Opinion
No. CIV. S 06-00351 FCD DAD.
August 16, 2006
MEMORANDUM AND ORDER
This matter is before the court on cross motions for summary judgment filed by plaintiffs, Sierra Nevada Forest Protection Campaign, Sierra Club, and Lassen Forest Preservation Group (collectively "plaintiffs"), and defendants, Laurie Tippin, Bernard Weingardt, and the United States Forest Service (collectively "defendants" or "Forest Service"). The court heard oral argument from parties' counsel on August 4, 2006.
FACTUAL AND PROCEDURAL BACKGROUND
The following facts are undisputed, except where noted to the contrary.
A. The Creeks Forest Health Recovery Project
The present controversy surrounds the Creeks Forest Health Recovery Project ("the Project"), a resource management project located within the Lassen National Forest, Almanor Ranger District. (Pls.' Resp. To Defs.' Statement of Undisputed Facts ("DSUF"), filed July 21, 2006, ¶ 1). The Project area encompasses approximately 33,000 acres and is located twelve miles south of Chester, California, within Plumas County. (DSUF ¶ 2).
As outlined, the Project includes various techniques for resource management, including the construction of a strategic system of fuel breaks called defensible fuel profile zones ("DFPZs"), and two uneven-aged methods of timber harvest: group selection and harvest by selection of individual trees. (DSUF ¶ 4). DFPZs are a strategic system of linear fuelbreaks with open forest cover and dominated by larger, fire-tolerant trees. (DSUF ¶ 4). The stated purpose of DFPZs is to create a system of fuelbreaks to provide fire suppression personnel relatively safe locations from which to take action against wildfires. (DSUF ¶ 8). Group selection involves harvest of patches (.25 to 2 acres) of forest for the purposes of regenerating uneven-aged stands and promoting the growth of shade-tolerant trees. (DSUF ¶ 4). The stated purpose of group selection to achieve an all-age, multi-story, fire-resilient forest while contributing to the local economy through a sustainable output of forest products. (DSUF ¶ 10). The stated purpose of individual tree selection is to lower forest stand densities by removing small to intermediate-sized trees in order to improve forest health, assist in the maintenance of late-successional forest conditions, and assist the DFPZs in creating a strategic network of areas with reduced fuel concentrations where fire severity and spread would be reduced. (DSUF ¶ 9).
Specifically, the Project authorizes approximately 10,376 acres of logging, including 5,905 acres of DFPZs, 3,285 acres of individual tree selection (area thinning), and 1,245 acres of group selection treatments. (DSUF ¶ 6). In all treatment areas, trees greater than 30 inches diameter at breast height ("dbh") would be retained, except where removal is required for operability or safety reasons. (DSUF ¶ 6). In the group selection areas, approximately 1,150 acres would be interplanted. (DSUF ¶ 6). Approximately 150 acres of group selection treatment would be left to regenerate naturally. (DSUF ¶ 6).
B. Regulatory Framework
Forest planning decisions are impacted by several overlapping statutory and regulatory regimes.
1. National Environmental Policy Act
The National Environmental Policy Act, 42 U.S.C. § 4321, et seq., ("NEPA"), was enacted by Congress in 1969 to "declare a national policy which will encourage productive and enjoyable harmony between man and his environment; promote efforts which will prevent or eliminate damage to the environment . . . [and] to enrich the understanding of the ecological systems and natural resources important to the nation. . . ." 42 U.S.C. § 4321. Despite this ambitious declaration of purpose, NEPA has been interpreted as essentially procedural. See Blue Mountains Biodiversity Project v. Blackwood, 161 F.3d 1208, 1212 (9th Cir. 1998) (noting that the purpose of NEPA is to `ensure a process, not to ensure any result.'"). The NEPA process is designed to "ensure that the agency . . . will have detailed information concerning significant environmental impacts; it also guarantees that the relevant information will be made available to the larger [public] audience." Blue Mountains, 161 F.3d at 1212.
2. National Forest Management Act
The National Forest Management Act of 1976, 16 U.S.C. § 1604, et seq., ("NFMA"), requires the Secretary of Agriculture to "develop, maintain, and, as appropriate, revise land and resource management plans for units of the National Forest System." 16 U.S.C. § 1604(a). The Forest Service, which manages the System, develops land and resource management plans pursuant to the NFMA, and uses these forest plans to "guide all natural resource management activities," including use of the land for "outdoor recreation, range, timber, watershed, wildlife and fish, and wilderness." 16 U.S.C. § 1604(e)(1); 36 C.F.R. § 219.1(b). In developing forest plans, the Service must take both environmental and commercial goals into account. See e.g., 16 U.S.C. § 1604(g); 36 C.F.R. § 219.1(a).
Forest planning occurs at two levels: forest and project. At the forest level, the Forest Service develops a Forest Plan, which is a broad, long-term programmatic planning document for an entire National Forest. Each Forest Plan includes goals and objectives for individual units of the forest and provides standards and guidelines for management of forest resources. Consistent with its obligations under the NFMA, in 1993, the Forest Service adopted the Lassen National Forest Land and Resource Management Plan (the "Lassen LRMP"), which provides standards and guidelines for project-level planning within the Lassen National Forest. In 1999, the Forest Service adopted the Herger-Feinstein Quincy Library Group (QLG) record of decision (ROD) which amended the LRMP for the Lassen National Forest and other national forests in the Northern Sierra Nevada. In 2001, the Forest Service approved the Sierra Nevada Forest Plan Amendment (SNFPA), also known as the Sierra Nevada Framework, which amended the LRMPs for all national forests in the Sierra Nevada (the "2001 Framework"). Finally, in 2004, the Forest Service replaces the 2001 Framework with a new plan, referred to as the 2004 Framework or 2004 Supplement, which also amended the LRMPs for all Sierra national forests. Because the Project lies within the Lassen National Forest, it must be consistent with the 1993 Lassen LRMP, as amended by the QLG ROD and the 2004 Framework.
C. History of the Creeks Forest Health Recovery Project
The Forest Service initiated the scoping process for the Project in June 2004. (Defs.' Resp. To Pls.' Statement of Undisputed Facts ("PSUF"), filed June 26, 2006, ¶ 13). On June 4, 2004, a scoping letter, including a detailed description of the proposed action and a map showing the location of the proposed action, was sent to interested parties. (DSUF ¶ 11). Plaintiffs submitted detailed comments in response, describing the kind of information, analysis, and alternatives that should be included in the environmental analysis for the project. (PSUF ¶ 13). On February 14, 2005, the Forest Service initiated a second scoping process and announced that an Environmental Impact Statement ("EIS") would be prepared in connection with the Project. (DSUF ¶ 12). Plaintiffs also submitted comments in response to the second scoping period, in particular, urging that the EIS consider all reasonable alternatives, including alternatives that would protect trees 20" diameter and greater, that maintain canopy cover at 50% or greater, and that is consistent with the 2001 Framework. (PSUF ¶ 13).
In May 2005, the Forest Service issued a draft EIS ("DEIS") for the Project, including a proposed action. (PSUF ¶ 14; DSUF ¶ 13). Other than the proposed action and "no action," the DEIS failed to consider in detail any alternatives. (PSUF ¶ 14). On June 6, 2005, the Forest Service initiated a formal 30-day notice and comment period on the Project DEIS by publishing a notice in the Lassen County Times. (DSUF ¶ 13). Plaintiffs filed comments on the DEIS, together with critiques from experts in the field of wildlife biology and fire ecology. (PSUF ¶ 14). In their comments, plaintiffs argue that the Forest Service had (1) failed to disclose important information about environmental impacts; (2) failed to analyze all significant issues; and (3) failed to consider reasonable alternatives. (RSUF ¶ 14). Wildlife biologists who reviewed the plan concluded that the Project would adversely affect the spotted owl, marten, and fisher, potentially threatening the viability and distribution of these species. (RSUF ¶ 14). The Forest Service prepared a substantive response to the comments received on the DEIS, which plaintiffs assert was not legally adequate. (RSUF ¶ 15).
In September 2005, the Forest Service issued a record of decision (ROD) and final EIS ("FEIS") approving the Project. (PSUF ¶ 15; DSUF ¶ 16). The FEIS considered fourteen alternatives to address the enumerated purpose and need of the Project; three studies were considered in detail, while eleven were considered but eliminated from detailed study. (DSUF ¶ 17). The FEIS analyzed in detail a new alternative, Alternative 14, which differs in only minor respects from Alternative 1, the proposed action in the DEIS. (PSUF ¶ 15). The FEIS failed to consider in detail any alternative other then Alternative 14, Alternative 1, and no action. (PSUF ¶ 15).
