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Trisha P. v. Kijakazi

United States District Court, D. Rhode Island
Apr 13, 2022
C. A. 21-00108-JJM (D.R.I. Apr. 13, 2022)

Opinion

C. A. 21-00108-JJM

04-13-2022

TRISHA P. v. KILOLO KIJAKAZI, Commissioner Social Security Administration


REPORT AND RECOMMENDATION

LINCOLN D. ALMOND UNITED STATES MAGISTRATE JUDGE

This matter is before the Court for judicial review of a final decision of the Commissioner of the Social Security Administration (“Commissioner”) denying Supplemental Security Income Benefits (“SSI”) and Disability Insurance Benefits (“DIB”) under the Social Security Act (the “Act”), 42 U.S.C. § 405(g). Plaintiff filed her Complaint on March 5, 2021 seeking to reverse the Decision of the Commissioner. On November 12, 2021, Plaintiff filed a Motion for Reversal. (ECF No. 12). On February 11, 2022, Defendant filed a Motion for an Order Affirming the Decision of the Commissioner. (ECF No. 16). On March 24, 2022, Plaintiff filed a Reply. (ECF No. 18).

This matter has been referred to me for preliminary review, findings, and recommended disposition. 28 U.S.C. § 636(b)(1)(B); LR Cv 72. Based upon my review of the record, the parties' submissions, and independent research, I find that there is not substantial evidence in this record to support the Commissioner's decision and findings that Plaintiff is not disabled within the meaning of the Act. Consequently, I recommend that Plaintiff's Motion for Reversal (ECF No. 12) be GRANTED, and that the Commissioner's Motion for an Order Affirming (ECF No. 16) be DENIED. 1

I. PROCEDURAL HISTORY

Plaintiff filed an application for DIB on September 24, 2018 and for SSI on September 25, 2018 claiming disability since August 28, 2018. (Tr. 196-199, 200-206). Both applications were denied initially on May 13, 2019 (Tr. 88-93, 95-100) and on reconsideration on October 31, 2019. (Tr. 104-111, 112-119). Plaintiff requested an Administrative Hearing. On July 7, 2020, a hearing was held before Administrative Law Judge Barry H. Best (the “ALJ”) at which time Plaintiff, represented by counsel, and a Vocational Expert (“VE”) appeared and testified. (Tr. 38-75). The ALJ issued an unfavorable decision to Plaintiff on August 27, 2020. (Tr. 12-31). On January 5, 2021, the Appeals Council denied Plaintiff's request for review. (Tr. 1-3). A timely appeal was then filed with this Court.

II. THE PARTIES' POSITIONS

Plaintiff contends that substantial evidence does not support any of the ALJ's pertinent findings and that reversal is warranted.

The Commissioner disputes Plaintiff's claims and contends that the ALJ's findings are supported by the record and must be affirmed.

III. THE STANDARD OF REVIEW

The Commissioner's findings of fact are conclusive if supported by substantial evidence. 42 U.S.C. § 405(g). Substantial evidence is more than a scintilla - i.e., the evidence must do more than merely create a suspicion of the existence of a fact and must include such relevant evidence as a reasonable person would accept as adequate to support the conclusion. Ortiz v. Sec'y of HHS, 955 F.2d 765, 769 (1st Cir. 1991) (per curiam); Rodriguez v. Sec'y of HHS, 647 F.2d 218, 222 (1st Cir. 1981). 2

Where the Commissioner's decision is supported by substantial evidence, the court must affirm, even if the court would have reached a contrary result as finder of fact. Rodriguez Pagan v. Sec'y of HHS, 819 F.2d 1, 3 (1st Cir. 1987); Barnes v. Sullivan, 932 F.2d 1356, 1358 (11th Cir. 1991). The court must view the evidence as a whole, taking into account evidence favorable as well as unfavorable to the decision. Frustaglia v. Sec'y of HHS, 829 F.2d 192, 195 (1st Cir. 1987); Parker v. Bowen, 793 F.2d 1177 (11th Cir. 1986) (court also must consider evidence detracting from evidence on which Commissioner relied).

