Summary
In State v. Fissette, 159 Mont. 501, 498 P.2d 1208, this Court recognized that there is no absolute prohibition upon the imposition of an increased sentence.
Summary of this case from State v. HenrichOpinion
No. 12195.
Submitted April 25, 1972.
Decided July 20, 1972.
Appeal from the District Court of Gallatin County. Eighteenth Judicial District. Hon. W.W. Lessley, Judge presiding.
Brown Gilbert, William E. Gilbert (argued), Bozeman, for defendant and appellant.
Robert L. Woodahl, Atty. Gen., Helena, Thomas A. Olson, County Atty., Bozeman, David V. Gliko, Asst. Atty. Gen. (argued), Helena, Thomas D. Gai, Deputy County Atty., Bozeman, for plaintiff and respondent.
Defendant, Bruce David Fissette, was tried in the justice of the peace court in Gallatin County, Montana. Following a jury verdict of "guilty" of the misdemeanor crime of "physical control of vehicle while under the influence of intoxicating liquor", he was sentenced by the justice of the peace to pay a fine of $210.
Defendant appealed this judgment of conviction to the district court of the eighteenth judicial district, county of Gallatin and after a trial de novo the jury found defendant guilty. The court entered judgment on the verdict of a $500 fine and a jail sentence of six months, with all but thirty days suspended. Defendant appeals from the final judgment.
There is but one issue presented on appeal: Was it error for the district court to increase the sentence or punishment after trial de novo in the district court under the facts of this case?
The United States Supreme Court decision relied on by defendant, North Carolina v. Pearce, 395 U.S. 711, 725, 89 S.Ct. 2072, 2080, 23 L.Ed.2d 656, 669, states:
"Due process of law, then, requires that vindictiveness against a defendant for having successfully attacked his first conviction must play no part in the sentence he receives after a new trial. And since the fear of such vindictiveness may unconstitutionally deter a defendant's exercise of the right to appeal or collaterally attack his first conviction, due process also requires that a defendant be freed of apprehension of such a retaliatory motivation on the part of the sentencing judge.
"In order to assure the absence of such a motivation, we have concluded that whenever a judge imposes a more severe sentence upon a defendant after a new trial, the reasons for his doing so must affirmatively appear. Those reasons must be based upon objective information concerning identifiable conduct on the part of the defendant occurring after the time of the original sentencing proceeding. And the factual data upon which the increased sentence is based must be made part of the record, so that the constitutional legitimacy of the increased sentence may be fully reviewed on appeal." (Emphasis added).
Pearce was not a "de novo" cause in the context we are speaking of de novo in this opinion, yet the language does not exclude a "de novo" case when it speaks in terms of a new trial. Defendant argues that all trials "anew" are "de novo", viewed literally.
The United States Supreme Court in Colten v. Kentucky, 405 U.S. ___, 92 S.Ct. 1953, 32 L.Ed.2d ___ (Kentucky Court of Appeals, Decided June 12, 1972), decided the issue presented here.
Colten involves a two-tier system, the same as our justice and district court system and in Kentucky appeal from the lower court is a matter of right and the trial on appeal is de novo, as it is in Montana.
In discussing the issues in Colten the United States Supreme Court said:
"Colten rightly reads Pearce to forbid, following a successful appeal and reconviction, the imposition of a greater punishment than was imposed after the first trial, absent specified findings that have not been made here. He insists that the Pearce rule is applicable here and that there is no relevant difference between the Pearce model and the Kentucky two-tier trial de novo system. Both, he asserts, involve reconviction and resentencing, both provide the convicted defendant with the right to `appeal' and in both — even though under the Kentucky scheme the `appeal' is in reality a trial de novo — a penalty for the same crime is fixed twice, with the same potential for an increased penalty upon a successful `appeal'.