The stated purpose and need of the Project in the FEIS is as follows:
1. Implementation of the Herger-Feinstein Quincy Library Group ("HFQLG") Act, which requires the construction of a network of DFPZs, group-selection timber harvest, and individual tree selection (area thinning);
2. Implementation of a DFPZ as part of an extensive fuel treatment network that is effective in reducing the potential size of wildfires, and providing safe locations for fire suppression personnel in the event of a wildfire;
3. Implementation of individual tree selection (area thinning) to promote forest health and provide an uneven-aged structure to forested stands;
4. Implement of group selection as directed in the 1998 HFQLG Act to achieve desired future condition of all-age, multistory, fire-resilient forests while contributing to the local economy though a sustainable output of forest products;
5. Implementation of economically efficient treatments to reduce hazardous fuels and to contribute to community stability; and
6. Providing the necessary access for the construction of the DFPZs, group-selection timber harvest, and area thinning, and to reduce impacts on the transportation system.
(Creeks Forest Health Recovery Project FEIS ("FEIS") provided in the Creeks Forest Health Recovery Project Administrative Record (CR), filed April 20, 2006, at 01867-68).
Plaintiffs dispute that the Forest Service adequately considered reasonable alternatives. (DSUF ¶ 17).
On September 9, 2005, Forest Supervisor Laurie Tippin signed the record of decision (ROD) for the Project. The ROD implements Alternative 14, as described in the FEIS, and sets forth the rationale for the decision. (DSUF ¶ 19).
In November 2005, plaintiffs appealed the Project decision. (DSUF ¶ 20; PSUF ¶ 17). By letter dated December 19, 2005, the Appeal Deciding Officer denied the appeals and affirmed the Forest Supervisor's decision to approve the Project. (DSUF ¶ 21; PSUF ¶ 17). This decision constituted the final administrative determination of the Department of Agriculture. (PSUF ¶ 17). In January 2006, the Forest Service awarded three of four timber sale contracts implementing the Creeks Project to Sierra Pacific Industries. (DSUF ¶ 22).
On April 6, 2006, Sierra Pacific Industries ("SPI") moved to intervene as a defendant in this matter. On May 15, 2006, the court granted SPI's motion to intervene only as to the remedial issues in this case. (Mem. Order, filed May 15, 2006, Docket No. 23). However, on June 26, 2006, defendant-intervenor SPI filed a 16-page brief, primarily addressing the merits of plaintiffs' claims. Because SPI's role in this case is limited, the court will not consider SPI's briefing on issues relating to the merits of the claim. However, the court will consider SPI's arguments that relate to the injunctive relief sought by plaintiff, which are set forth in large part on pages 15-16.
On February 17, 2006, plaintiffs filed this lawsuit challenging the Project and seeking to have the Project set aside. The parties agrees that "no logging or other ground disturbing activities will occur to implement the Creeks Project until 14 days after this Court issues a final judgment." (DSUF ¶ 22; PSUF ¶ 17). Plaintiffs assert that defendants' decision to approve the project is contrary to NEPA because the FEIS failed to consider reasonable alternatives and failed to take a hard look at significant environmental issues. Plaintiffs also assert that the implementation of the Project violates NFMA because (1) the conclusion that the Project will insure the viability and distribution of old forest wildlife is based upon flawed analysis and insufficient evidence and (2) the Forest Service failed to obtain and analyze required wildlife monitoring data prior to approving the Project. Defendants contend that the Project, including the FEIS, fully complies with NEPA and NFMA.
STANDARD OF REVIEW
A. Summary Judgment
The Federal Rules of Civil Procedure provide for summary adjudication when "the pleadings, depositions, answers to interrogatories, and admissions on file, together with affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Fed.R.Civ.P. 56(c).
In considering a motion for summary judgment, the court must examine all the evidence in the light most favorable to the non-moving party. United States v. Diebold, Inc., 369 U.S. 654, 655 (1962). If the moving party does not bear the burden of proof at trial, he or she may discharge his burden of showing that no genuine issue of material fact remains by demonstrating that "there is an absence of evidence to support the non-moving party's case." Celotex Corp. v. Catret, 477 U.S. 317, 325 (1986). Once the moving party meets the requirements of Rule 56 by showing there is an absence of evidence to support the non-moving party's case, the burden shifts to the party resisting the motion, who "must set forth specific facts showing that there is a genuine issue for trial." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 256 (1986). Genuine factual issues must exist that "can be resolved only by a finder of fact, because they may reasonably be resolved in favor of either party." Id. at 250.
Where as here, the court's review is limited to the administrative record, stipulated to by the parties, there are no triable issues of fact, and summary judgment is appropriate.See Northwest Motorcycle Ass'n v. U.S. Dept. of Agriculture, 18 F.3d 1468 (9th Cir. 1994).
B. Administrative Procedures Act
Under the Administrative Procedures Act ("APA"), the court may set aside a final agency action only where the action is "arbitrary, capricious, an abuse of discretion, or not otherwise in accordance with the law." 5 U.S.C. § 706. Review under the APA is "searching and careful." Ocean Advocates v. United States Army Corps of Eng'rs, 361 F.3d 1108, 1118 (9th Cir. 2004). However, the court may not substitute its own judgment for that of the agency. Id. (citing Citizens to Preserve Overton Park, Inc. v. Volpe, 401 U.S. 402 (1971), overruled on other grounds by Califano v. Sanders, 430 U.S. 99 (1977). In short, the court must ensure that the agency has taken a hard look at the environmental consequences of its proposed action. Oregon Natural Resources Council v. Lowe, 109 F.3d 521, 526 (9th Cir. 1997). As part of this inquiry, the court should ask "whether the decision was based on a consideration of the relevant factors and whether there has been a clear error in judgment." Ocean Advocates, 361 F.3d at 1118. In addition, the court determines "whether the agency articulated a rational connection between the facts found and the choice made." Id. at 1118-1119 (quotingArizona Cattle Growers' Ass'n v. United States Fish and Wildlife Serv., 273 F.3d 1229, 1236 (9th Cir. 2001).
ANALYSIS
Plaintiffs challenge defendants' decision to implement Alternative 14 of the Creeks Forest Health Recovery Project on the basis that this decision violates the National Environmental Policy Act ("NEPA"), 42 U.S.C. § 4321, and the National Forest Management Act ("NFMA"), 16 U.S.C. § 1604.
I. National Environmental Policy Act (NEPA)
NEPA mandates that federal agencies prepare a detailed Environmental Impact Statement ("EIS") for all "major Federal actions significantly affecting the quality of the human environment." 42 U.S.C. § 4332(2)(c). These statements must include a description and analysis of the environmental impact of the proposed action, any adverse environmental effects that cannot be avoided if the action is implemented, alternatives to the proposed action, the relationship between short-term uses and long-term productivity, and any irreversible or irretrievable commitment of resources that would be involved is the action were to be implemented. Earth Island Inst. v. U.S. Forest Serv., 442 F.3d 1147, 1153 (9th Cir. 2006) (citing 42 U.S.C. § 4332(2)(c)). "In short, NEPA requires that a federal agency `consider every significant aspect of the environmental impact of a proposed action' and `inform the public that it has indeed considered environmental concerns in its decisionmaking process.'" Id. (quoting Kern v. U.S. Bureau of Land Mgmt., 284 F.3d 1062, 1066 (9th Cir. 2002)).
A. Failure to Analyze an Adequate Range of Alternatives
Plaintiffs also assert that the FEIS failed to take a hard look at fire and fuels issues and to disclose and respond to contrary scientific information and opinion. Many of the arguments that plaintiffs set forth in support of that assertion overlap with the arguments made in support of the assertion that defendants did not adequately analyze the range of reasonable alternatives. As such, and for the reasons set forth herein, the court does not separately analyze plaintiffs' assertion that defendants failed to take a hard look at fire and fuels issues.
Plaintiffs also challenge the adequacy of the FEIS, asserting that it failed to address an adequate range of alternatives. NEPA mandates that an agency consider and discuss the range of all reasonable alternatives to the proposed action, to "provid[e] a clear basis for choice among options by the decisionmaker and the public." 40 C.F.R. § 1502.14. An agency is not required to extensively analyze alternatives that do not meet the purpose and need of the Project. Laguna Greenbelt, Inc. v. United States Dept. of Trans., 42 F.3d 517, 523-525 (9th Cir. 1994). Nor, however, can the agency narrowly define its purpose and need so as to winnow down the alternatives until only the desired one survives. See Muckleshoot Indian Tribe v. United States Forest Serv., 177 F.3d 800, 814 n. 7 (9th Cir. 1999) (noting that, in the EIS context, "[o]ne obvious way for an agency to slip past the strictures of NEPA is to contrive a purpose and need so slender as to define competing reasonable alternatives out of consideration. . . .").