The court must reverse the ALJ's decision on plenary review, however, if the ALJ applies incorrect law, or if the ALJ fails to provide the court with sufficient reasoning to determine that he or she properly applied the law. Nguyen v. Chater, 172 F.3d 31, 35 (1stCir. 1999) (per curiam); accord Cornelius v. Sullivan, 936 F.2d 1143, 1145 (11th Cir. 1991). Remand is unnecessary where all of the essential evidence was before the Appeals Council when it denied review, and the evidence establishes without any doubt that the claimant was disabled. Seavey v. Barnhart, 276 F.3d 1, 11 (1st Cir. 2001) citing, Mowery v. Heckler, 771 F.2d 966, 973 (6th Cir. 1985).

The court may remand a case to the Commissioner for a rehearing under sentence four of 42 U.S.C. § 405(g); under sentence six of 42 U.S.C. § 405(g); or under both sentences. Seavey, 276 F.3d at 8. To remand under sentence four, the court must either find that the Commissioner's decision is not supported by substantial evidence, or that the Commissioner incorrectly applied the law relevant to the disability claim. Id.; accord Brenem v. Harris, 621 F.2d 688, 690 (5th Cir. 1980) (remand appropriate where record was insufficient to affirm, but also was insufficient for district court to find claimant disabled). 3

Where the court cannot discern the basis for the Commissioner's decision, a sentence-four remand may be appropriate to allow her to explain the basis for her decision. Freeman v. Barnhart, 274 F.3d 606, 609-610 (1st Cir. 2001). On remand under sentence four, the ALJ should review the case on a complete record, including any new material evidence. Diorio v. Heckler, 721 F.2d 726, 729 (11th Cir. 1983) (necessary for ALJ on remand to consider psychiatric report tendered to Appeals Council). After a sentence four remand, the court enters a final and appealable judgment immediately, and thus loses jurisdiction. Freeman, 274 F.3d at 610.

In contrast, sentence six of 42 U.S.C. § 405(g) provides:

The court...may at any time order additional evidence to be taken before the Commissioner of Social Security, but only upon a showing that there is new evidence which is material and that there is good cause for the failure to incorporate such evidence into the record in a prior proceeding;
42 U.S.C. § 405(g). To remand under sentence six, the claimant must establish: (1) that there is new, non-cumulative evidence; (2) that the evidence is material, relevant and probative so that there is a reasonable possibility that it would change the administrative result; and (3) there is good cause for failure to submit the evidence at the administrative level. See Jackson v. Chater, 99 F.3d 1086, 1090-1092 (11th Cir. 1996).

A sentence six remand may be warranted, even in the absence of an error by the Commissioner, if new, material evidence becomes available to the claimant. Id. With a sentence six remand, the parties must return to the court after remand to file modified findings of fact. Id. The court retains jurisdiction pending remand and does not enter a final judgment until after the completion of remand proceedings. Id. 4

The law defines disability as the inability to do any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than twelve months. 42 U.S.C. §§ 416(i), 423(d)(1); 20 C.F.R. § 404.1505. The impairment must be severe, making the claimant unable to do her previous work, or any other substantial gainful activity which exists in the national economy. 42 U.S.C. § 423(d)(2); 20 C.F.R. §§ 404.1505-404.1511.

A. Opinion Evidence

For applications like this one, filed on or after March 27, 2017, the Administration has fundamentally changed how adjudicators assess opinion evidence. The requirements that adjudicators assign “controlling weight” to a well-supported treating source's medical opinion that is consistent with other evidence, and, if controlling weight is not given, must state the specific weight that is assigned - are gone. See Shaw v. Saul, No. 19-cv-730-LM, 2020 WL 3072072, *4-5 (D.N.H. June 10, 2020) citing Nicole C. v. Saul, Case No. cv 19-127JJM, 2020 WL 57727, at *4 (D.R.I. Jan. 6, 2020) (citing 20 C.F.R. § 404.1520c(a)). Under the newly applicable regulations, an ALJ does not assign specific evidentiary weight to any medical opinion and does not defer to the opinion of any medical source (including the claimant's treating providers). 20 C.F.R. §§ 404.1520c(a), 416.920c(a). Instead, the ALJ evaluates the relative persuasiveness of the medical evidence in terms of five specified factors. Id.

