Summary
finding error when prosecutor failed to articulate any reason for striking some jurors
Summary of this case from State v. BennettOpinion
Appeal by defendant from judgment entered on or about 27 October 2006 by Judge Kenneth C. Titus in Superior Court, Durham County. Heard in the Court of Appeals 28 November 2007.
Attorney General Roy A. Cooper, III , by Assistant Attorney General Tina A. Krasner, for the State.
Appellate Defender Staples Hughes, by Assistant Appellate Defender Kristen L. Todd , for defendant-appellant.
STROUD , Judge.
Defendant was convicted by a jury of assault with a deadly weapon with intent to kill inflicting serious injury and first degree burglary. Defendant appeals. The dispositive question before this Court is whether the trial court erred by finding the State had not engaged in purposeful discrimination when the State did not provide a race-neutral explanation for each African-American whom it had removed from the jury by peremptory challenge. For the following reasons, we grant a new trial.
I. Background
The State's evidence tended to show the following: On 17 November 2004, Ruben Alvin David Garnett (“Garnett" ) was at home at Foxfire Apartments with his paralyzed cousin Demoris Wall (“Wall" ), and his cousin's girlfriend, Akeisha Judd (“Judd" ). Garnett awoke to “a kick on the door and somebody yelling ‘police’." Garnett got up to open the door and was shot four to five times. Garnett went back into the room he had been in and “played dead." Garnett heard someone come in and then passed out. Judd heard gunshots at her bedroom door, and Wall called the police. When Garnett awoke he found Jigger, the dog, dead and the front door off of its hinges.
Officer Douglas Rausch (“Officer Rausch" ), a police officer with the City of Durham was on his way home when he received a call for a shooting on Wyldewood. Officer Rausch
spotted a vehicle [(“suspect vehicle" )] coming out of the Wyldewood area, turning right onto Stadium, which would make it come straight at [him]. And as [Officer Rausch] passed, there were three occupants in the [suspect vehicle], and they gave, in [his] terms, a million-mile stare, which meant [they] had seen [Officer Rausch].
As Officer Rausch turned around the suspect vehicle picked up speed. Officer Rausch “gave the other officers that were coming to the scene the description of the [suspect] vehicle, license plate, and told them to be on the lookout [.]" Approximately six to eight vehicles joined in the chase. Defendant and two others engaged the police in a chase which lasted approximately an hour and ended when the suspect vehicle collided with another vehicle. Three firearms were recovered-one in the front passenger seat of the suspect vehicle, one on the curb by the suspect vehicle, and one on Rowemont Street, a street on the chase route. On or about 7 March 2005, defendant was indicted for assault with a deadly weapon with intent to kill inflicting serious injury (hereinafter referred to as “AWDWIKISI" ), first degree burglary, three counts of possession of a firearm by a felon, felonious speeding to elude arrest, and cruelty to animals. Trial was held on 23-27 October 2007. After jury selection, defendant's counsel “offer[ed] an objection based on Batson [because] every single person the State dismissed from [the] jury panel happened to be of the African-American persuasion[,] the same race as the defendant." The following dialogue took place:
MS. BAKER-HARRELL: If we go back through it, Juror Number One that was originally in the box that was dismissed by the State was Ms. Mack. She was a black female. Juror Number Two that was dismissed by the State was a black male-sorry, had to look back through my notes. He was a black male. Juror Number Seven was a black male. That was Mr. Williams. Juror Number Nine was a black male. That was Mr. Stevenson, who got confused with-Mr. Stevens got confused with Mr. Stevenson.
THE COURT: He was a white male.
MS. ELLIS: He was a white male.
MS. BAKER-HARRELL: Okay. Now, Mr. Stevens was the white male. All right.
THE COURT: Both were white males.
MS. BAKER-HARRELL: Juror Number One-
THE COURT: Stevens and Stevenson were both white males.
MS. BAKER-HARRELL: No, sir. I would beg to disagree with the Court.
THE COURT: Ms. Baker-Harrell, you may disagree with me, but you're wrong. Both Mr. Stevens and Mr. Stevenson were both white males.
