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Securities and Exchange Commission v. Charles Schwab Investment Management, Inc.

UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA
Mar 7, 2013
No. C 11-00136 WHA (N.D. Cal. Mar. 7, 2013)

Opinion

No. C 11-00136 WHA No. C 08-01510 WHA

03-07-2013

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CHARLES SCHWAB INVESTMENT MANAGEMENT, INC., CHARLES SCHWAB & CO., INC., and SCHWAB INVESTMENTS, Defendants.


NOTICE REQUESTING SUBMISSION

Thomas E. Warwick and Jennifer K. Sutherland submitted a letter to the Court requesting assistance in obtaining information from the distribution agent regarding when distribution checks will be mailed. Presumably, they believe they should receive such checks (Dkt. No. 56). Counsel for the Commission is hereby directed to provide the Court with a statement in response to Mr. Warwick and Ms. Sutherland's letter no later than noon on March 14, 2013. That statement should include what steps have been taken by the distribution agent to evaluate and/or effect their payment as well as a proposed solution.

IT IS SO ORDERED.

_________________________________

WILLIAM ALSUP

UNITED STATES DISTRICT JUDGE


Summaries of

Securities and Exchange Commission v. Charles Schwab Investment Management, Inc.

UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA
Mar 7, 2013
No. C 11-00136 WHA (N.D. Cal. Mar. 7, 2013)
Case details for

Securities and Exchange Commission v. Charles Schwab Investment Management, Inc.

Case Details

Full title:SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CHARLES SCHWAB…

Court:UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA

Date published: Mar 7, 2013

Citations

No. C 11-00136 WHA (N.D. Cal. Mar. 7, 2013)