Opinion
No. 53988.
December 6, 1979.
Case of Original Jurisdiction.
Clinton H. Coulter, Jr. of Duvall Coulter, and Jack L. McLean, Jr. of Legal Services of North Florida, Inc., Tallahassee, for twenty-five (25) petitioners, as members in good standing of The Florida Bar.
L. David Shear, President, Leonard H. Gilbert, President-elect, Tampa, Marshall R. Cassedy, Executive Director, and James P. Hollaway, Asst. Staff Counsel, Tallahassee, of The Florida Bar, for respondent.
This cause is before us on petition of twenty-five members in good standing of the Florida Bar pursuant to Integration Rule, article XIII (Amendments), to amend Integration Rule, article VIII (dues). We have jurisdiction. Art. V, § 15, Fla. Const.
Petitioners seek to revamp the procedure whereby active members of the Bar approve or disapprove of increases in their annual dues. Current practice calls for a vote of those members physically present at an annual meeting. Fla. Bar Integr. Rule, Art. VIII, § 1. Petitioners propose a vote by secret mail ballot of the active members of the Bar. They are joined in their request by the Florida Government Bar Association, the Tallahassee Bar Association, and individual members of the Florida Bar.
After thorough consideration of the petition and briefs and after hearing oral argument, it is ordered that the petition be and the same is hereby denied.
ENGLAND, C.J., and BOYD, OVERTON, ALDERMAN and McDONALD, JJ., concur.
SUNDBERG, J., concurs specially with an opinion, with which ENGLAND, C.J., concurs.
ADKINS, J., dissents with an opinion.
I concur in the judgment of the Court which denies the application of twenty-five members of The Florida Bar requesting a secret mail ballot of all active members of the Bar upon the amount of annual dues to be paid during each fiscal year. I believe, however, that the reasons for my concurrence should be articulated. Those reasons relate essentially to the system of government under which The Florida Bar is to function. As expressed by Justice England in a concurring opinion shortly over a year ago, the decision was made some years ago that the form should be representative rather than autocratic. Similarly, this Court decided in 1966 that the form of government of The Florida Bar would not be a pure democracy, as opposed to a representative democracy. Thus it appears incongruous at this time to superimpose a referendum requirement upon the budgetary process of the Bar. As noted by Justice England, the mechanics have been provided in The Florida Bar Integration Rule and Bylaws for open election of Board of Governors representatives from each judicial circuit through mail ballot. If the circuit representatives to the Board of Governors do not represent the sentiments of their constituents in budgetary and dues increase matters, there is full recourse, if availed, to "throw the rascals out" and replace them with rascals more to the liking of the "grass roots" lawyers of this state. This is the American, representative form of government way.
In re Amendment to Integration Rule and Bylaws of Florida Bar Dues, 358 So.2d 1363 (Fla. 1978) (England, J., concurring).
Petition of Florida State Bar Ass'n, 40 So.2d 902 (Fla. 1949).
In re The Florida Bar, 184 So.2d 649 (Fla. 1966) (O'Connell, J., concurring specially).
Fla. Bar Integr. Rule, art. III; Fla. Bar Integr. Rule Bylaws art. III, § 3.
It is contended that this form of government should somehow be mutated because lawyers who wish to practice in Florida are compelled to be members of an integrated bar. But by the same token those who desire to maintain citizenship in this state are compelled to pay the taxes levied by the Florida Legislature. Although it is not purely democratic to permit the legislature to levy taxes and appropriate the funds derived thereby without a referendum of the people each biennium, no one would seriously contend that such a procedure should be invoked. It would stultify the operation of government in this state. Just as the members of the legislature must make the hard decision to increase taxes when in their collective judgment it is the proper course for the state, so must the members of the Board of Governors recommend a dues increase to this Court when indicated. The check on unreasonable or arbitrary action by those bodies is in each instance the same — the ballot box.
Accordingly, I would reject a referendum altogether — whether at the annual meeting (the value of which I believe to be illusory) or by mail ballot. But that is not to say that there cannot be improvement in the budgetary process to ensure input by the rank and file membership of the Bar before the ultimate policy decisions are made. As The Florida Bar points out in its response, the Integration Rule currently requires the approval of this Court and of the membership at an annual meeting only of increases in the dues cap. There is no requirement that the annual budget be approved by any authority other than the Board of Governors. Absent a budget requiring an increase in the dues cap, the budget process is as follows:
Fla. Bar Integr. Rule, art. VIII, § 1, and art. IX, § 7.
Fla. Bar Integr. Rule, art. IX, § 6.
(i) Pursuant to published notice the Eudget Committee meets in public session to receive suggestions from members of the Bar concerning preparation of the annual budget.
Fla. Bar Integr. Rule, art. IX, § 2.
Fla. Bar Integr. Rule, art. IX, § 2.
(ii) After receipt and consideration of suggestions at the public meeting, the Budget Committee prepares and files with the executive director a tentative budget for the ensuing fiscal year.
Fla. Bar Integr. Rule, art. IX, § 3.
Fla. Bar Integr. Rule, art. IX, § 3.
(iii) Upon consideration of the tentative budget prepared by the Budget Committee, the Board of Governors adopts a proposed budget.
Fla. Bar Integr. Rule, art. IX, § 4.
Fla. Bar Integr. Rule, art. IX, § 4.
(iv) The proposed budget together with notice of a meeting of the Board of Governors to consider written objections thereto is published by the executive director. This notice advises that absent receipt of written objections from members the proposed budget shall become final.
