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Sandoval v. Comm. of Soc. Sec.

United States District Court, District of New Jersey
Jul 26, 2021
1:20-cv-02837-NLH (D.N.J. Jul. 26, 2021)

Opinion

1:20-cv-02837-NLH

07-26-2021

FIDEL SANDOVAL, Plaintiff, v. COMMISSIONER OF SOCIAL SECURITY, Defendant.

ADRIENNE FREYA JARVIS, On behalf of Plaintiff. ANDREW CHARLES LYNCH, SOCIAL SECURITY ADMINISTRATION, On behalf of Defendant.


ADRIENNE FREYA JARVIS, On behalf of Plaintiff.

ANDREW CHARLES LYNCH, SOCIAL SECURITY ADMINISTRATION, On behalf of Defendant.

OPINION

NOEL L. HILLMAN, U.S.D.J.

This matter comes before the Court pursuant to Section 205(g) of the Social Security Act, as amended, 42 U.S.C. § 405(g), regarding Plaintiff's application for Disability Insurance Benefits (“DIB”) under Title II of the Social Security Act. 42 U.S.C. § 423, et seq. The issue before the Court is whether the Administrative Law Judge (“ALJ”) erred in finding that there was “substantial evidence” that Plaintiff was disabled as of September 1, 2014. For the reasons stated below, this Court will affirm that decision.

DIB is a program under the Social Security Act to provide disability benefits when a claimant with a sufficient number of quarters of insured employment has suffered such a mental or physical impairment that the claimant cannot perform substantial gainful employment for at least twelve months. 42 U.S.C. § 423 et seq.

I. BACKGROUND AND PROCEDURAL HISTORY

On August 3, 2017, Plaintiff, Fidel Sandoval, protectively filed an application for DIB, alleging that he became disabled on September 1, 2014. Plaintiff claims that he can no longer work as an airport safety security officer because of his anemia (status-post colonic angiodysplasia); diabetes mellitus; traumatic brain injury; migraine headaches; lumbar/cervical degenerative disc disease; major depressive disorder; anxiety disorder; post-traumatic stress disorder; and attention deficit disorder.

A protective filing date marks the time when a disability applicant makes a written statement of his or her intent to file for benefits. That date may be earlier than the date of the formal application and may provide additional benefits to the claimant. See SSA Handbook 1507; SSR 72-8.

Under the regulations, Plaintiff, who was 40 at the time of his alleged disability onset date, was defined as a “younger individual” (age 18-49). 20 C.F.R. § 404.1563.

After Plaintiff's claim was denied initially and on reconsideration, a hearing was held before an ALJ on December 4, 2018, and a supplemental hearing was held on September 6, 2019. On October 24, 2019, the ALJ issued her decision, finding that Plaintiff was not disabled.

Plaintiff's Request for Review of Hearing Decision was denied by the Appeals Council on January 21, 2020, making the ALJ's decision final. Plaintiff brings this civil action for review of the Commissioner's decision.

II. DISCUSSION

A. Standard of Review

Under 42 U.S.C. § 405(g), Congress provided for judicial review of the Commissioner's decision to deny a complainant's application for social security benefits. Ventura v. Shalala, 55 F.3d 900, 901 (3d Cir. 1995). A reviewing court must uphold the Commissioner's factual decisions where they are supported by “substantial evidence.” 42 U.S.C. §§ 405(g), 1383(c)(3); Fargnoli v. Massanari, 247 F.3d 34, 38 (3d Cir. 2001); Sykes v. Apfel, 228 F.3d 259, 262 (3d Cir. 2000); Williams v. Sullivan, 970 F.2d 1178, 1182 (3d Cir. 1992). Substantial evidence means more than “a mere scintilla.” Richardson v. Perales, 402 U.S. 389, 401 (1971)(quoting Consolidated Edison Co. V. NLRB, 305 U.S. 197, 229 (1938)). It means “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Id. The inquiry is not whether the reviewing court would have made the same determination, but whether the Commissioner's conclusion was reasonable. See Brown v. Bowen, 845 F.2d 1211, 1213 (3d Cir. 1988).

