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State v. Duncan

Supreme Court of Montana
Feb 11, 1981
623 P.2d 953 (Mont. 1981)

Opinion

No. 80-191.

Submitted January 16, 1981.

Decided February 11, 1981.

Appeal from the District Court of Gallatin County. Eighteenth Judicial District. Hon. Jack D. Shanstrom, Judge presiding.

Larry W. Moran, Bozeman, Marchiondo Berry, Albuquerque, N.M., Charles Berry argued, Albuquerque, N.M., for defendant and appellant.

Mike Greely, Atty. Gen., Helena, Mark Murphy argued, Asst. Atty. Gen., Helena, Donald White, County Atty., argued, Bozeman, for plaintiff and respondent.


Defendant Norman Duncan appeals a denial of post-conviction relief by a Gallatin County District Court.

Norman Duncan was convicted of deceptive practices and the sale of unregistered securities in Gallatin County District Court, for which he received sentences of five years and three years respectively. His conviction was affirmed by this Court on April 19, 1979, in State v. Duncan (1979), 181 Mont. 382, 593 P.2d 1026, 36 St.Rep. 748. On May 23, 1979, Duncan moved for continuance of bail and the matter was set for hearing on May 29, 1979, before the Honorable Jack D. Shanstrom. At that hearing, defendant submitted his written petition for post-conviction relief pursuant to section 46-21-101, MCA.

On June 18, 1979, Duncan petitioned for a new judge on the stated ground that the "interest of justice with respect to post-conviction matters, and procedural due process would indicate appointment of a judge to hear such matters other than the trial judge whose decision is involved." No affidavit was offered by defendant representing that Judge Shanstrom, or the Honorable W.W. Lessley, also challenged, had any personal bias or prejudice against defendant. In August, the Honorable Nat Allen assumed jurisdiction of the case but withdrew his acceptance one week later on the ground that the "cause was filed in 1976 and that Section 6 of the new Disqualification Rules does not apply in causes filed prior to March 1, 1977." Judge Shanstrom reassumed jurisdiction.

On August 31, 1979, defendant filed an affidavit concluding that he did not feel he could receive a fair hearing on his post-conviction relief petition from Judge Shanstrom. On September 28, 1979, Judge Lessley requested that the Honorable Gordon Bennett assume limited jurisdiction to hear the disqualification issue. Judge Bennett held a hearing on the question and determined that there existed no actual prejudice on the part of Judge Shanstrom. In his memorandum, Judge Bennett determined that, contrary to Judge Allen's position, a petition for post-conviction relief was a new civil action, independent of the original criminal cause.

On February 13, 1980, Judge Shanstrom, who had reasserted jurisdiction, ordered that defendant's petition be set for hearing in his court. On February 26, Duncan filed a motion to set aside Judge Shanstrom's order and submitted a motion for substitution of a new judge pursuant to this Court's newly adopted rule on disqualification of judges. 34 St.Rep. 26. Judge Shanstrom ruled against the defendant on both motions and heard the petition. After hearing, Judge Shanstrom denied Duncan's petition for post-conviction relief, and this appeal followed.

Duncan raises nine issues for our review, only one of which will be discussed in this opinion. Defendant argues that it was error for Judge Shanstrom to hear his post-conviction relief petition under our rules of disqualification and substitution of judges. We agree.

Section 3-1-801, MCA, adopted by this Court under our rule-making authority, recites in applicable part:

"Any judge, or justice of the peace must not sit or act in any action or proceeding:

". . .

"6. When he has been disqualified for cause as hereinafter described:

"Whenever a party to any proceeding in any court makes and files a timely and sufficient affidavit that a judge or justice of the peace, before whom the matter is pending has a personal bias or prejudice either against him or in favor of any adverse party, such judge or justice of the peace shall proceed no further therein, but another judge or justice of the peace shall be assigned to hear such disqualification proceeding by the chief justice of the Supreme Court, or by a district judge, if the affidavit is against a justice of the peace, police or municipal court judge. The affidavit shall state the facts and the reasons for the belief that bias or prejudice exists, and shall be filed not less than 20 days before the original date of trial, or good cause shall be shown for failure to file it within such time. It shall be accompanied by a certificate of counsel of record stating that it is made in good faith."

We strictly interpret this rule and find its provisions to be plain and unambiguous. Judge Lessley was completely without authority to place this cause under Judge Bennett'e jurisdiction. The power to assign a district judge to hear a motion for disqualification is one solely granted to the Chief Justice of this Court. It is our opinion that no judge involved in this case had proper jurisdiction to proceed in this action once the affidavit alleging actual prejudice on the part of Judge Shanstrom was filed. At that point, the case came under the singular authority and jurisdiction of this Court.

We remand to the District Court for proceedings consistent with this opinion.

MR. CHIEF JUSTICE HASWELL and JUSTICES DALY, SHEA and SHEEHY concur.


Summaries of

State v. Duncan

Supreme Court of Montana
Feb 11, 1981
623 P.2d 953 (Mont. 1981)
Case details for

State v. Duncan

Case Details

Full title:STATE OF MONTANA, PLAINTIFF AND RESPONDENT, v. NORMAN B. DUNCAN, DEFENDANT…

Court:Supreme Court of Montana

Date published: Feb 11, 1981

Citations

623 P.2d 953 (Mont. 1981)
623 P.2d 953

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