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United States v. Sullivan

United States Court of Appeals, Second Circuit
Dec 7, 1982
694 F.2d 1348 (2d Cir. 1982)

Summary

In Sullivan we held the district court abused its discretion in denying defendant's request for an adjournment of sentencing because — at the time when sentence was imposed — the defense attorney had not received the trial transcript and therefore had not had a reasonable opportunity to familiarize himself with it.

Summary of this case from U.S. v. Prescott

Opinion

No. 392, Docket 82-1194.

Argued November 16, 1982.

Decided December 7, 1982.

John S. Martin, Jr., U.S. Atty. for the S.D. of N.Y., New York City (Janette Patterson, Gerard E. Lynch, Asst. U.S. Attys. for the S.D. of N.Y., New York City, of counsel), for appellee U.S.A.

DePetris Stewart, New York City (Daniel R. Wotman, New York City, of counsel), for defendant-appellant Sullivan.

Appeal from the United States District Court for the Southern District of New York.

Before VAN GRAAFEILAND, MESKILL and PRATT, Circuit Judges.


Defendant was convicted of conspiracy to escape from the Manhattan Correctional Center in violation of 18 U.S.C. § 371 and attempted escape in violation of 18 U.S.C. § 751(a). We affirm.

Only one issue raised by defendant deserves comment. After trial, defendant requested and received new counsel to represent him at sentencing. Although the court directed that the trial transcript be prepared to aid the new attorney, the transcript had not been completed by the date scheduled for sentencing. The trial judge denied counsel's application for an adjournment, stating that he would proceed without the transcript because, having presided at trial, he was familiar with the facts of the case, there was nothing about the trial that he did not know, and, in any event, he would base his decision on other factors than the events at trial. Defendant urges that counsel's inability to review the trial transcript before sentencing denied him both his right to allocution under Fed.R.Crim.P. 32(a)(1) and his right to the effective assistance of counsel at sentencing.

The denial of the request to adjourn sentencing was error. At sentencing, a defendant has the right to assistance of counsel, Gardner v. Florida, 430 U.S. 349, 97 S.Ct. 1197, 51 L.Ed.2d 393 (1977), as well as the right to present information in mitigation of punishment, Fed.R.Crim.P. 32(a)(1). Defendant's attorney did not have a reasonable opportunity to familiarize himself with the trial proceedings which resulted in conviction. Neither the court's assurances, nor opposing counsel's representations, nor his own client's recollections were an adequate substitute for the opportunity to search the actual record for material supporting a plea for clemency. Moreover, neither defendant nor his attorney was responsible for the Official Court Reporter's delay in supplying a transcript which even the trial judge originally felt was necessary for the newly appointed attorney to properly represent the defendant at sentencing. Thus, the trial court abused its discretion in denying defendant's request for an adjournment of sentencing.

The error, however, does not require reversal or remand for resentencing. Neither in his brief, nor when specifically pressed on oral argument, could defendant's counsel point to any specific prejudice that resulted from an absence of the transcript at the time of sentencing. He has pointed to no relevant part of the trial of which he was ignorant, nor to any additional argument that he would have made had the transcript been actually available to him. Consequently, the error below caused no prejudice to the defendant.

Defendant's other claim is without merit, and the judgment is affirmed.


Summaries of

United States v. Sullivan

United States Court of Appeals, Second Circuit
Dec 7, 1982
694 F.2d 1348 (2d Cir. 1982)

In Sullivan we held the district court abused its discretion in denying defendant's request for an adjournment of sentencing because — at the time when sentence was imposed — the defense attorney had not received the trial transcript and therefore had not had a reasonable opportunity to familiarize himself with it.

Summary of this case from U.S. v. Prescott

In United States v. Sullivan, 694 F.2d 1348, 1349 (2d Cir. 1982), the denial of a new defense counsel's motion to adjourn sentencing pending receipt of the trial transcript was held to be harmless error because no specific prejudice was shown from the lack of the transcript at sentencing.

Summary of this case from U.S. v. Santiago
Case details for

United States v. Sullivan

Case Details

Full title:UNITED STATES OF AMERICA, APPELLEE, v. ARTHUR SULLIVAN, DEFENDANT-APPELLANT

Court:United States Court of Appeals, Second Circuit

Date published: Dec 7, 1982

Citations

694 F.2d 1348 (2d Cir. 1982)

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