Here, the Forest Service evaluated three action alternatives in detail: (1) no action, (2) Alternative 1, and (3) Alternative 14, which differs only in minor respects from Alternative 1 in order to address connectivity concerns that may affect the viability of the American marten. (CR 01869) The two alternatives analyzed by the Forest Service are nearly identical, as is evidenced by the fact that the Forest Service analyzes them in tandem throughout most of the FEIS. (See, e.g., CR 01892-01912; 01916-01920) Both proposals contain identical quantities of DFPZs and area thinning. Alternative 14, however, provides that 612 acres of DFPZ would be treated with Prescription E, which would leave small "leave islands" up to 1/4 acre in size untreated over approximately 20% of the treatment unites to provide a greater component of small sized trees and stand heterogeneity. The similarity between the two action alternatives raises concern that the Forest Service may not have taken the requisite hard look. (Compare CR 01929 with CR 01955; compare CR 01933with CR 01956; compare CR 01936 with CR 01957).
These citations are set forth as examples of the similarities between the alternatives as illustrated by charts which describe the effect of each alternative's techniques on treated stands within the Project area. These examples by no means exhaust the examples of similarities between the alternatives set forth in the FEIS.
Plaintiffs assert that defendants should have considered, in detail, alternatives involving less intensive logging. Specifically, plaintiffs assert that defendants should have considered (1) at least one option that retained higher canopy cover (e.g., 50%, rather than 30-40%); (2) at least one option that did not direct logging of medium and large trees (e.g., trees larger than 12-20" diameter, rather than 30" diameter); and (3) at least one option based upon the 2001 Framework. Defendants respond that while certain fuel reduction goals of the project may be met be plaintiffs' proposed alternatives, other important goals of the project would not be met, such as providing a safe place for fire-fighting personnel from which to fight wildfire, and improving forest health and economic efficiency.
At oral argument, defendants also relied heavily on the fact that the Project FEIS "tiers" to the 2004 Framework FEIS. However, while the court acknowledges that this tiering approach is generally acceptable, 40 C.F.R. § 1508.28, the ROD implementing the 2004 Supplement provides that "[s]ite-specific decisions will be made on projects in compliance with NEPA, ESA, and other environmental laws following applicable public involvement and administrative appeal procedures." CR 00124, at 20; see Earth Island, 442 F.3d at 1154. Further, site-specific analysis and decisions are referred to consistently throughout the ROD in the area of species conservation as well as in relation to less-intensive logging measures. See e.g., CR 00124, at 9-11, 17, 27.
1. Canopy Cover
Plaintiffs assert that numerous commenters on the DEIS, including experts in fire ecology and wildlife biology, argued that the Forest Service's fuels objectives can be met with less adverse impacts to old forest wildlife by retaining higher canopy cover and urged that the Forest Service to consider such an alternative in the EIS. However, in the FEIS, any alternatives that provided for retaining more canopy closure was rejected. The Forest Service's stated reasons were that "the alternative does not meet Purpose and Need Statements 1 through 3," (CR 01913), and that to reduce canopy closure "any further would compromise the effectiveness of the DFPZs," (CR 01914). The Forest Service provided no further explanation as to why canopy closure would not meet the Purpose and Need statements or why reduction would compromise the effectiveness of DFPZs.
For example, Dr. Dennis Odion, a fire ecologist at the University of California, Santa Barbara, concluded that fuels reduction goals can be met by logging only small trees and by retaining greater canopy cover. CR 01836; see also 01830-32. While an appendix to the FEIS quotes his comments, neither the appendix nor the text of the FEIS discusses the basis for his scientific opinion or responds to the scientific information provided. See Sierra Club v. Eubanks, 335 F. Supp. 2d 1070, 1078 (E.D. Cal. 2004) (finding that despite disclosure of expert comments and conclusions, including one from Dr. Odion, the Forest Service failed to take a hard look because there was "no indication that any views expressed contrary to the logging proposed by the [project] were duly weighed").
In their briefing, defendants assert that plaintiffs' suggested canopy cover limits would prevent the Forest Service from accomplishing its goal of promoting forest health because high stand densities force individual trees to compete for resources and are at risk for insect and disease outbreaks. As an initial matter, this justification was not listed by the Forest Service as a reason for rejecting the alternatives calling for greater retention. See Motor Vehichle Mfrs. Ass'n of U.S., Inc. v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 50 (1983) ("It is well established that an agency's action must be upheld, if at all, on the basis articulated by the agency itself."). To support their argument, defendants point to a number of pages in the FEIS, none of which were cited to or referenced in the FEIS as an explanation why the alternatives were summarily dismissed without detailed analysis. This runs contrary to the public disclosure purpose of NEPA, which requires that "the public receive the underlying environmental data from which a Forest Service expert derived her opinion." Ecology Center v. Austin, 430 F.3d 1057, 1067-68 (9th Cir. 2005) (quoting Idaho Sporting Cong., 137 F.3d at 1150) (holding that the Forest Service violated NEPA by failing "to either adequately explain its impact assessment or provide the information that is necessary to understand and evaluate the Forest Service's decision"); see also Earth Island, 442 F.3d at 1159 (quoting Native Ecosystems Council v. U.S. Forest Serv., 418 F.3d 953, 960 (9th Cir. 2005) (holding that a review of the adequacy of an FEIS's hard look includes "a pragmatic judgment whether the [FEIS's] form, content, and preparation foster both informed decision-making and informed public participation") (emphasis added).
Further, defendants citations to the administrative record do not fully support their proposition. Defendants argue that maintaining 50% canopy cover would result in excess crown bulk density. However, plaintiffs point to evidence in the record that stands logged to 50% canopy cover would on average result in 49% of maximum stand density after logging, CR 00858, which is within the range of "desirable stand densities," CR 01883. In response, defendants point to evidence that thinning to 50% canopy cover would retain undesirably high stand densities on modeled stands. CR 00861. Given these conflicting conclusions that could be reached based upon the agency's own findings, how can the Forest Service justify that "it was immediately clear" that the proposed alternatives retaining higher canopy cover would inhibit the goal of promoting a healthy forest? The Forest Service offers no explanation for this conclusion.
Finally, defendants' arguments only address the alleged insufficiencies of retaining 50% canopy cover, but do not address why alternatives were not considered that retained higher canopy cover than Alternatives 1 or 14, but less than 50%. The Forest Service again offers no explanation for the failure to do so.
In light of the above deficiencies, the court finds that defendants have simply failed to adequately explain why the goal of "forest health" justifies the wholesale rejection of all alternatives involving retaining higher canopy cover.
2. 12-20" dbh Limit
Plaintiffs also assert that various commenters and experts argued that the Forest Service's fuel objective could be met by less intensive logging which would not log medium and large trees (trees 12-20" dbh). However, in the FEIS, any alternatives that provided for retaining medium and large trees was rejected. The Forest Service's stated reasons were that "the alternative does not meet Purpose and Need Statements." (CR 01912-13). The Forest Service provided no further explanation.
For example, Chad Hanson, a Ph.D student at the University of California, Davis with a research focus on fire ecology in forest ecosystems, cited specific research which demonstrates that severe fire could be prevented by logging only trees 8-10" in diameter. CR 01697-99. While an appendix to the FEIS quotes his comments, neither the appendix nor the text of the FEIS discusses the basis for his scientific opinion or responds to the scientific information provided. See Sierra Club, 335 F. Supp. 2d at 1078.
In their briefing, defendants assert that setting a 12" dbh limit or 20" dbh limit would make it difficult to implement the project in a cost-effective manner. In support of this assertion, defendants point to the 2004 SNFPA, which modified the 2001 SNFPA to "improve the cost-effectiveness of treatments." CR 124, at 9; CR 124, at 91 ("[E]xisting diameter limit restrictions have significantly reduced managers' ability to design and implement cost-efficient fuels treatments."). Yet nowhere in the FEIS does the Forest Service provide any analysis regarding the cost-effectiveness of each of the various alternative approaches. Rather, the Forest Service simply dismissed out of hand without a reasoned explanation any proposal which would have called for a lower diameter limit. This does not constitute a hard look at reasonable alternatives. See Klamath-Siskiyou Wildlands Ctr. v. U.S. Forest Serv., 373 F. Supp. 2d 1069, 1089-90 (E.D. Cal. 2004).
Because defendants failed to include these reasons in the FEIS, these explanations suffer from the same problems as those relating to canopy cover. See Motor Vehichle Mfrs. Ass'n of U.S., Inc., 463 U.S. at 50.