A reviewing court has a duty to review the evidence in its totality. See Daring v. Heckler, 727 F.2d 64, 70 (3d Cir. 1984). “[A] court must ‘take into account whatever in the record fairly detracts from its weight.'” Schonewolf v. Callahan, 972 F.Supp. 277, 284 (D.N.J. 1997) (quoting Willbanks v. Secretary of Health & Human Servs., 847 F.2d 301, 303 (6th Cir. 1988) (quoting Universal Camera Corp. V. NLRB, 340 U.S. 474, 488 (1951)).

The Commissioner “must adequately explain in the record his reasons for rejecting or discrediting competent evidence.” Ogden v. Bowen, 677 F.Supp. 273, 278 (M.D. Pa. 1987) (citing Brewster v. Heckler, 786 F.2d 581 (3d Cir. 1986)). The Third Circuit has held that an “ALJ must review all pertinent medical evidence and explain his conciliations and rejections.” Burnett v. Comm'r of Soc. Sec. Admin., 220 F.3d 112, 122 (3d Cir. 2000). Similarly, an ALJ must also consider and weigh all of the non-medical evidence before him. Id. (citing Van Horn v. Schweiker, 717 F.2d 871, 873 (3d Cir. 1983)); Cotter v. Harris, 642 F.2d 700, 707 (3d Cir. 1981).

The Third Circuit has held that access to the

Commissioner's reasoning is indeed essential to a meaningful court review:

Unless the [Commissioner] has analyzed all evidence and has sufficiently explained the weight he has given to obviously probative exhibits, to say that his decision is supported by substantial evidence approaches an abdication of the court's duty to scrutinize the record as a whole to determine whether the conclusions reached are rational.

Gober v. Matthews, 574 F.2d 772, 776 (3d Cir. 1978). Although an ALJ, as the fact finder, must consider and evaluate the medical evidence presented, Fargnoli, 247 F.3d at 42, “[t]here is no requirement that the ALJ discuss in its opinion every tidbit of evidence included in the record, ” Hur v. Barnhart, 94 Fed.Appx. 130, 133 (3d Cir. 2004). In terms of judicial review, a district court is not “empowered to weigh the evidence or substitute its conclusions for those of the fact-finder.” Williams, 970 F.2d at 1182. However, apart from the substantial evidence inquiry, a reviewing court is entitled to satisfy itself that the Commissioner arrived at his decision by application of the proper legal standards. Sykes, 228 F.3d at 262; Friedberg v. Schweiker, 721 F.2d 445, 447 (3d Cir. 1983); Curtin v. Harris, 508 F.Supp. 791, 793 (D.N.J. 1981).

B. Standard for DIB

The Social Security Act defines “disability” for purposes of an entitlement to a period of disability and disability insurance benefits as the inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death, or which has lasted or can be expected to last for a continuous period of not less than 12 months. See 42 U.S.C. § 1382c(a)(3)(A). Under this definition, a Plaintiff qualifies as disabled only if her physical or mental impairments are of such severity that she is not only unable to perform her past relevant work, but cannot, given her age, education, and work experience, engage in any other type of substantial gainful work which exists in the national economy, regardless of whether such work exists in the immediate area in which she lives, or whether a specific job vacancy exists for her, or whether she would be hired if she applied for work. 42 U.S.C. § 1382c(a)(3)(B) (emphasis added).

The Commissioner has promulgated regulations for determining disability that require application of a five-step sequential analysis. See 20 C.F.R. § 404.1520. This five-step process is summarized as follows:

The regulations were amended effective March 27, 2017. See 82 F.R. 5844. Because Plaintiff's claim was filed after this date, any applicable amendments are cited herein.