The five factors the ALJ considers in evaluating the persuasiveness of a medical opinion are supportability (the relevance of the opinion's cited objective medical evidence), consistency (how consistent the opinion is with all of the evidence from medical and non- 5 medical sources), treatment/examining relationship (including length of treatment relationship, frequency of examinations, purpose of treatment relationship, and existence and extent of treatment/examining relationship), specialization (the relevance of the source's specialized education or training to the claimant's condition), and what the Administration refers to as “other factors” (the medical source's familiarity with the claimant's medical record as a whole and/or with the Administration's policies or evidentiary requirements). Shaw, 2020 WL 3072072 at *4 citing 20 C.F.R. §§ 404.1520c(c)(1)-(5), 416.920c(c)(1)-(5) (emphasis supplied). Of the five factors, the “most important” are supportability and consistency. Id. §§ 404.1520c(a), 404.1520c(b)(2), 416.920c(a), 416.920c(b)(2).

While the ALJ must consider all five of the factors in evaluating the persuasiveness of medical evidence, when preparing the written decision, the ALJ is, in most cases, only required to discuss application of the supportability and consistency factors. Id. §§ 404.1520c(b)(2), 416.920c(b)(2). Only where contrary medical opinions are equally persuasive in terms of both supportability and consistency is the ALJ required to discuss their relative persuasiveness in terms of the treatment/examining relationship, specialization, and other factors. Id. §§ 404.1520c(b)(3), 416.920c(b)(3). In addition, where a single medical source offers multiple opinions, the ALJ is not required to discuss each opinion individually, but instead may address all of the source's opinions “together in a single analysis.” Id. §§ 404.1520c(b)(1), 416.920c(b)(1).

Moreover, while the ALJ must consider all of the relevant evidence in the record, Id. §§ 404.1520b(a)-(b), 416.920b(a)-(b), the ALJ need not discuss evidence from nonmedical sources, including, e.g., the claimant, the claimant's friends and family, educational personnel, and social welfare agency personnel. Id. §§ 404.1502(e), 404.1520c(d), 416.902(j), 416.920c(d). 6 And while the regulations require the ALJ to discuss the relative persuasiveness of all medical source evidence, Id. §§ 404.1520c(b), 416.920c(b), the claimant's impairments must be established specifically by evidence from an acceptable medical source, Id. §§ 404.1521, 416.921.

“Acceptable medical sources” are limited to physicians and psychologists, and (within their areas of specialization or practice) to optometrists, podiatrists, audiologists, advanced practice registered nurses, physician assistants, and speech pathologists. Id. §§ 404.1502(a), 416.902(a). Evidence from other medical sources, such as licensed social workers or chiropractors, is insufficient to establish the existence or severity of a claimant's impairments. Id. Finally, the ALJ need not discuss evidence that is “inherently neither valuable nor persuasive, ” including decisions by other governmental agencies or nongovernmental entities, findings made by state disability examiners at any previous level of adjudication, and statements by medical sources as to any issue reserved to the Commissioner. Id. §§ 404.1520b(c), 416.920b(c).

B. Developing the Record

The ALJ has a duty to fully and fairly develop the record. Heggarty v. Sullivan, 947 F.2d 990, 997 (1st Cir. 1991). The Commissioner also has a duty to notify a claimant of the statutory right to retained counsel at the social security hearing, and to solicit a knowing and voluntary waiver of that right if counsel is not retained. See 42 U.S.C. § 406; Evangelista v. Sec'y of HHS, 826 F.2d 136, 142 (1st Cir. 1987). The obligation to fully and fairly develop the record exists if a claimant has waived the right to retained counsel, and even if the claimant is represented by counsel. Id. However, where an unrepresented claimant has not waived the right to retained counsel, the ALJ's obligation to develop a full and fair record 7 rises to a special duty. See Heggarty, 947 F.2d at 997, citing Currier v. Sec'y of Health Educ. and Welfare, 612 F.2d 594, 598 (1st Cir. 1980).

