309 F.3d 179 (3d Cir. 2002) (holding that the petitioner's attempted distinction between parole and probation hearings does not affect this Court's mootness determination because Spencer applies to the revocation of supervised release). The potentially adverse treatment asserted by Ebersole fails to satisfy the collateral consequence standard established by Spencer. Therefore, we find that Ebersole's appeal is moot because he has completed the sentence of imprisonment imposed, and no collateral consequence is present under these circumstances.
Similarly, other Courts have applied Spencer to the revocation of supervised release. See United States v. Meyers, 200 F.3d 715, 721 n. 2 (10th Cir. 2000) ("This court can discern no relevant differences between parole and supervised release which would militate against the applicability of Spencer."); United States v. Clark, 193 F.3d 845, 847-48 (5th Cir. 1999) (per curiam) (applying Spencer and dismissing as moot a challenge to the district court's extension of supervised release); United States v. Probber, 170 F.3d 345, 348-49 (2d Cir. 1999) (applying Spencer to dismiss as moot a challenge to the revocation of supervised release).