1. If the claimant currently is engaged in substantial gainful employment, she will be found “not disabled.”
2. If the claimant does not suffer from a “severe impairment, ” she will be found “not disabled.”
3. If the severe impairment meets or equals a listed impairment in 20 C.F.R. Part 404, Subpart P, Appendix 1 and has lasted or is expected to last for a continuous period of at least twelve months, the claimant will be found “disabled.”
4. If the claimant can still perform work she has done in the past (“past relevant work”) despite the severe impairment, she will be found “not disabled.”
5. Finally, the Commissioner will consider the claimant's ability to perform work (“residual functional capacity”), age, education, and past work experience to determine whether or not she is capable of performing other work which exists in the national economy. If she is incapable, she will be found “disabled.” If she is capable, she will be found “not disabled.”
20 C.F.R. § 404.1520(b)-(f). Entitlement to benefits is therefore dependent upon a finding that the claimant is incapable of performing work in the national economy.

This five-step process involves a shifting burden of proof. See Wallace v. Secretary of Health & Human Servs., 722 F.2d 1150, 1153 (3d Cir. 1983). In the first four steps, the burden is on the claimant to prove every element of her claim by a preponderance of the evidence. See id. In the final step, the Commissioner bears the burden of proving that work is available for the Plaintiff: “Once a claimant has proved that he is unable to perform his former job, the burden shifts to the Commissioner to prove that there is some other kind of substantial gainful employment he is able to perform.” Kangas v. Bowen, 823 F.2d 775, 777 (3d Cir. 1987); see Olsen v. Schweiker, 703 F.2d 751, 753 (3d Cir. 1983).

C. Analysis

At step one, the ALJ found that Plaintiff had not engaged in substantial gainful activity since the alleged onset of disability. At step two, the ALJ found that Plaintiff's impairments of anemia (status-post colonic angiodysplasia); diabetes mellitus; traumatic brain injury; migraine headaches; lumbar/cervical degenerative disc disease; major depressive disorder; anxiety disorder; post-traumatic stress disorder; and attention deficit disorder were severe. At step three, the ALJ determined that Plaintiff's severe impairments or his severe impairments in combination with his other impairments did not equal the severity of one of the listed impairments.

The ALJ then determined that Plaintiff had the residual functional capacity (“RFC”) to perform sedentary work with certain restrictions, but that this RFC did not permit Plaintiff to perform his past relevant work as an airport safety security officer (step four). The ALJ considered hearing testimony from a vocational expert (“VE”), and determined that Plaintiff was not disabled because he was capable of performing other jobs in the national economy, such as a bench hand, final assembler, and document preparer (step five).

See 20 C.F.R. § 404.1567 (“Physical exertion requirements. To determine the physical exertion requirements of work in the national economy, we classify jobs as sedentary, light, medium, heavy, and very heavy.”).

Plaintiff presents several arguments as to how the ALJ erred in her decision. Plaintiff challenges two findings concerning his environmental limitations - noise and bright lights. Plaintiff also contends that the ALJ improperly considered his fatigue and his need to use a cane.

Another one of Plaintiff's challenges is to the finding that he is capable of performing the job of bench hand. The Court addresses this argument, infra, note 14.

All of these challenges arise from the ALJ's RFC determination. The ALJ found:

A claimant's RFC reflects “what [the claimant] can still do despite [his or her] limitations.” 20 C.F.R. 404.1545(a). The RFC determination is for the ALJ to determine, not a medical source. See 20 C.F.R. §§ 404.1527(d)(2), 404.1546(c) (explaining that the RFC finding is a determination expressly reserved to the Commissioner rather than any medical source).

After careful consideration of the entire record, the undersigned finds that the claimant has the residual functional capacity to perform sedentary work as defined in 20 CFR 404.1567(a) except he can occasionally climb ramps or stairs; never climb ladders, ropes or scaffolds; and occasionally balance, stoop, kneel, crouch and crawl. He can tolerate no exposure to extreme heat or cold, avoid concentrated wetness or humidity, noise, irritants such as fumes, odors, dust and gases, poorly ventilated areas or exposure to chemicals. He can have no exposure to workplace hazards such as moving machinery or unprotected heights. He is limited to simple, routine, repetitive tasks in a work environment free of fast paced production requirements involving only simple work related decisions and few, if any, work place changes. He can work for two hours before needing a break. He can have no interaction with the public and only occasional interaction with supervisors and co-workers, in proximity but not on joint or shared tasks. He can frequently finger, handle and feel and is allowed to wear colored lenses in bright work environments. Finally, he requires a sit/stand option available where he can alternate from sitting to standing/walking every hour while staying on task.
(R. at 20.)