C. Medical Tests and Examinations

The ALJ is required to order additional medical tests and exams only when a claimant's medical sources do not give sufficient medical evidence about an impairment to determine whether the claimant is disabled. 20 C.F.R. § 416.917; see also Conley v. Bowen, 781 F.2d 143, 146 (8th Cir. 1986). In fulfilling his duty to conduct a full and fair inquiry, the ALJ is not required to order a consultative examination unless the record establishes that such an examination is necessary to enable the ALJ to render an informed decision. Carrillo Marin v. Sec'y of HHS, 758 F.2d 14, 17 (1st Cir. 1985).

D. The Five-step Evaluation

The ALJ must follow five steps in evaluating a claim of disability. See 20 C.F.R. §§ 404.1520, 416.920. First, if a claimant is working at a substantial gainful activity, she is not disabled. 20 C.F.R. § 404.1520(b). Second, if a claimant does not have any impairment or combination of impairments which significantly limit her physical or mental ability to do basic work activities, then she does not have a severe impairment and is not disabled. 20 C.F.R. § 404.1520(c). Third, if a claimant's impairments meet or equal an impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1, she is disabled. 20 C.F.R. § 404.1520(d). Fourth, if a claimant's impairments do not prevent her from doing past relevant work, she is not disabled. 20 C.F.R. § 404.1520(e). Fifth, if a claimant's impairments (considering her residual functional capacity, age, education, and past work) prevent her from doing other work that exists in the national economy, then she is disabled. 20 C.F.R. § 404.1520(f). Significantly, the claimant bears the burden of proof at steps one through four, but the 8 Commissioner bears the burden at step five. Wells v. Barnhart, 267 F.Supp.2d 138, 144 (D. Mass. 2003) (five-step process applies to both SSDI and SSI claims).

In determining whether a claimant's physical and mental impairments are sufficiently severe, the ALJ must consider the combined effect of all of the claimant's impairments and must consider any medically severe combination of impairments throughout the disability determination process. 42 U.S.C. § 423(d)(2)(B). Accordingly, the ALJ must make specific and well-articulated findings as to the effect of a combination of impairments when determining whether an individual is disabled. Davis v. Shalala, 985 F.2d 528, 534 (11th Cir. 1993).

The claimant bears the ultimate burden of proving the existence of a disability as defined by the Social Security Act. Seavey, 276 F.3d at 5. The claimant must prove disability on or before the last day of her insured status for the purposes of disability benefits. Deblois v. Sec'y of HHS, 686 F.2d 76 (1st Cir. 1982), 42 U.S.C. §§ 416(i)(3), 423(a), (c). If a claimant becomes disabled after she has lost insured status, her claim for disability benefits must be denied despite her disability. Id.

E. Other Work

Once the ALJ finds that a claimant cannot return to her prior work, the burden of proof shifts to the Commissioner to establish that the claimant could perform other work that exists in the national economy. Seavey, 276 F.3d at 5. In determining whether the Commissioner has met this burden, the ALJ must develop a full record regarding the vocational opportunities available to a claimant. Allen v. Sullivan, 880 F.2d 1200, 1201 (11th Cir. 1989). This burden may sometimes be met through exclusive reliance on the Medical-Vocational Guidelines (the “grids”). Seavey, 276 F.3d at 5. Exclusive reliance on 9 the “grids” is appropriate where the claimant suffers primarily from an exertional impairment, without significant non-exertional factors. Id.; see also Heckler v. Campbell, 461 U.S. 458 (1983) (exclusive reliance on the grids is appropriate in cases involving only exertional impairments, impairments which place limits on an individual's ability to meet job strength requirements).