Fla. Bar Integr. Rule, art. IX, § 5.
Fla. Bar Integr. Rule, art. IX, § 5.
(v) If written objections are received then at the designated meeting a hearing is held on the objections. After the hearing and consideration of the objections, the Board may amend the proposed budget within the scope of the objections. The budget, approved by the Board after the hearing (amended or not), or the proposed budget if no written objections are filed, becomes the budget of The Florida Bar for the succeeding fiscal year. That budget is filed with this Court on or before June 30 in each year without any requirement of hearing or approval by the Court.
Fla. Bar Integr. Rule, art. IX, § 6.
Fla. Bar Integr. Rule, art. IX, § 8.
Fla. Bar Integr. Rule, art. IX, § 6.
Fla. Bar Integr. Rule, art. IX, § 8.
The budgetary procedure outlined in the Integration Rule is superficially sound from the standpoint of procedural due process. In practice, however, it contains the seeds of unfairness which is perceived to exist in the rule calling for ratification of a dues cap increase at an annual meeting. The cost and hardship inherent in travelling to a single distant location has a chilling effect on member participation. Accordingly, without predetermining the exact procedure to accomplish greater member participation, I believe it would be beneficial to provide multiple hearings at several locations throughout the state, both at the Budget Committee and Board of Governors stages of budget development. It would also be well to memorialize the suggestions or objections of the participants for later review, if necessary, by the Board and by this Court. In this regard I suggest that the final budget as approved by the Board of Governors be filed for approval with this Court, so that interested parties could make their views known before the budget goes into effect. By this suggestion I do not intimate a broader scope of budget review by this Court than was suggested by Justice England in his concurring opinion in the dues increase proceeding last before this Court. Such review would not test the wisdom of the judgments made or priorities established by the Board of Governors. Our review should be limited to assuring that (i) procedural due process was observed and (ii) the purposes proposed for collection and expenditure of dues are within the scope of the Bar's responsibility as agent of this Court, i.e., lawyer discipline and general improvement of the administration of justice in this state.
I am not unmindful of the added demands which these suggestions will place upon the time and energy of those who contribute their talents without compensation to the organized bar. Nor do I fail to appreciate that inordinate delays must be avoided in order to finalize a budget each year. Workable time frames for comment, objections and hearings will have to be established. Because I cannot anticipate all the factors which might be involved in a resolution of the concerns here expressed, I would direct The Florida Bar to consider the subject in light of these concerns and make a recommendation to the Court within a time certain for revision of the existing procedure.
ENGLAND, C.J., concurs.
Petitioners assert that the current voting procedure effectively and impermissibly operates to disenfranchise the vast majority of the Bar membership. I agree.
The significance of Bar dues cannot be gainsaid. Indeed, failure to pay Bar dues is tantamount to temporary disbarment as it deprives one of the ability to practice law in this state. Fla. Bar Integr. Rule, art. VIII, § 2. One of the considerations which led this Court to approve an integrated bar in 1949 was that it would provide "a fair and equitable method by which each and every lawyer [could] participate in and help bear the burden of carrying on the activities of the bar. . . ." Petition of Florida State Bar Association, 40 So.2d 902, 904 (Fla. 1949). Dues, then called "membership fees", were considered a necessary incident to regulation and essential to defray the expense of an integrated bar program. Id. at 907. The issue of whether to increase the amount to be extracted as a condition of membership in the Florida Bar and of one's ability to practice one's profession is of sufficient importance that lawyer input should be maximized, not impeded. See In re Amendment to Integration Rule and Bylaws of Florida Bar, Dues, 358 So.2d 1363, 1367 (Fla. 1978), Adkins, J., dissenting.
The Florida Bar has grown from some 2700 members in 1949 to the "size of a small city" in December of 1978. G. Borgognoni and M. Keane, Practice before the Supreme Court of Florida: A Practical Analysis, 8 Stetson L.Rev. 318, 356 (1979). There simply is no way that over 23,000 lawyers can attend the annual business meeting and vote on dues, even if the time and money were available to do so.
The Bar argues that the oral debate at the annual meeting enables those who have availed themselves of the budgetary information published in the Florida Bar News and Florida Bar Journal to raise questions as to the propriety of an increase. However, there is no good reason to assume that questions propounded at such a late date by and to the minority of active members able to attend the meeting will bring to light the concerns of the majority or nonpresent members.
The Bar also contends that if the majority is dissatisfied their recourse is to elect a new Board of Governors. It is the duty of the Board, as the representative body, to scrutinize the budget at length before voting to seek such items as a dues increase. Fla. Bar Integr. Rule, art. IX. The procedure of budgetary analysis includes opportunities for lawyers to file suggestions and objections with reference thereto, id.; but petitioners do not challenge the validity of this procedure or the notice requirements thereof. A membership vote in whatever form must be cast by one who is informed in order to be meaningful. The current method of seeking membership approval renders ineffective all the input and notice procedures alluded to herein. It does no good whatsoever to allow lawyers all over the state an opportunity to be heard and to be knowledgeable on a matter of vital interest then needlessly to limit the final and most important decision by a time and place requirement. I say needlessly because a secret mail referendum on the proposed dues increase would not be prohibitively expensive; nor would it be so administratively arduous as to outweigh the advantages. The Bar has expressed concern that if a mail ballot is required on the matter of a dues increase, a referendum will be required on all major issues. Such concern is unfounded, as dues are appropriately given special consideration in the Integration Rule commensurate with the integral role they play in supporting the Bar's very existence. Petition of Florida State Bar Association, supra.