3. 2001 Framework
Finally, plaintiffs assert that defendants should have analyzed in detail an alternative that implements the 2001 Framework. Experts, including Dr. Tom Kucera, an expert cited by the Forest Service in the FEIS, stated that this would be an "obvious alternative that should be analyzed" because "[s]uch an alternative would have a much less adverse impact on marten populations and habitat connectivity while meeting the project's purpose and need." CR 01775. In response, the FEIS states that "[t]he 2004 SNFPA ROD has superceded the 2001 SNFPA ROD. . . . This alternative would not be consistent with the 1993 Lassen LRMP, as amended by the 2004 SNFPA ROD." CR 01912.
To the extent that defendants assert that the 2004 Framework supercedes the 2001 Framework such that implementation of a plan in accordance with the 2001 Framework would be inconsistent with the 2004 Framework, they are mistaken. The 2004 Framework amended the 2001 Framework to provide the Forest Service with increased flexibility, but did not mandate more intensive logging measures. CR 00119-20 (setting more flexible maximum guidelines for logging, but not mandating minimum requirements). Further, the U.S. Environmental Protection Agency ("EPA"), in its scoping comments on a similar project in the Sierra Nevada, recommended that the Forest Service include a comparison of the 2001 Framework and the 2004 Framework as well as an evaluation of an alternative which would implement the 2001 Framework in the environmental documentation. CR Supp. 05215. The stated reason for these recommendations was the "on-going public debate . . . regarding the scientific basis for; the fuel management, environmental, and social benefits of; and the adverse effect associated with the 2004 [Framework] versus the [2001 Framework]." CR Supp. 05215. As such, an alternative applying the 2001 Framework would not necessarily be inconsistent with the 2004 Framework.
In their briefing, defendants argue that because the plaintiffs focus on the retention of canopy cover and the 12-20" dbh limit aspects of the 2001 Framework, this alternative is merely a repackaging of plaintiffs previous two arguments. To the extent that this argument has any merit, the court has found that defendants failure to consider those alternatives violated NEPA.
Because defendants failed to include these reasons in the FEIS, these explanations suffer from the same problems as those relating to canopy cover and dbh limits. See Motor Vehichle Mfrs. Ass'n of U.S., Inc., 463 U.S. at 50.
Accordingly, the court finds that the Forest Service arbitrarily and capriciously failed to analyze an adequate range of alternatives or to explain sufficiently why other alternatives would not accomplish the Project's purpose and need.
B. Failure to Take a Hard Look at Environmental Impacts
NEPA does not contain substantive environmental standards but instead establishes procedural requirements to ensure that agencies take a hard look at the environmental impacts of their actions. Earth Island, 442 F.3d at 1154 (citing Kern, 284 F.3d at 1066). "A hard look includes `considering all foreseeable direct and indirect impacts.'" Id. at 1159 (quoting Idaho Sporting Cong. v. Rittenhouse, 305 F.3d 957, 973 (9th Cir. 2002)). A hard look also includes "a discussion of adverse impacts that does not improperly minimize negative side effects."Id. at 1159 (citing Native Ecosystems Council v. U.S. Forest Serv., 428 F.3d 1233, 1241 (9th Cir. 2005)). The Forest Service, therefore, must "undertake a thorough environmental analysis before concluding that no significant environmental impact exists." Id. (citing Native Ecosystems, 428 F.3d at 1239). In reviewing the adequacy of an EIS, the Ninth Circuit applies the "rule of reason" standard, "which requires `a pragmatic judgment whether the EIS's form, content and preparation foster both informed decision-making and informed public participation.'"Native Ecosystems, 418 F.3d at 960 (9th Cir. 2005) (quotingCalifornia v. Block, 690 F.2d 753, 761 (9th Cir. 1982)).
Pursuant to NEPA, "[a]gencies shall insure the professional integrity, including scientific integrity, of the discussions and analyses in environmental impact statements." 40 C.F.R. § 1502.24. "Agencies have wide discretion in assessing scientific evidence, but they must `take a hard look at the issues and respond to reasonable opposing viewpoints.'" Earth Island, 442 F.3d at 1160. An agency must be permitted discretion in relying on the reasonable opinion of its own qualified experts, even if the court might find contrary views more persuasive. See Kleppe v. Sierra Club, 427 U.S. 390, 410 n. 21 (1976). However, NEPA does not permit an agency to rely on the conclusions and opinions without providing both supporting analysis and date.Idaho Sporting Cong., 137 F.3d at 1150. An agency must also evaluate and disclose credible scientific evidence that contraindicates a proposed action. 40 C.F.R. § 1502.9(b).
1. American Marten
Plaintiffs contend that the FEIS fails adequately to analyze and disclose the project's likely adverse impacts to the American marten and its habitat. Specifically, plaintiffs assert that the FEIS fails to disclose new research that indicates that the marten's population in the northern Sierra is far more precarious than assumed in the FEIS and that the FEIS fails adequately to analyze and disclose the project's adverse impacts to marten habitat, particularly habitat connectivity.
The FEIS provides that "marten appear to occupy much of its historic range in California particularly in the Sierra Nevada." CR 02047 (citing Kucera et al 1995). However, Dr. Thomas Kucera, the same expert cited by the Forest Service, submitted comments on the DEIS and FEIS, asserting that "the statement in the FEIS is misleading and fails to recognize the marten's imperiled status in the area." CR 03876. Kucera relies on a 2005 peer reviewed paper by Forest Service carnivore expert Dr. William Zielinski and an earlier 2004 paper by Zielinski that included similar information. "The research concluded that the marten is a species `with substantial changes in distribution,' including `large gaps between contemporary detections that were not present historically' in the northern Sierra Nevada and southern Cascades." CR 03876 (citing Zielinski 2004, Zielinski et al. 2005a). The research also concludes that marten "populations in the southern Cascades and northern Sierra Nevada now appear discontinuous," CR 03876 (citing Zielinski et al. 2005a: 1394), and that "the apparent reduction in the range of the marten and other forest carnivores is most likely due to a combination of factors, including `loss of mature forest habitat,'" CR 03876 (citing Zielinkski et al. 2005a: 1385-86). Kucera summarizes that this research indicates that the marten's status in the northern Sierra Nevada is precarious. CR 03876. The FEIS fails to consider this research.
The FEIS also cites to previous research conducted by Dr. Zielinski in its analysis of the marten and fisher.
Pursuant to the Ninth Circuit's rule of reason standard, the FEIS's form, content and preparation should foster both informed decision-making and informed public participation. Native Ecosystems, 418 F.3d at 960 (9th Cir. 2005). Defendants, citing CR 02047, argue that no new published data cited by plaintiffs does not contradict the statement that the marten occupies most of its historic range. However, the statement in the FEIS would likely lead a reasonable person to believe that the marten are not imperiled in the Sierra Nevada, specifically in light of the absence of any reference to the 2004 or 2005 research conducted by Zielinski. As such, the FEIS does not foster informed public participation. This issue is also particularly troubling because the expert cited by the Forest Service, Dr. Kucera, maintains that the science relied upon is outdated and the characterization is misleading. CR 03876.
Defendants also note that the paper cited to defendant was published in August 2005, while the FEIS is dated September 14, 2005. The implication that the agency does not have to consider "eleventh-hour" research to comply with NEPA is without merit. Further, defendants do not address the 2004 research by Zielinski that included similar information.
Zielinsky's 2004 research cited by plaintiffs is not included in the administrative record. As such, the court will not examine the research itself. However, the court will analyze the research to the extent that it is referenced in Kucera's comments to the FEIS, which is included in the administrative record.
Defendants also contend that the FEIS analyzes ranger district and Forest Survey records from within the Creeks project area, sufficient to satisfy NEPA. However, defendants have excluded from their analysis any reference to the most recent research conducted by the very experts whose past opinions they relied upon in formulating the FEIS. Further, the most current research raises serious questions about the viability of the marten in the Project area. See Seattle Audobon Soc. v. Espy, 998 F.2d 699, 704 (9th Cir. 1993) (finding that the Forest Service failed to take a hard look for purposes of NEPA where it did not address in any meaningful way a report that concluded the spotted owl was declining more substantially and more quickly than previously thought). Therefore, because defendants failed to address the most recent research regarding the viability of the marten and because the exclusion of such reference is misleading, defendants failed to take a hard look at the impact of the project on the American marten and its habitat.