" But Pearce did not turn simply on the fact of conviction, appeal, reversal, reconviction, and a greater sentence. The court was there concerned with two defendants who, after their convictions had been set aside on appeal, were reconvicted for the same offenses and sentenced to longer prison terms. In one case the term was increased from 10 to 25 years. Positing that a more severe penalty after reconviction would violate due process of law if imposed as purposeful punishment for having successfully appealed, the court concluded that such untoward sentences occurred with sufficient frequency to warrant the imposition of a prophylactic rule to ensure `that vindictiveness against a defendant for having successfully attacked his first conviction * * * [would] play no part in the sentence he receives after a new trial * * *' and to ensure that the apprehension of such vindictiveness does not `deter a defendant's exercise of the right to appeal or collaterally attack his first conviction * * *' 395 U.S., at 725, 89 S.Ct. [2072] at 2080.
"Our view of the Kentucky two-tier system of administering criminal justice, however, does not lead us to believe, and there is nothing in the record or presented in the briefs to show, that the hazard of being penalized for seeking a new trial, which underlay the holding of Pearce, also inheres in the de novo trial arrangement. Nor are we convinced that defendants convicted in Kentucky's inferior courts would be deterred from seeking a second trial out of fear of judicial vindictiveness. The possibility of vindictiveness, found to exist in Pearce, is not inherent in the Kentucky two-tier system.
"We note first the obvious: that the court which conducted Colten's trial and imposed the final sentence was not the court with whose work Colten was sufficiently dissatisfied to seek a different result on appeal; and it is not the court that is asked to do over what it thought it had already done correctly. Nor is the de novo court even asked to find error in another court's work. Rather, the Kentucky court in which Colten had the unrestricted right to have a new trial was merely asked to accord the same trial, under the same rules and procedures, available to defendants whose cases are begun in that court in the first instance. It would also appear that however understandably a court of general jurisdiction might feel that the defendant who has had a due process trial ought to be satisfied with it, the de novo court in the two-tier system is much more likely to reflect the attitude of the Kentucky Court of Appeals in this case when it stated that `the inferior courts are not designed or equipped to conduct error-free trials, or to ensure full recognition of constitutional freedoms. They are courts of convenience, to provide speedy and inexpensive means of disposition of charges of minor offenses.' Colten v. Commonwealth, 467 S.W.2d 374, 379 (Ky. 1971). We see no reason, and none is offered, to assume that the de novo court will deal any more strictly with those who insist on a trial in the superior court after conviction in the Quarterly Court than it would with those defendants whose cases are filed originally in the superior court and who choose to put the State to its proof in a trial subject to constitutional guarantees.
"* * *
"It is suggested, however, that the sentencing strictures imposed by Pearce are essential in order to minimize an asserted unfairness to criminal defendants who must endure a trial in an inferior court with less than adequate protections in order to secure a trial comporting completely with constitutional guarantees. We are not persuaded, however, that the Kentucky arrangement for dealing with the less serious offenses disadvantages defendants any more or any less than trials conducted in a court of general jurisdiction in the first instance, as long as the latter are always available. Proceedings in the inferior courts are simple and speedy, and, if the results in Colten's case are any evidence, the penalty is not characteristically severe. Such proceedings offer a defendant the opportunity to learn about the prosecution's case and, if the chooses, he need not reveal his own. He may also plead guilty without a trial and promptly secure a de novo trial in a court of general criminal jurisdiction. He cannot, and will not, face the realistic threat of a prison sentence in the inferior court without having the help of counsel, whose advice will also be available in determining whether to seek a new trial, with the slate wiped clean, or to accept the penalty imposed by the inferior court. The State has no such options. Should it not prevail in the lower court, the case is terminated, whereas the defendant has the choice of beginning anew. In reality his choices are to accept the decision of the judge and the sentence imposed in the inferior court or to reject what in effect is no more than an offer in settlement of his case and seek the judgment of judge or jury in the superior court, with sentence to be determined by the full record made in that court. We cannot say that the Kentucky trial de novo system, as such, is unconstitutional or that it presents hazards warranting the restraints called for in North Carolina v. Pearce, particularly since such restraints might, to the detriment of both defendant and State, diminish the likelihood that inferior courts would impose lenient sentences whose effect would be to limit the discretion of a superior court judge or jury if the defendant is retried and found guilty." (Emphasis added)
The judgment of the district court is affirmed.
MR. CHIEF JUSTICE JAMES T. HARRISON and MR. JUSTICES JOHN C. HARRISON, CASTLES and HASWELL, concur.