Exclusive reliance is not appropriate when a claimant is unable to perform a full range of work at a given residual functional level or when a claimant has a non-exertional impairment that significantly limits basic work skills. Nguyen, 172 F.3d at 36. In almost all of such cases, the Commissioner's burden can be met only through the use of a vocational expert. Heggarty, 947 F.2d at 996. It is only when the claimant can clearly do unlimited types of work at a given residual functional level that it is unnecessary to call a vocational expert to establish whether the claimant can perform work which exists in the national economy. See Ferguson v. Schweiker, 641 F.2d 243, 248 (5th Cir. 1981). In any event, the ALJ must make a specific finding as to whether the non-exertional limitations are severe enough to preclude a wide range of employment at the given work capacity level indicated by the exertional limitations.

1. Pain

“Pain can constitute a significant non-exertional impairment.” Nguyen, 172 F.3d at 36. Congress has determined that a claimant will not be considered disabled unless he furnishes medical and other evidence (e.g., medical signs and laboratory findings) showing the existence of a medical impairment which could reasonably be expected to produce the pain or symptoms alleged. 42 U.S.C. § 423(d)(5)(A). The ALJ must consider all of a claimant's statements about his symptoms, including pain, and determine the extent to which 10 the symptoms can reasonably be accepted as consistent with the objective medical evidence. SSR 16-3p, 2017 WL 4790249, at *49462; 20 C.F.R. § 404.1529(c)(3). In determining whether the medical signs and laboratory findings show medical impairments which reasonably could be expected to produce the pain alleged, the ALJ must apply the First Circuit's six-part pain analysis and consider the following factors:

(1) The nature, location, onset, duration, frequency, radiation, and intensity of any pain;
(2) Precipitating and aggravating factors (e.g., movement, activity, environmental conditions);
(3) Type, dosage, effectiveness, and adverse side-effects of any pain medication;
(4) Treatment, other than medication, for relief of pain;
(5) Functional restrictions; and
(6) The claimant's daily activities.
Avery v. Sec'y of HHS, 797 F.2d 19, 29 (1st Cir. 1986). An individual's statement as to pain is not, by itself, conclusive of disability. 42 U.S.C. § 423(d)(5)(A). However, the individual's statements about the intensity, persistence, and limited effects of symptoms may not be disregarded “solely because the objective medical evidence does not substantiate the degree of impairment-related symptoms.” SSR 16-3p, 2017 WL 4790249, at *49465.

2. Credibility

Where an ALJ decides not to credit a claimant's testimony about pain, the ALJ must articulate specific and adequate reasons for doing so, or the record must be obvious as to the credibility finding. Rohrberg, 26 F.Supp.2d at 309. A reviewing court will not disturb a clearly articulated credibility finding with substantial supporting evidence in the record. See 11 Frustaglia, 829 F.2d at 195. The failure to articulate the reasons for discrediting subjective pain testimony requires that the testimony be accepted as true. See DaRosa v. Sec'y of Health and Human Servs., 803 F.2d 24 (1st Cir. 1986).

A lack of a sufficiently explicit credibility finding becomes a ground for remand when credibility is critical to the outcome of the case. See Smallwood v. Schweiker, 681 F.2d 1349, 1352 (11th Cir. 1982). If proof of disability is based on subjective evidence and a credibility determination is, therefore, critical to the decision, “the ALJ must either explicitly discredit such testimony or the implication must be so clear as to amount to a specific credibility finding.” Foote v. Chater, 67 F.3d 1553, 1562 (11th Cir. 1995) (quoting Tieniber v. Heckler, 720 F.2d 1251, 1255 (11th Cir. 1983)). Guidance in evaluating the claimant's statements regarding the intensity, persistence, and limiting effects of subjective symptoms is provided by SSR 16-3p, 2017 WL 4790249, at *49462 (Oct. 25, 2017). It directs the ALJ to consider the entire case record, including the objective medical evidence; an individual's statements about the intensity, persistence, and limiting effects of symptoms; statements and other information provided by medical sources and other persons; any other relevant evidence; and whether statements about the intensity, persistence, and limiting effects of symptoms are consistent with the medical signs and laboratory findings. SSR 163p, 2017 WL 4790249, at *49465.