Plaintiffs also assert that defendants failed adequately to analyze the impact of the project on habitat connectivity between northern and southern marten populations. The FEIS acknowledges that Alternative 1 would negatively affect marten habitat connectivity, CR 2054, but provides that Alternative 14 includes a new DFPZ Prescription (Prescription E) which will maintain north-south habitat connectivity, CR 2062-65. Plaintiffs argue that the FEIS is deficient because it fails to indicate where the prescription will be applied and fails to provide any specific information about the habitat quality. The FEIS provides that:
Prescription E combines a higher retention of canopy (40-45% minimum) with untreated areas within 10% of the stand and a higer retention of down logs (12 inch small end diameter) to improve conditions for subnivean foraging and provided sufficient cover. These prescriptions were placed strategically to link the areas of highest habitat quality. This included areas within the former habitat management area, linking areas to the south (Storrie Fire area) to the higher quality red fir and linkages from the Butt Creek drainage north to the higher quality habitat identified in Alternative 1. This alternative also maintains existing linkages to the north and west within the former HMA.
CR 02062.
However, while the FEIS acknowledges that the Project would create consequences to marten habitat connectivity, the Forest Service failed to analyze Zielinsky's research from both 2004 and 2005. Zielinksy's 2005 report includes a map of marten habitat in the Sierra Nevada's, demonstrating that most of the treatments in the Project area overlap with areas determined to have moderate habitat suitability for marten. CR 03898, 03903. The map also illustrates that the Project occurs within the area directly between two areas of high quality marten habitat and includes the best habitat between those areas. CR 3903. As such, the research and expert analysis demonstrates that the Project area likely plays an important role in ensuring north-south habitat connectivity for marten and reducing the possibility that marten populations to the north and south will become isolated from one another. CR 3903. While Zielinsky's 2005 study is included in the administrative record in this case, along with analysis and comments by an expert, there is no indication that this information was duly weighed in the FEIS. See Sierra Club v. Eubanks, 335 F. Supp. 2d 1070, 1078-79 (E.D. Cal. 2004).
Dr. Susan Britting, a biological consultant with a Ph.D. in Biology from University of California, Los Angeles, submitted a report establishing the overlap between the Project and areas identifies by Zielinkski in his 2005 research as important to fisher and marten conservation. CR 03900-04.
The FEIS acknowledges that limits to the scientific information available relating to the marten. CR 02047. Because the Forest Service failed to analyze and evaluate the most recent scientific information on the marten, which was prepared by a leading Forest Service expert and that offered more detailed information relating to habitat connectivity issues implicated by the Project, the court cannot find that the Forest Service sufficiently evaluated the effects of the Project on habitat connectivity. See Seattle Audobon Soc'y, 998 F.2d at 704 ("If [the project] is based on an incomplete NEPA analysis of the consequences continued logging will have on . . . old growth dependant species' viability over both the short and long term, there will be a gap in planning that cannot be closed."). Therefore, the court finds that the Forest Service abused its discretion in failing to disclose and analyze this information and thus, failed to take a hard look at the impact of the Project on marten habitat connectivity as required by NEPA.
2. Pacific Fisher
Plaintiffs contend that the FEIS entirely failed to consider the project's impacts on the Pacific fisher and its habitat. Specifically, plaintiffs object to the finding in the FEIS that "the project area provides little or no habitat potential for this species therefore the project would have little or no affect on the totality of habitat within its former range." CR 02049. Plaintiffs assert that this conclusion is flatly inconsistent with a recent analysis by leading Forest Service researchers, specifically Zielinski, that indicates that the project area provides moderate to moderately-high potential habitat for the fisher. CR 03902. Defendants contend that Forest Service's conclusions regarding fisher are well-founded. Specifically, defendants assert that the conclusion is supported by: (1) the absence of some vegetative components favored by fisher; (2) higher elevations of the project areas and deep winter snow packs that persist for long periods; and (3) overlap with marten. CR 02048-49.
Defendants also contend that the predictive habitat model relied upon by plaintiffs was not available during the Project's analysis and the utility and accuracy of the research remains unknown. However, the research by Dr. Zielinksi, a Forest Service expert relied upon throughout the FEIS for his research on marten and fisher, is dated June 27, 2005, CR 03890, whereas the Project was not approved until September 9, 2005. As such, the court finds this argument unavailing.
While defendants could have disclosed and examined the recent research by Zielinski in the FEIS but chose not to, the failure to do so was not an abuse of discretion. The research by Zielinski referenced by plaintiffs was an exercise "designed to identify general areas of for consideration" for fisher conservation and reintroduction. CR 03894. However, Zielinski's research also provides that
Regional marten habitat connectivity should also be considered in selecting fisher conservation areas. For example, if the Plumas County candidate site is used as a fisher reintroduction location it would appear to be more disruptive to the goal of martens maintaining north-south continuity between the Sierra Nevada and the Cascades.
CR 03894. Further, Zielinski's research indicates that "[t]he literature is replete with references to the potential for negative competitive interactions between the fisher and the marten, usually with the martens suffering from the interaction." CR 03890. Because Zielinski's research states that sites such as the Project area may not be suitable for fisher conservation or reintroduction due to the overlap with marten and areas dedicated to maintaining habitat connectivity for the marten, this research is not inconsistent with the Forest Service's conclusions set forth in the FEIS that the Project would not impact fisher habitat due to overlap with the marten.
Plaintiffs also assert that the FEIS failed to take a hard look at the impact of the project on the fisher because the Forest Service's conclusion is based upon the incorrect premise that "fisher do not appear to overlap with marten." Plaintiffs contend that this conclusion is inconsistent with research from the Sierra Nevada and elsewhere documenting that fisher and marten can and do occur in the same area. CR 3879-80. However, the FEIS acknowledges that "marten and fisher occasionally occupy the same areas," but notes that "in general there is very little overlap of fisher sighting with those of marten." CR 02048. Therefore, plaintiffs' contention that the Forest Service relied upon an incorrect premise is erroneous.
The conclusion in the FEIS that the project area would not impact fisher habitat is not premised on the conclusion that fishers and martens cannot co-exist, but rather because of the overlap between fisher and marten. Further, the recent Zielinski research is not inconsistent with this conclusion. Thus, despite defendants' failure to analyze this data, the FEIS took the necessary hard look at the Project's impact on the Pacific fisher and its habitat.
3. California Spotted Owl
Plaintiffs contend that the FEIS fails adequately to analyze and disclose the project's likely adverse impacts to the California spotted owl and its habitat. At the outset, plaintiffs contend that the FEIS underestimates the owl's imperiled status in the project area. The EIS cites a 2003 analysis of owl population trends to support the conclusion that spotted owl populations "are either stable or only slightly declining." CR 02012. However, plaintiffs point to the comments and statistics submitted by Dr. Jennifer Blakesly, an expert relied upon in the FEIS for her studies relating to the California spotted owl, that demonstrate that the number of territories within the Project area occupied by resident spotted owls has declined from 11 in 1992 to 5-6 in 2002-2004. CR 03906. Blakesly describes this as an "alarming decline in the number of owls within the Creeks project area." CR 03906. However, the FEIS does not evaluate this information in the FEIS.
Dr. Jennifer Blakesly, holding a Ph.D. in Wildlife Biology from Colorado State University, has conducted research on northern and California spotted owls over the past 17 years. CR 03905.
Plaintiffs also attack the Project's reliance on the minimum threshold requirements for suitable habitat for the owl. Defendants argue that in all but two of the nest core areas within or adjacent to the Project area, the Project will maintain suitable habitat above the 50% threshold suggested by plaintiffs. However, defendants confuse the threshold minimums applied to owl nest core areas and owl home ranges.
With respect to owl home ranges — which are 4500 acre areas surrounding the activity center — plaintiffs assert that the FEIS inexplicably waters down a 50% standard and instead bases it analysis on the assumption that 30% habitat within each home range is "the minimum threshold." Defendants rely on a study which sets a threshold of 30% to 50% suitable habitat in home ranges to ensure long-term viability. CR 02022. Plaintiffs contend that this same study was referenced in the 1999 QLG FEIS, but in that case, a 50% minimum was used and therefore, to the extent that defendants seek to use a lower threshold, it is changing its methodology and needs to provide a rational explanation for its change. See Native Ecosystems, 418 F.3d at 964. However, the Forest Service has not changed its underlying methodology. The Forest Service continues to rely on the study which sets a minimum percentage somewhere in the range of 30%-50%. The Forest Service's decision to use a 30% minimum in this Project as opposed to a 50% minimum is not inconsistent with the underlying study relied upon in the FEIS and does not require further explanation.