1. Environmental limitations

Noise

The ALJ found that Plaintiff “can tolerate no exposure to extreme heat or cold, avoid concentrated wetness or humidity, noise, irritants such as fumes, odors, dust and gases, poorly ventilated areas or exposure to chemicals.” Plaintiff argues that this finding is improper in three ways based on a June 10, 2019, medical source statement prepared by Plaintiff's treating physician, Sujata Soni, M.D., at Veterans Affairs.

Plaintiff interprets this sentence to mean that Plaintiff was to “avoid concentrated noise.” (Docket No. 14 at 17.) Although the sentence could have been drafted more clearly, that interpretation appears to be correct. See Form SSA-4734-BK at 5, providing four levels for environmental limitations in the RFC: UNLIMITED, AVOID CONCENTRATED EXPOSURE, AVOID EVEN MODERATE EXPOSURE, AVOID ALL EXPOSURE.

In the environmental limitations section of the medical source statement, Dr. Soni completed the form as follows:

Condition

Quiet (Library)

Moderate (Office)

Loud (Heavy Traffic)

Very loud (Jackhammer)

Noise

(R. at 4201.)

On different areas of the form regarding Plaintiff's ability to perform various other work-related activities, Dr. Soni indicated that her answers were “per pt., ” meaning that what she recorded was based on Plaintiff's statements to her. That notation did not appear next to the “noise” section. (R. at 4197-4202.)

In her decision, the ALJ did not consider Dr. Soni's medical source statement to constitute a medical opinion, explaining,

An ALJ is required to state what weight he or she ascribes to a medical opinion, but not to other forms of medical evidence. Rafine v. Commissioner of Social Security, 2020 WL 3073829, at *5 (D.N.J. 2020); see 20 C.F.R. § 404.1527(c) (“How we weigh medical opinions. Regardless of its source, we will evaluate every medical opinion we receive. Unless we give a treating source's medical opinion controlling weight under paragraph (c)(2) of this section, we consider all of the following factors in deciding the weight we give to any medical opinion.”).

In June 2019, Sujata Soni, M.D., a treating physician, prepared a Medical Source Statement regarding the claimant's functional limitations; however, the limitations assessed therein appeared “per [patient]” and did not represent Dr. Soni's individual assessment of the claimant's abilities and restrictions (Exhibit 18F). Rather, they appeared to merely recite the claimant's allegations and description of his symptoms. As such, this record does not constitute a medical opinion.
(R. at 28.)

Plaintiff argues that the ALJ erred (1) by not directly addressing Dr. Soni's finding that Plaintiff required a “quiet” work environment, and instead without explanation found that Plaintiff needed to “avoid concentrated noise, ” which is a less limiting limitation than “quiet”; (2) by not considering Dr. Soni's medical source statement to constitute her medical opinion with regard to this environmental limitation because “per pt” was not noted, and Dr. Soni checked “quiet” based on the clinical findings of a “VA audio”; and (3) Dr. Soni's requirement that Plaintiff needs a “quiet” work environment was not considered by the vocational expert or the ALJ when it was determined Plaintiff was capable of performing three jobs, all of which have “moderate” noise levels.

According to SSR 96-9p, “Since all work environments entail some level of noise, restrictions on the ability to work in a noisy workplace must be evaluated on an individual basis. The unskilled sedentary occupational base may or may not be significantly eroded depending on the facts in the case record. In such cases, it may be especially useful to consult a vocational resource.” Here, the ALJ did just that.

At the hearing, the ALJ asked the VE to consider a hypothetical person with an RFC that matched Plaintiff's RFC, including, “We're going to avoid even moderate exposure to extreme heat and cold. We're going to avoid concentrated exposure to wetness, humidity, noise, vibration, fumes, odors, dusts and gases and poor ventilation.” (R. at 555.) The VE asked a clarifying question: “Where you had said with regard to noise, . . . if I just kept it at ¶ 3, which is moderate, is that okay or does it have to go down to a 2, which is quiet?” (Id.) The ALJ answered, “No. We -- we would be avoiding concentrated exposure, but not all exposure.” (Id.) The VE responded with several jobs including a bench hand, final assembler, and document preparer, which are of “moderate” noise levels. (Id. at 557-58.)