V. APPLICATION AND ANALYSIS

A. The ALJ's Decision

The ALJ decided this case adverse to Plaintiff at Step 5. At Step 2, the ALJ found that Plaintiff's depression/bipolar, anxiety, personality disorder, and obesity were all “severe” impairments within the meaning of the applicable regulations. As to RFC, the ALJ 12 determined that Plaintiff was able to perform a limited range of light work with specified physical and mental limitations. Based on this RFC, the ALJ concluded at Step 4 that Plaintiff could not perform her past relevant work. However, at Step 5, the ALJ found that Plaintiff was not disabled from August 28, 2018 to the date of his decision because she was able to perform certain unskilled/light jobs available in the economy.

B. The ALJ's RFC Findings are Not Supported by Substantial Evidence

After sifting through Plaintiff's overly lengthy submissions to the Court, this appeal boils down to two straightforward questions for review. First, did the ALJ improperly rely on the purported results of a PHQ questionnaire and its resulting depression severity score? And second, was the opinion of Dr. Hamel (a DDS reviewing psychologist) based on an incomplete record and thus unreliable? Since the answer to both questions is yes, a remand is warranted.

First, as to the PHQ questionnaire, it is referenced in a March 23, 2020 record of Plaintiff's annual physical examination with her primary care physician, Dr. Yearwood. (Tr. 682-683). The questionnaire is a generic diagnostic tool used primarily by primary care physicians to screen for the presence and severity of depression. According to the record, Plaintiff purportedly responded “not at all” to every single one of the symptom categories, and thus the questionnaire yielded a score of zero (on a scale of 1-27) or no depression. Id. This result was highlighted by the ALJ in his discussion of the record (Tr. 25) and he identified the “findings of Dr. Yearwood” as one of the supports in the record for his RFC assessment. (Tr. 29).

The ALJ's reliance on this questionnaire was erroneous on this record. When read in the context of this record, it is reasonably clear from the zero score and the consistent “not 13 at all” response to every symptom question that the questionnaire was not actually administered to Plaintiff. There is nothing in Dr. Yearwood's notes to indicate that the questionnaire was administered. Also, because Dr. Yearwood was plainly aware that Plaintiff had a bipolar depression diagnosis, was engaged in mental health treatment, and was taking mental health medications, there was no need for him to screen for the presence of depression for this particular patient. The questionnaire appears likely to be computer generated and automatically included in the generic electronic medical record for annual physicals and set to the baseline responses of “not at all” and the depression score of zero. Further, the purported outcome of no symptoms and zero depression makes no sense in the context of Plaintiff's record of mental health treatment, diagnoses including bipolar depression, and medications such as klonopin and lithium. In fact, in the months leading up to this annual physical, Plaintiff was hospitalized in the Landmark Medical Center psychiatric unit from October 14-23, 2019 after an attempted suicide by overdosing on klonopin, and from February 24, 2020 to March 3, 2020 participated in a partial hospitalization program at Butler Hospital to address symptoms of anxiety and depression. (Exh. 25F). Moreover, Plaintiff saw her therapist, Ms. Ramos, on the day after the PHQ questionnaire was purportedly completed, and the note indicates that Plaintiff appeared anxious and worried. (Tr. 868). Plaintiff reported to Ms. Ramos that felt like she was going to pass out when she went to Walmart and the drive through was closed, and Ms. Ramos 14 recorded that “client experiences significant anxiety in social settings and was unprepared to go into the store.” Id. The record simply does not support the ALJ's findings and reliance on the PHQ questionnaire in his RFC assessment, his evaluation of the medical opinion evidence, and his assessment of Plaintiff's credibility. A remand is warranted because it is impossible to ascertain how much weight the ALJ erroneously placed on the purported results of the PHQ questionnaire.