However, the Forest Service's discretion to use a 30% threshold for owl home ranges does not resolve the issue of the minimum thresholds applied to owl nest core areas. With respect to owl nest core areas — which are 500 acre areas surrounding the activity center — the FEIS states that "Blakesly's data indicates that 50% habitat within the core area is an important threshold." CR 02022. However, in her comment to the FEIS, Blakesly states that "[t]his statement is completely erroneous." CR 03905. Blakesly contends that her research has never indicated that there is such a "critical threshold." CR 03905. Further, Blakesly provides that her data indicates that 83% suitable habitat within nest core area is a reasonable minimum target, and that anything less than 71% should be unacceptable as a management target. CR 03905. There is no indication that the Forest Service responded or weighed these comments. This is particularly troubling where the expert, upon whose data the Forest Service relies, submits that the Forest Service is misinterpreting that data and that the conclusions reached by the Forest Service are not supported by that data. Nor does the Forest Service cite any other experts for its interpretation of Blakesly's data. CR 02022. Therefore, without offering a rational explanation for its conclusion that Blakesly's data supports a 50% minimum threshold for owl nest core areas and without a discussion of Blakesley's assertion that the Forest Service misstated and misapplied her data, the court cannot find that the Forest Service took the requisite hard look at the Project's affect on the California spotted owl's habitat.
4. Pileated Woodpecker
Plaintiffs contend that the FEIS overlooked the Project's impact on the pileated woodpecker and its habitat. Specifically, plaintiffs assert that the FEIS fails to offer a rational explanation for its conclusion that the Creeks projects would have no effect on the pileated woodpecker, despite the logging of large snags and the reduction of future recruitment of such snags. Defendants contend that a wide range of recent research was used to develop the conclusions in the FEIS and that while plaintiffs may disagree with the conclusions reached, the agency was within its discretion to adopt the research and findings of its experts.
Defendants cite: (1) Bull, E., 2005 Study of the effects of thinning on Pileated Woodpecker (CR 02654), (2) Robinson and Alexander, 2002 — Habitat Descriptions (CR 03441), (3) Sauer et al. 1999 — Population trends (CR 03494), and (4) local distribution data specific to the Lassen area (CR 02736).
The FEIS acknowledges that the "current snag densities are below the Forest Guidelines" and that "there would be a general reduction in the number of snags within the areas treated." CR 02006, 02008. However, the FEIS predicts that after the initial small drop in the overall percentage, snags and snag numbers "would continue to increase within the project area due to natural recruitment process." CR 02008. The FEIS also predicts that "down wood material are expected to increase within the project area over time" and that "large wood recruitment would increase due to project activities." CR 02008. In analyzing the Project's impact on the pileated woodpecker, the FEIS again states that most lands within the project area would not meet the criteria for high or moderate quality habitat "due to the snag densities and age and size class of the stands." CR 02081. To the extent that there are lands that would meet fall into the moderate to high quality suitability category, the Forest Service relied upon a 2005 study by Bull, which concluded "that fuels reduction projects do not necessarily preclude use by pileated woodpecker, if sufficient down wood and snags are retained." CR 02082. The Forest Service concluded that "[b]ased upon the data supplies, the snag and down log retention guidelines are expected to retain sufficient foraging substrates as described by Bull." CR 02082.
Plaintiffs argue that a recent study on landbirds in the Lassen area, commissioned by the Forest Service, recommended that "as many snags as possible" be retained, with an "absolute minimum" of 4 snags/acre with "priority given to the largest ones." CR 5270. However, the FEIS does address the issue of maintaining minimum snag requirements, but concludes that "it is more important to ensure that a landscape has continual snag replacement as opposed to direction that requires a set number of snags within a given area." CR 02008.
Therefore, because defendants' conclusion that the Project would not affect the pileated woodpecker is supported by expert studies, and because defendants' considered a minimum snag requirement (although ultimately rejecting it), the FEIS took the requisite hard look at the Project's impact on the pileated woodpecker.
II. National Forest Management Act
Plaintiffs also seek a declaration that the Project violates the National Forest Management Act in that it is inconsistent with the Lassen LRMP, as amended. As an initial matter, the parties dispute which regulations apply to the Project. Defendants assert that the 1982 regulations do not apply because these regulations were repealed on January 5, 2005 and replaced by new planning regulations. While that is generally true, the Project continues to be governed by the 1982 regulations because the Lassen LRMP was prepared under the 1982 regulations, and thus, those regulations continue to govern all management of the Lassen National Park until a new LRMP is passed under the 2005 regulations. Idaho Wildlife Fed'n v. Tower, No. CV 04-371, 2006 WL 988494, at *1 (D. Idaho Apr. 13, 2006) (citing Utah Envtl. Cong. v. Bosworth, 439 F.3d 1184, 1191 (10th Cir. 2006) ("stating that 1982 regulations extend beyond preparation of LRMP and `continue throughout the [LRMP's] existence'")). The Forest Service cannot later dilute its obligations, including monitoring designated management indicator species ("MIS"), "by passing new regulations without also amending the LRMP that relied on the greater obligations. . . . That would violate a cardinal principle of NFMA that the management of an area be consistent with its LRMP." Id. (citing Ecology Center, Inc. v. Austin, 430 F.3d 1057 (9th Cir. 2005)). Therefore, the court will apply the 1982 regulations.
While agencies are entitled to deference to their interpretation of their own regulations, Forest Guardians v. U.S. Forest Serv., 329 F.3d 1089, 1097 (9th Cir. 2003), that deference must give way when the agency's interpretation of its regulation runs counter to the governing statute. See Auer v. Robbins, 519 U.S. 452, 457 (1997).
The Ninth Circuit has recently held that "NFMA regulations promulgated in 1982 apply to the 2001 Framework and 2004 Supplement." Earth Island, 442 F.3d at 1173.
A. Viable, Well Distributed Populations of Wildlife
Plaintiffs contend that the Project fails to insure viable, well-distributed populations of the California spotted owl and the American marten. The regulations that applied when the Forest Service adopted and amended the Lassen National Forest plan require that:
Fish and wildlife habitat shall be managed to maintain viable populations of existing native and desired non-native vertebrate species in the planning area. For planning purposes, a viable population shall be regarded as one which has the estimated numbers and distribution of reproductive individuals to insure its continued existence is well distributed in the planning areas. In order to insure that viable populations will be maintained, habitat must be provided to support, at least a minimum number of reproductive individuals and that habitat must be well distributed so that those reproductive individuals can interact with others in the planning area.36 C.F.R. § 219.19. This regulation has been interpreted to require that the Forest Service "ensure a proposed action will not cause a loss of viability of an existing species." Inland Empire Public Lands Council v. United States Forest Service, 88 F.3d 754, 761 (9th Cir. 1996). Further, the ROD implementing the 2004 Framework provides that management direction strategy is "aimed at sustaining viable populations of at-risk species associated with old-forest ecosystems well-distributed across Sierra Nevada national forests." CR 00082.
In this case, the Forest Service concluded that the Project "may affect individuals, but is not likely to result in a trend toward Federal listing or loss of viability" for the California spotted owl or the American Marten. CR 00752. Defendants assert that this finding is well supported in the Biological Evaluation/Biological Assessment ("BE/BA") of the Project. In support of this assertion, defendants reassert the same arguments that they made in relation to plaintiffs' claims that the Forest Service failed to take a hard look at the Projects impact on the owl and the marten in violation of NEPA. As set forth above in the court's analyses of this issue, defendants failed to take a hard look at the effect of the Project on the marten, its habitat, and habitat connectivity because the Forest Service failed to evaluate the most current research on the marten. Cf. Inland Empire Pub. Lands Council. v. U.S. Forest Serv., 88 F.3d 754, 762 (9th Cir. 1996) ("We believe that an analysis that uses all the scientific data currently available is a sound one."). Also, as set forth above, defendants failed to take a hard look at the effect of the Project on the spotted owl through the failure to address conflicting information about the current status of the owl and through the failure to provide a rational explanation for the use of a 50% threshold for owl nest core areas. Because the Forest Service failed to consider scientific data currently available in relation to the marten and failed to adequately explain its conclusions in relation to the spotted owl, the court cannot be reasonably certain that the Project — which the Forest Service concedes may harm individual martens and spotted owls — will not jeopardize the marten's and spotted owl's viability. See Ecology Center v. Austin, 430 F. 3d 1057, 1068 (9th Cir. 2005) ("Because the Forest Service failed to provide the factual basis for its analysis and failed to adequately explain its decision, we cannot be reasonably certain that the salvaging . . . will not jeopardize . . . viability.").