An ALJ is only required to pose hypotheticals to a VE that contain the claimant's medically established impairments, rather than all of the impairments a claimant claims. See Pidgeon v. Colvin, 2016 WL 2647666, at *13 (D.N.J. 2016) (citing Burns v. Barnhart, 312 F.3d 113, 123 (3d Cir. 2002) (quoting Chrupcala v. Heckler, 829 F.2d 1269, 1276 (3d Cir. 1987); Rutherford v. Barnhart, 399 F.3d 546, 554 (3d Cir. 2005)) (“[A] hypothetical posed to a vocational expert must reflect all of a claimant's impairments. But this do[es] not require an ALJ to submit to the vocational expert every impairment alleged by a claimant. Rather, in posing a hypothetical to the VE, references to all impairments encompass only those that are medically established. And that in turn means that the ALJ must accurately convey to the vocational expert all of a claimant's credibly established limitations. As the Third Circuit noted in Rutherford, objections to the adequacy of hypothetical questions posed to a vocational expert often boil down to attacks on the RFC assessment itself. Accordingly, if the ALJ did not incorporate the limitation into the RFC, then the ALJ did not need to incorporate the limitation into the hypothetical posed to the VE.” (internal quotations omitted)).

See U.S. Dep't of Labor, Selected Characteristics of Occupations in the Revised Dictionary of Occupational Titles (1993) (SCO), at D-2 (defining SCO Noise Intensity Level) (“[Code] 2 [Level] Quiet [Illustrative Examples] library; many private offices; funeral reception; golf course; art museum”); id. (“[Code] 3 [Level] Moderate [Illustrative Examples] business office where typewriters are used; department store; grocery store; light traffic; fast food restaurant at off-hours”); see also Program Operations Manual System (POMS), § DI 25001.001(A)(49) (Agency manual reiterating SCO definitions of noise levels), https://secure.ssa.gov/poms.nsf/lnx/0425001001:


49. Noise level
A rating in the SCO based on the following coding system:

Plaintiff contends that the ALJ failed to reconcile Dr. Soni's checkmark for “quiet” based on the “VA audio” with the ALJ's finding that Plaintiff was capable of performing jobs that were at the “moderate” noise level. Plaintiff contends that this in error because not only did the ALJ fail to consider Dr. Soni's remark about Plaintiff's exposure to noise to be a medical opinion, such an opinion should have been afforded great weight because it was offered by a treating source. See Morales v. Apfel, 225 F.3d 310, 317 (3d Cir. 2000) (explaining that a “cardinal principle guiding disability eligibility determinations is that the ALJ accord treating physicians' reports great weight, especially when their opinions reflect expert judgment based on a continuing observation of the patient's condition over a prolonged period of time”).

The Court does not agree. First, even if the Court considered Dr. Soni's checkmark for “quiet” based on the “VA audio” to constitute a medical opinion, it is “weak evidence” in this form. See Rafine v. Commissioner of Social Security, 2020 WL 3073829, at *6 (D.N.J. 2020) (citing Stelzer v. Commissioner of Social Security, 2019 WL 950165, at *6 (D.N.J. 2019) (citing Mason v. Shalala, 994 F.2d 1058, 1065 (3d Cir. 1993) (“Form reports in which a physician's obligation is only to check a box or fill in a blank are weak evidence at best.”). Dr. Soni completed the form on June 10, 2019, and Dr. Soni's reference to “VA audio” is without any substantive explanation of when the test was conducted, what the test measured, and how the results of that test equated to a finding that Plaintiff was restricted to a “quiet” work environment as of June 10, 2019. The lack of any meaningful explanation to support the check in the box for “quiet” renders this opinion to be thin support for a more restrictive limitation of Plaintiff's exposure to noise. See Zonak v. Commissioner of Social Sec., 290 Fed.Appx. 493, 497 (3d Cir. 2008) (affirming the ALJ's rejection of the plaintiff's treating physician's opinion because it was provided on a check-box form and no reasons were given in support of the doctor's conclusion on that form)).