MS. BAKER-HARRELL: Okay. Okay. Your Honor, I-I respectfully disagree, but I'll just point out that Juror Number Nine was the gentleman who was married, and who pointed out-
THE COURT: Oh, I'm sorry. It was Mr. Johnson.
MS. ELLIS: Your Honor, yes. Mr. Stevenson is a black man that has the DWI.
THE COURT: That's correct.
MS. BAKER-HARRELL: Yes, sir.
THE COURT: Oh, I apologize to you.
MS. ELLIS: I did the same thing; I pulled up Mr. Johnson.
THE COURT: I'm sorry. That was Mr. Johnson.
MS. BAKER-HARRELL: Yes, sir. And again, sir, I wasn't trying to be rude, but I did note it-
THE COURT: Make your points.
MS. BAKER-HARRELL:-on there that he was a black male, sir.
Juror Number 12, Ms. Reeves, was excused by the State. She was a preschool teacher. She was a black female. The next person-I'm trying to find her-excused by the State was seated in Mr. Johnson's spot, which was Juror Number Ten, and she became Juror Number Ten. Her name was Ms. Miller. That was a black female, Alberta Miller.
THE COURT: That was in number nine.
MS. ELLIS: Nine.
THE COURT: Mr. Stevenson's seat.
MS. BAKER-HARRELL: Okay. I'm sorry. I switched my notes when I was-when you told me it wasn't, and I said, no, I got it. I apologize. I got them in the wrong spot. But again though, she was dismissed by the State. She was a black female, and then in going to the alternate juror that was presented to the Court, Ms. Robin Evans, she was a black female, Your Honor, and you know, if you look at-that's why I'm pointing out to the Court that everybody that's been dismissed by the State have been of African-American persuasion, which happens-so happens to be the race of my client.
THE COURT: All right.
Ms. Ellis, do you wish to respond?
MS. ELLIS: Yes, Your Honor. Going through each of them, Ms. Brown, who was also a black female, was the first to be impanelled [sic], seat number six. She was left on the panel. Ms. Mary Bass was left on the panel. The reasons why that the others were dismissed-the alternate juror had no pets. That's one of the things that we were looking for were pets, not necessarily color. Your Honor, Mr. Stevenson was dismissed. He had a DWI, 72 hours of jail time. I mean, can go on and on with each of the jurors. There are reasons why that they were picked. It wasn't picked because of their race or anything like that. The jurors that she stated, one of them stated that he had been pulled over several times and had bad feelings towards the police for being pulled over. One of them was a retired schoolteacher. The other one, Mr. Williams, who actually knew the officer, had spoken with the officer; and the investigator stated that he had a lot of interaction with that juror because of his son being tutored by him, and I should also like to put on the record that the investigator in this case is black.
Your Honor, the reasons why each of these jurors were eliminated were not because of their race, were not because of their-it was because of their background. Your Honor, it was because of their background that they were dismissed, not because of their race. The State has left several black persons on the list. I mean, she has basically argued a Batson motion when I have left many and passed many panels of jurors that had included several black people on it.
....
THE COURT: The Court, in considering the Motion for a Batson challenge, you're not challenging the original panel, I presume. You're simply challenging those that the district attorney has used in terms of making peremptory challenges towards those jurors. The Court finds that there were valid reasons for excusing-I won't go over every one, but valid reasons for excusing peremptorily several of the members of the jury panel.
The Court notes that both the plaintiff and-or the State and the defendant exercised every challenge they had, including the additional challenge for the alternate juror, and that the jury panel as it is presently consisted, is an accurate reflection of the community, and the Court does not find that the peremptory challenges exercised by the State, there being no challenges for cause that were granted by the Court, that any of the peremptory challenges were based solely on race.
The trial judge later dismissed the possession of a firearm by a felon charges. On or about 27 October 2006, defendant was found not guilty of speeding to elude arrest or cruelty to animals and was convicted of AWDWIKISI and first degree burglary. Defendant appeals.