B. Surveys of Management Indicator Species
According to plaintiffs, the Forest Service violated the NFMA's viability and diversity requirements by not conducting population surveys of Management Indicator Species ("MIS"). As set forth above, the NFMA regulations promulgated in 1982 apply to the 2001 Framework and 2004 Supplement. See Earth Island, 442 F.3d at 1173. These regulations require population monitoring. See 36 C.F.R. § 219. "Because the 2001 Framework and 2004 Supplement were developed based on regulations in effect before November 9, 2000, transitional rules, not contained at 36 C.F.R. § 219.14, govern this case." Earth Island, 442 F.3d at 1173-74. The applicable regulation provides:
36 C.F.R. § 219.19(a)(1) provides: "In order to estimate the effects of each alternative on fish and wildlife populations, certain vertebrate and/or invertebrate species present in the area shall be identified and selected as management indicator species and the reasons for their selection will be stated. These species shall be selected because their population changes are believed to indicate the effects of management activities."
For units with plans developed, amended, or revised using the provisions of the planning rule in effect prior to November 9, 2000, the Responsible Official may comply with any obligations relating to management indicator species by considering data and analysis relating to habitat unless the plan specifically requires population monitoring or population surveys for the species.36 C.F.R. § 219.14(f) (emphasis added); Earth Island, 442 F.3d at 1174. Rather than monitor every species present within a project area, agencies may monitor the MIS, which act as proxies for all species within a species association, to determine whether the agencies are satisfying the NFMA's viability and diversity requirements. Klamath-Siskiyou Wildlands Ctr. v. U.S. Forest Serv., 373 F. Supp. 2d 1069, 1089 (E.D. Cal. 2004). "An MIS species is a bellwether, or class representative, "for other species that have the same special habitat needs of population characteristics." Earth Island, 442 F.3d at 1173 (quotingInland Empire Pub. Lands Council v. U.S. Forest Serv., 88 F.3d 754, 762 n. 11 (9th Cir. 1996)).
Appendix E to the 2001 Framework identifies certain species as MIS species, for which increased population monitoring is required, and this framework is incorporated into the 2004 Supplement. CR 00121 ("This Decision adopts the Monitoring Plan presented in Appendix E of the SNFPA FEIS."); Earth Island, 442 F.3d at 1173. The designated MIS listed in Appendix E include the pileated woodpecker and the black bear. The 2001 Framework requires "distribution" monitoring for these species, Id. at E-64, which is defined as data indicating "changes in the presence of species across a number of sample locations" which are designed to reveal "the status and change of populations" of the species. Id. at E-19. Appendix E to the 2001 Framework also provides that the Forest Service "will monitor the status and change in the geographic distribution of martens. . . . Monitoring the presence/absence of martens, across large areas that are differentially affected by treatments," was planned in order to "provide information that will inform future decisions about management." CR 42, Vol. 4, App. E at E-56. The Framework also states that "[b]ecause we do not yet have an empirical habitat model that can distinguish suitable from unsuitable habitat, it is necessary to monitor martens directly." Id.
As an initial matter, plaintiffs assert that the Ninth Circuit has held in almost identical circumstances that annual monitoring of MIS was required. In Earth Island, the court analyzed the same 2001 Framework and 2004 Framework at issue in this case. 442 F.3d at 1175. The plaintiffs in Earth Island challenged the Forest Service's decision not to conduct population monitoring of the hairy woodpecker and Williamson's sapsucker. Id. Both of these species were listed as MIS in Appendix E and were designated to be monitored in the form of "distribution data." Id. The Ninth Circuit stated that "the Framework expressly requires `population monitoring,' specifically in the form of `distribution data'" and that "[i]t is difficult to see how distribution data could effectively be gathered in the absence of actual population monitoring." The court therefore rejected that Forest Service's argument that it was under no obligation to determine population trends for the two species at issue and held that the Forest Service's approval and implementation of site-specific projects without appropriate or sufficient population and habitat data is contrary to the NFMA and governing provisions of the forest plan. Id. at 1175-76.
Defendants vigorously contend that population monitoring is not required and that Earth Island was wrongly decided. However, the Forest Service's petition for rehearing en banc in that case was denied on July 12, 2006.
In this case, Appendix E of the 2001 Framework, incorporated into the 2004 Framework, requires "population monitoring" of both the pileated woodpecker and the black bear in the form of "distribution data." Pursuant to the Ninth Circuit's decision inEarth Island, the Forest Service has an obligation to determine population trends for the pileated woodpecker and the black bear. Likewise, because the 2001 Framework requires that the Forest Service monitor the status and change of the American marten, and provides even greater detail as to why and how the marten should be monitored, the Forest Service has an obligation to determine population trends for the American marten.
Plaintiffs contest the Forest Service's decision not to acquire annual monitoring and population trend data for the marten, the pileated woodpecker, and the black bear, in preparation for the Project. Instead, the Forest Service analyzed marten habitat as a proxy for marten population, migratory monitoring information and Wildlife Service's Breeding Bird Survey ("BBS") data as a proxy for woodpecker monitoring, and California Fish and Game data as a proxy for bear monitoring. Parties disagree as to whether the data evaluated by the Forest Service is sufficient. Plaintiffs assert that this information is inadequate to satisfy defendants' obligations because "the Forest Service has cobbled together bits and pieces of information regarding the population or distribution of MIS, gathered at different geographic scales and intensities and by different agencies and organizations." (Pls.' Opp'n, filed July 21, 2006, at 18-19).
The Ninth Circuit has interpreted 36 C.F.R. § 219.19(a) to permit use of habitat as a proxy for population surveys in certain circumstances. Inland Empire, 88 F.3d at 761. In Inland Empire, the court confronted a challenge to the Forest Service's proposed timber sale in the Kootenai National Forest in northwestern Montana. In evaluating the effect of the Project on species viability within the Project area, the Forest Service did not conduct population surveys. Rather, it "examined each proposed alternative to see how many acres of each type of relevant habitat would remain after timber was harvested," and concluded that "a species would remain viable as long as the threshold percentage of each type of habitat remaining in the chosen alternative was greater than the percentage required for that species to survive." Id. at 759-760. The court recognized that such an approach "necessarily assumes that maintaining the acreage of habitat necessary for survival would in fact assure a species' survival." Id. at 761. However, the court found the assumption "eminently reasonable" and concluded that the habitat analysis as a proxy for population surveys was not arbitrary and capricious. Id. Similarly, in Idaho Sporting Cong. v. Thomas, the Ninth Circuit upheld use of habitat as a proxy for population where the Forest Service performed further analysis that demonstrated the Project would result in "no appreciable habitat disturbance." 137 F.3d 1146, 1154 (9th Cir. 1998).
The Court confronted the proxy on proxy issue again in Idaho Sporting Congress, Inc. v. Rittenhouse, 305 F.3d 957 (9th Cir. 2002). Distinguishing both Inland Empire and Thomas, theRittenhouse Court held that use of habitat as a proxy was inappropriate in that case because the methodology used for monitoring habitat was unsound. Id. at 972. Specifically, the court noted that the Forest Service's methodology for identifying old growth habitat was demonstrably inaccurate and could not "reasonably ensure viable populations of the species at issue."Id.
1. American Marten
Plaintiffs argue that the Forest Service has failed to gather and analyze adequate monitoring data for the American marten. The FEIS states that marten data was obtained by placing baited camera stations in a designated grid pattern and that twenty-three camera stations have been places in various locations throughout the project area from 1996. CR 02047. However, the most recent survey work was completed in 2003. CR 02047. Further, the FEIS explicitly states that the
[s]urveys only offer presence data and cannot provide any estimation of population numbers, reproductive success, or territorial data. Therefore, assumptions on the status of the local population, other than to say that marten are present throughout the project boundary, cannot be made.
CR 02048. Because the Framework requires that the Forest Service "monitor the status and change in the geographic distribution of martens," the statement in the FEIS that the data gathered and analyzed by the Forest Service cannot provide population numbers, reproductive success, territorial data, or even status of the local population severely undermines the assertion that the Forest Service adequately monitored the marten population. Based upon this lack of information, the Forest Service cannot "reasonably ensure viable populations of the species at issue." As such, the Forest Service failed to satisfy the requirements for population monitoring for the American marten.
2. Pileated Woodpecker
Plaintiffs also argue that the Forest Service has failed to gather and analyze adequate monitoring data for the pileated woodpecker. Specifically, plaintiffs point to the section of the FEIS which states that "[t]here is no local data on population numbers." CR 02090.