Second, the record evidence recited by the ALJ in her decision does not support Dr. Soni's opinion. In April 2015 and November 2017, Plaintiff reported a startle effect with loud noises, but in addition to participating in activities such as playing video games, watching TV, and expressing a desire to return to school, he was able to travel to California by airplane in October 2015 and December 2017/January 2018, and while there he visited family and went to museums and wineries. (R. at 25-26.) In January 2019, Plaintiff was able to start college. (R. at 26.) Medical records and reports of consultative examiners did not note that Plaintiff reported any issues with noise during any of those activities. (Id.)

Additionally, in noting that there was a lack of evidence of significant residual limitations with regard to Plaintiff's exposure to noise, the ALJ also noted that in March 2018, Emil Liebman, M.D., a state agency medical consultant, found that Plaintiff had no severe hearing impairments, and that as of April 2019, Plaintiff had been having a positive response to hearing aids, which assisted his ability to understand conversations in noisy environments and listen to TV at normal levels. (R. at 27, 142.)

The ALJ related that it was noted in March 2018 that Plaintiff had tinnitus and was fitted with hearing aids, which reportedly improved this condition. (R. at 16.)

Based on the foregoing record evidence, the Court finds that substantial evidence supports the ALJ's determination that Plaintiff was to “avoid concentrated exposure” to noise, which equates to a moderate noise level work environment of the jobs suggested by the VE. Other than Dr. Soni's checkmark for “quiet” on the medical source statement form, the remainder of the record evidence supports the ALJ's RFC determination. Thus, even if the ALJ erred as Plaintiff argues by failing to consider Dr. Soni's check in the box for “quiet” as a medical opinion of a treating medical source, such error is harmless. See McGraw v. Commissioner Social Sec., 609 Fed.Appx. 113, 116 (3d Cir. 2015) (citing Rutherford, 399 F.3d at 553 (holding that any error that would not affect the outcome of the proceeding was harmless)); see also Plummer v. Apfel, 186 F.3d 422, 439 (3d Cir. 1999) (“[A]n ALJ is permitted to accept or reject all or part of any medical source's opinion, as long as the ALJ supports his assessment with substantial evidence.”), cited by Brownawell v. Commissioner, 554 F.3d 352, 355 (3d Cir. 2008)); Cotter v. Harris, 642 F.2d 700, 705 (3d Cir. 1981) (“We are also cognizant that when the medical testimony or conclusions are conflicting, the ALJ is not only entitled but required to choose between them.... [W]e need from the ALJ not only an expression of the evidence s/he considered which supports the result, but also some indication of the evidence which was rejected.”).

Bright lights

The ALJ observed that Plaintiff sustained several head injuries while in the military, he reported several episodes of blast exposures from rocket launchers which were associated with dizziness, and he reported feeling dazed and confused with tunnel vision with some head injuries. (R. at 24.) The ALJ related that treatment notes since the alleged onset date reflected Plaintiff's history of traumatic brain injuries (“TBI”), which mostly manifested in migraine headaches. (Id.) The ALJ further noted, however, that through 2018-19 Plaintiff planned to attend college, and in May 2019 Plaintiff reported his headaches had improved, with his headaches occurring 1-2 times per week, they were of milder severity, and they resolved with his prescribed medication. (Id.) The ALJ concluded,

Considering his history of TBIs and resultant migraines, and in light of his hearing testimony regarding light sensitivity and need for colored lenses, the undersigned finds the claimant is restricted from work around workplace hazards (due to potential distractibility or vision issues), [he] must be allowed to wear colored lenses in bright colored environments, and [he] requires the environmental restrictions identified above due to potential migraine triggers.
(Id.) In the statement of Plaintiff's RFC, the ALJ determined that Plaintiff “is allowed to wear colored lenses in bright work environments.” (R. at 20.)