II. Peremptory Challenges
Defendant argues that “the trial court committed reversible error by finding that the State had not engaged in purposeful discrimination when it used all of its peremptory challenges to strike African-American jurors and did not provide race-neutral explanations for each juror." For the following reasons, we agree, and thus grant a new trial. “The ‘clear error’ standard is a federal standard of review adopted by our courts for appellate review of the Batson inquiry." State v. Cofield, 129 N.C.App. 268, 276 n. 1, 498 S.E.2d 823, 829 n. 1 (1998) .
In Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986) , modified, Powers v. Ohio, 499 U.S. 400, 111 S.Ct. 1364, 113 L.Ed.2d 411 (1991) , the United States Supreme Court established a three-step test to determine whether the State's peremptory challenges of prospective jurors are purposefully discriminatory. Under Batson, the defendant must first successfully establish a prima facie case of purposeful discrimination. Batson, 476 U.S. at 96, 106 S.Ct. at 1722-23, 90 L.Ed.2d at 87-88. If the prima facie case is not established, it follows that the peremptory challenges are allowed. If the prima facie case is established, however, the burden shifts to the prosecutor to offer a race-neutral explanation for each peremptory challenge at issue. Id. at 97, 106 S.Ct. at 1723, 90 L.Ed.2d at 88. If the prosecutor fails to rebut the prima facie case of racial discrimination with race-neutral explanations, it follows that the peremptory challenges are not allowed.
Cofield at 274-75, 498 S.E.2d at 828-29. “Finally, the trial court must determine whether the defendant has proven purposeful discrimination." State v. Lyons, 343 N.C. 1, 11, 468 S.E.2d 204, 208, cert. denied, 519 U.S. 894, 117 S.Ct. 237, 136 L.Ed.2d 167 (1996) (citing Hernandez v. New York, 500 U.S. 352, 359, 111 S.Ct. 1859, 114 L.Ed.2d 395, 405 (1991) ).
If the prosecutor volunteers his reasons for the peremptory challenges in question before the trial court rules whether the defendant has made a prima facie showing or if the trial court requires the prosecutor to give his reasons without ruling on the question of a prima facie showing, the question of whether the defendant has made a prima facie showing becomes moot, and it becomes the responsibility of the trial court to make appropriate findings on whether the stated reasons are a credible, nondiscriminatory basis for the challenges or simply pretext.
State v. Williams, 343 N.C. 345, 359, 471 S.E.2d 379, 386 (1996) , cert. denied, 519 U.S. 1061, 117 S.Ct. 695, 136 L.Ed.2d 618 (1997) (citing Hernandez v. New York, 500 U.S. 352, 359, 111 S.Ct. 1859, 114 L.Ed.2d 395, 405 (1991) ; State v. Robinson, 336 N.C. 78, 93, 443 S.E.2d 306, 312 (1994) ).
Whether defendant established a prima facie case is moot as the prosecutor here “volunteer[ed] his reasons for the peremptory challenges" ; the question now before us is whether the prosecutor has met its burden of “offer[ing] a race-neutral explanation for each peremptory challenge at issue." Cofield at 275, 498 S.E.2d at 828 (emphasis added); see Williams at 359, 471 S.E.2d at 386. Black's Law Dictionary defines “each" as “[a] distributive adjective pronoun, which denotes or refers to every one of the persons or things mentioned; every one of two or more persons or things, composing the whole, separately considered." Black's Law Dictionary 455 (5th ed.1979).
Several North Carolina cases have addressed issues raised by a Batson motion; however, in all of these cases, unlike the case before us, the prosecutor provided a race-neutral explanation for each and every one of the challenged jurors. See State v. Carmon, 169 N.C.App. 750, 756, 611 S.E.2d 211, 215 (2005) ; State v. Matthews, 162 N.C.App. 339, 340-41, 595 S.E.2d 446, 447-48, disc. rev. denied, 358 N.C. 379, 598 S.E.2d 140 (2004) ; State v. White, 131 N.C.App. 734, 739-40, 509 S.E.2d 462, 466 (1998) ; Cofield at 270-272, 498 S.E.2d at 826-27; Lyons at 11-13, 468 S.E.2d at 208-09 .