Although presented to the Appeals Council and not part of the record before the ALJ, it is noteworthy that Plaintiff prepared a handwritten rebuttal to the ALJ's decision that makes clear that the PHQ questionnaire was not administered to her by Dr. Yearwood, and she indicates that “those would not be my answers” and “go[ ] against everything I deal with on a daily basis.” (Exh. 15E). Her rebuttal is credible and consistent with the record.

Second, as to Dr. Hamel's opinion, the ALJ found it to be “informed, supported and persuasive, ” noted that Dr. Hamel “reviewed the bulk of the evidence, ” and concluded that “subsequent evidence does not warrant a change in the pertinent findings of Dr. Hamel or the persuasiveness of his opinion.” (Tr. 28-29). Plaintiff disputes the ALJ's conclusion about the subsequent evidence and reasonably argues that Dr. Hamel's opinion was based on an incomplete record that did not reflect “a period of obvious worsening of [Plaintiff's] mental health that resulted, unbeknownst to Dr. Hamel, in a suicide attempt and yet another psychiatric hospitalization.” (ECF No. 18 at p. 2). I agree with Plaintiff on this point.

It is undisputed that Dr. Hamel's opinions did not take into consideration (1) records regarding Plaintiff's inpatient psychiatric hospitalization at Landmark Medical Center in October 2019 (Tr. 630-638); (2) records regarding Plaintiff's participation in a partial hospitalization program at Butler Hospital in March 2020 (Tr. 799-802); (3) records regarding most of Plaintiff's period of treatment at the Providence Center and with Dr. Price, a treating psychiatrist, (Exh. 27F); and (4) Dr. Price's opinion dated November 27, 2019. (Tr. 807-810). Dr. Hamel initially issued his opinion on October 2, 2019. (Tr. 108, 116). Dr. Hamel took a second look after receiving additional records he had not seen from an August 2019 inpatient admission and subsequent partial hospitalization treatment at Butler 15 Hospital. (Exh. 14F). On October 29, 2019, Dr. Hamel found that those additional records did not change his earlier opinions. (Tr. 106-107, 115). However, it is undisputed that Dr. Hamel was not aware at the time that Plaintiff had just recently been hospitalized and treated at Landmark Medical Center for an overdose suicide attempt. It was unreasonable on this record for the ALJ to rely so heavily upon Dr. Hamel's opinion. In addition, the ALJ compounds this error by not even mentioning the October 2019 Landmark Medical Center hospitalization in his decision and explaining why it did not undercut the persuasiveness of Dr. Hamel's opinions.

CONCLUSION

For the reasons discussed herein, I recommend that Plaintiff's Motion for Order Reversing (ECF No. 12) be GRANTED, and that the Commissioner's Motion for an Order Affirming (ECF No. 16) be DENIED. I further recommend that Final Judgment enter in favor of Plaintiff remanding this matter for further administrative proceedings consistent with this decision.

Any objection to this Report and Recommendation must be specific and must be filed with the Clerk of the Court within fourteen days of its receipt. See Fed.R.Civ.P. 72(b); LR Cv 72. Failure to file specific objections in a timely manner constitutes waiver of the right to review by the District Court and the right to appeal the District Court's decision. See United States v. Valencia-Copete, 792 F.2d 4, 6 (1st Cir. 1986); Park Motor Mart, Inc. v. Ford Motor Co., 616 F.2d 603, 605 (1st Cir. 1980). 16


Summaries of

Trisha P. v. Kijakazi

United States District Court, D. Rhode Island
Apr 13, 2022
C. A. 21-00108-JJM (D.R.I. Apr. 13, 2022)
Case details for

Trisha P. v. Kijakazi

Case Details

Full title:TRISHA P. v. KILOLO KIJAKAZI, Commissioner Social Security Administration

Court:United States District Court, D. Rhode Island

Date published: Apr 13, 2022

Citations

C. A. 21-00108-JJM (D.R.I. Apr. 13, 2022)