Defendants argue that the data for the pileated woodpecker is sufficient to serve as a proxy for population monitoring because the Forest Service relies on BBS data as well as landbird monitoring being completed by the Point Reyes Bird Observatory ("PRBO"). In regards to the sufficiency of the BBS data, the Ninth Circuit has previously held that "BBS data alone cannot satisfy the population monitoring requirement." Earth Island, 442 F.3d at 1176. In this case, the Forest Service's reliance on BBS data is particularly problematic because the data tracks the national population from 1966-1999. CR 02080. In regards to the sufficiency of the PRBO data, the information was derived from 10 transects of various lengths within the proposed treatment area from which point counts are taken and all birds heard within 50 meters are noted. CR 02068. However, despite this methodology and information acquired, the FEIS still concedes that "[t]here is no local data on population numbers." CR 02090. As such, the court cannot conclude that the Forest Service "reasonably ensure[d] viable populations" of the pileated woodpecker.
When confronted with the Ninth Circuit's conclusion that BBS data was insufficient to meet the population monitoring requirement in Earth Island, the defendants again asserted that they believed the case was wrongly decided. However, this court is not free to disregard Ninth Circuit precedent merely because defendants disagree with it.
Defendants also assert that the Forest Service performed a detailed analysis of snags in the project area, a habitat attribute essential for woodpeckers. CR 02006-10. However, the pages of the FEIS cited by defendant discuss only the effect of the project on "selected vegetative decadence," but do not discuss its relationship to the pileated woodpecker. Therefore, the court cannot conclude that the analysis of snags performed by the Forest Service adequately substituted for the required population monitoring. See Earth Island, 442 F.3d at 1175 ("It is difficult to see how distribution data could effectively be gathered in the absence of actual population monitoring.").
3. Black Bear
Finally, plaintiffs argue that the Forest Service has failed to gather and analyze adequate monitoring data for the black bear. Specifically, plaintiffs point to the section of the FEIS that states that "little data is available on the current status of the bear." CR 02074
Defendants argue that the data analyzed relating to the black bear is a sufficient proxy for population data because the FEIS incorporates data from the California Department of Fish and Game. Specifically, the FEIS provides that "[p]resently the statewide population is believed to be between 25,000 and 30,000" in comparison to between 10,000 and 15,000 in 1982. CR 02074 (emphasis added). The FEIS also provides that "[t]he Department of Fish and Game estimates that within Plumas County bear populations average .5 to 1.0 bear per square mile." CR 02074 (emphasis added).
Defendants data is insufficient to serve as a proxy for population monitoring. First, the FEIS explicitly states that the population numbers set forth by the California Department of Fish and Game are beliefs and/or estimate about the current status of black bears statewide and specifically within the Project area. Second, the FEIS sets forth no information regarding the methodology used to obtain this data. Finally, defendants fail to offer any analysis or factual basis for determining the quantity or quality of suitable habitat. Therefore, the Forest Service's analysis does not satisfy the population monitoring requirement of the NFMA.
Based upon the foregoing analysis, the Forest Service's approval of the Project without appropriate or sufficient population and habitat data for the American marten, the pileated woodpecker, and the black bear is contrary to the NFMA and governing provisions of the forest plan.
III. Injunctive Relief
Plaintiffs seek to enjoin the Forest Service from implementing the Project until the Forest Service complies with NEPA, NFMA, and the Lassen LRMP. To determine whether injunctive relief is appropriate, the court applies the traditional balance of harms analysis. National Parks Conservation Ass'n v. Babbitt, 241 F.3d 722, 737 (9th Cir. 2001) (quoting Forest Conservation Council v. United States Forest Serv., 66 F.3d 1489, 1496 (9th Cir. 1995). "Environmental injury, by its nature, can seldom be adequately remedied by money damages and is often permanent or at least of long duration, i.e., irreparable." Id. (quoting Amoco Prod. Co. v. Village of Gambell, 480 U.S. 531, 542 (1987)). "If such injury is sufficiently likely, therefore, the balance of harms will usually favor the issuance of an injunction to protect the environment." Amoco, 480 U.S. at 545. Further, the Ninth Circuit has repeatedly held that "absent `unusual circumstances,' an injunction is the appropriate remedy for violation of NEPA's procedural requirements." Thomas v. Peterson, 753 F.2d 754, 764 (9th Cir. 2985) (citing Save Our Ecosystems v. Clark, 747 F.2d 1240, 1250 (9th Cir. 1984);Alpine Lakes Protection Soc'y v. Schlapfer, 518 F.2d 1089 (9th Cir. 1975); Lathan v. Volpe, 455 F.2d 1111, 1116-17 (9th Cir. 1971)).
However, defendant-intervenor SPI asserts that "unusual circumstances" exist in this case because it has been awarded timber sale contracts in relation to the implementation of the Project. However, SPI cites to no applicable cases where a court has denied injunctive relief in an environmental case based upon the award of timber sale contracts. Defendant-intervenor cites to the Ninth Circuit's decision affirming the denial of injunctive in Forest Guardians v. Dombeck, 131 F.3d 1309 (1997). However, in Forest Guardians, plaintiffs sought to retroactively apply amendments to the applicable Land and Resource Management Plan, and the court held that the Forest Service did not err in applying the old standards to prior existing agreements and applying the new standards to new authorizations, contracts, and permits. In this case, plaintiffs seek to enforce federal statutes, specifically NEPA and NFMA, that were applicable when the contracts were awarded to SPI. As such, Forest Guardians is inapplicable.
Further, based upon Ninth Circuit precedent relating to the weight given economic harm in an environmental case, the court finds SPI's argument unavailing.
Federal defendants also assert that they should be allowed further proceedings to present evidence that "unusual circumstances" weigh against injunctive relief. (Mem. P.A. in Supp. of Federal Defs.' Mot. for Summ. J., filed June 26, 2006, at 7 n. 3). However, when asked at oral argument what "unusual circumstances" they referred to, federal defendants deferred to SPI's counsel to present argument.
Federal defendants also request additional proceedings to present evidence to assist the court in fashioning the appropriate scope of any injunctive relief awarded. However, when asked at oral argument how relief might be shaped, federal defendants offered no suggestions or insight into how they might assist the court.
In this case, the record demonstrates that it is sufficiently likely that implementation of the Project will cause irreparable harm to old forests through the unnecessary cutting of trees that might otherwise survive. See Earth Island, 442 F.3d at 1177. The record also demonstrates that the Project will likely cause irreparable harm to the wildlife that inhabit the project area, including the California spotted owl and the American marten.
In light of the above finding of potential irreparable harm to the environment, the balance of hardships tips in plaintiffs' favor. Defendant-intervenor SPI argues that it will suffer economic losses by enjoining the Project, and thus, the timber sales. SPI also argues that curtailments and layoffs will likely occur at its Quincy sawmill and cogeneration facility. (Decl. Of Mark Bosetti in Supp. of SPI's Mem. of P.A., filed June 26, 2006, ¶ 5). The court is not unmindful of the adverse economic consequences that can result when environmental laws are violated. Such consequences may include loss of revenues to both the government and private business. Importantly, workers, their families, and the community also may be adversely affected by a finding that the Forest Service has failed to abide be the legal requirements of NEPA and NFMA. Nevertheless, the "loss of anticipated revenues . . . does not outweigh the potential irreparable damage to the environment." Babbitt, 241 F.3d at 738; Earth Island, 442 F.3d at 1177. The Ninth Circuit has noted "the importance of preserving the public's interest in `preserving precious, unreplenishable resources.'" Earth Island, 442 F.3d at 1177 (quoting Earth Island, 351 F.3d at 1309). The environment is a vital constituent public interest that must be recognized and protected by federal law even in the face of adverse economic consequences.
The court is troubled that the Ninth Circuit has expressed concern over "a disturbing trend in the Forest Service's recent timber-harvesting and timber-sale activities," Earth Island, 442 F.3d at 1177-78 (collecting cases), observing that, in many recent cases analogous to this case, the Forest Service "appears to have been more interested in harvesting timber than in complying with our environmental laws." Id. at 1178.
CONCLUSION
For the reasons stated above, the court finds the following:
(1) The Forest Service violated NEPA by failing to analyze an adequate range of alternatives, particularly alternatives involving less intensive logging.
(2) The Forest Service violated NEPA by failing to take a hard look at the Creeks Forest Health Recovery Project's impact on the American marten and the California spotted owl.
(3) The Forest Service violated NFMA by failing to insure viable, well-distributed populations of the American marten and the California spotted owl.
(4) The Forest Service violated NFMA by approving the Project without appropriate or sufficient population and habitat data for the American marten, the pileated woodpecker, and the black bear.
Based upon the above findings, the court hereby enjoins the Forest Service from implementing the Creeks Forest Health Recovery Project until and unless the Forest Service complies with NEPA, NFMA, and all applicable laws, and an EIS is prepared in conformity with NEPA and NFMA.
IT IS SO ORDERED.