In the present case defendant's counsel brought all seven of the State's peremptory challenges to the court's attention because they were all used on African-American members of the jury pool, including, (1) juror number one, Ms. Mack, (2) juror number two, Ms. Pettiford, (3) juror number seven, Mr. Williams, (4) juror number nine, Mr. Stevenson, (5) juror number twelve, Ms. Reeves, (6) juror number nine in Mr. Stevenson's seat, Ms. Miller, and (7) the alternate juror, Ms. Evans. At most the prosecutor offered a race-neutral explanation for five of the seven aforementioned jurors. The prosecution responded,
[(1)] the alternate juror had no pets....[(2)] Mr. Stevenson was dismissed. He had a DWI, 72 hours of jail time.... The jurors that she stated, [(3)] one of them stated that he had been pulled over several times and had bad feelings towards the police for being pulled over. [(4)] One of them was a retired schoolteacher. [(5)] The other one, Mr. Williams, who actually knew the officer, had spoken with the officer; and the investigator stated that he had a lot of interaction with that juror because of his son being tutored by him[.]
The prosecution also stated,
I mean, can go on and on with each of the jurors. There are reasons why that they were picked. It wasn't picked because of their race or anything like that.... Your Honor, the reasons why each of these jurors were eliminated were not because of their race, were not because of their-it was because of their background. Your Honor, it was because of their background that they were dismissed, not because of their race.
Here the prosecutor has failed to “offer a race-neutral explanation for each peremptory challenge at issue." Cofield at 275, 498 S.E.2d at 828 (emphasis added). The prosecutor gave race-neutral explanations for its use of peremptory challenges on five of the jurors; however, two jurors are not specifically mentioned at all. The plain language of this Court requires the prosecution to “offer a race-neutral explanation for each peremptory challenge at issue." Id. (emphasis added). “Each" denotes or refers to “every one of the persons or things mentioned; every one of two or more persons or things, composing the whole, separately considered." Black's Law Dictionary 455. The prosecutor here failed to provide a race-neutral explanation for “every one" of the jurors mentioned by the defendant. See id. Though the prosecutor speaks of the group as a whole, the prosecutor did not, in her language to the court, “separately consider[ ]" each juror mentioned by defense counsel. See id.
From the record before us it appears that Mr. Stevens was a white male and Mr. Stevenson was a black male. During jury selection the State said it would like to excuse Mr. Stevens. However, from the record it appears Mr. Stevenson was actually excused and Mr. Stevens remained on the jury. The practical effect of this means that the State used all seven of its peremptory challenges on African-Americans. However, assuming arguendo, that the State did excuse Mr. Stevens and Mr. Stevenson did remain on the jury, the State still provided race-neutral explanations for only five of the six jurors mentioned by defendant's counsel.
It was “the responsibility of the trial court to make appropriate findings on whether the stated reasons are a credible, nondiscriminatory basis for the challenges or simply pretext." Williams at 359, 471 S.E.2d at 386. Although the trial court stated its finding “that there were valid reasons for excusing-I won't go over every one, but valid reasons for excusing peremptorily several of the members of the jury panel," the trial court could not and did not make findings as to each juror, as the prosecutor had not even offered any explanation as to two jurors. The state thus failed to meet its burden in response to defendant's showing of a Batson violation, and the trial court erred in making its “findings on whether the stated reasons are a credible, nondiscriminatory basis for the challenges or simply pretext" as there was no explanation offered for two of the jurors. See id. We appreciate the challenges faced by the prosecutor and the trial court in attempting to comply with the requirements of Batson; however, we are duty bound to follow the plain language of the law. As the prosecutor failed to provide a race-neutral explanation as to each challenged juror mentioned by the defendant the trial court clearly erred in not granting defendant's Batson motion. Cofield at 275, 498 S.E.2d at 828 .
III. Conclusion
For the aforementioned reasons, we grant a new trial, and thus defendant's other assignments of error need not be addressed as they are not likely to arise at a new trial.
NEW TRIAL.
Judges HUNTER and CALABRIA concur.