Plaintiff argues that these findings were in error because the ALJ failed to give any reason for rejecting Plaintiff's testimony that colored lenses in his glasses delayed but did not prevent the onset of headaches in environments with bright lights. Plaintiff argues that this error was harmful because the jobs of bench hand and final assembler could not be performed by Plaintiff because, as the VE testified, those jobs usually had fluorescent lighting, which is “bright light.” Plaintiff further argues that the VE testified that even though the document preparer job would have “typical incandescent lighting, ” “the vocational expert did not say that such incandescent lighting would not be bright, ” and a “light that is not fluorescent can be bright.” (Docket No. 14 at 27.)

Plaintiff's arguments are unpersuasive. First, contrary to Plaintiff's contention that the ALJ provided no explanation as to why she rejected Plaintiff's testimony, the ALJ properly supported the RFC regarding Plaintiff's limitation with bright lights. The ALJ noted Plaintiff's history of TBIs and migraines, but further noted that he desired to attend college, and that as of May 2019 his migraines had improved, were limited to 1-2 times a week, and were milder. Based on that evidence, the ALJ determined that Plaintiff did not need to avoid jobs that had bright lights, but rather Plaintiff was limited to jobs where he could wear glasses with colored lenses to reduce the negative effects of bright lights. Plaintiff's challenge to this finding amounts to a mere disagreement with the ALJ's assessment rather than showing that the ALJ's findings were not properly supported.

See SSR 16-3-p (“An individual's statements may address the frequency and duration of the symptoms, the location of the symptoms, and the impact of the symptoms on the ability to perform daily living activities. An individual's statements may also include activities that precipitate or aggravate the symptoms, medications and treatments used, and other methods used to alleviate the symptoms. We will consider an individual's statements about the intensity, persistence, and limiting effects of symptoms, and we will evaluate whether the statements are consistent with objective medical evidence and the other evidence.”).

See, e.g., Perkins v. Barnhart, 79 Fed.Appx. 512, 514-15 (3d Cir. 2003) (“Perkins's argument here amounts to no more than a disagreement with the ALJ's decision, which is soundly supported by substantial evidence.”); Moody v. Commissioner of Social Security Administration, 2016 WL 7424117, at *8 (D.N.J. 2016) (“[M]ere disagreement with the weight the ALJ placed on the opinion is not enough for remand.”); Grille v. Colvin, 2016 WL 6246775, at *8 (D.N.J. 2016) (“Distilled to its essence, Plaintiff's argument here amounts to nothing more than a mere disagreement with the ALJ's ultimate decision, which is insufficient to overturn that decision.”).

Second, even accepting that Plaintiff would not be able to perform the jobs of bench hand and final assembler because those jobs would have bright fluorescent lighting, and glasses with colored lenses would not be helpful, the VE testified that the document preparer job would not have such bright lights. Although, as points out as a practical matter “light that is not fluorescent can be bright, ” the VE did not identify the document preparer job as having “bright light” working conditions, which the VE distinguished from the other two jobs which did. At the end of the five-step analysis, an ALJ need only establish that a claimant is capable of performing one job that exists in significant numbers in the national economy, and with regard to Plaintiff's bright light argument, the document preparer job meets that requirement. See Penrose v. Commissioner of Social Security, 2020 WL 7640585, at *7 (D.N.J. 2020) (citing Sasse v. Commissioner of Social Security, 2019 WL 1233553, at *8 (D.N.J. 2019) (citing Reed v. Commissioner of Social Security, 2018 WL 5617549, at *6 (D.N.J. 2018) (citing Nalej v. Berryhill, 2017 WL 6493144, at *11 (D.N.J. 2017) (explaining that SSA regulations provide that work exists in the national economy when there is a significant number of jobs in one or more occupations that an individual can perform, and holding that even if the ALJ erred in finding the plaintiff capable of performing two of three jobs, he did not err as to the third job, and that finding as to only one job was sufficient to support his determination that the plaintiff was not disabled)).

This one-job requirement also defeats Plaintiff's challenge to the ALJ's finding that Plaintiff was capable of performing the bench hand position based on the “apparent obvious conflict between [the VE's] testimony and the DOT with respect to the handling that work as a bench hand requires.” (Docket No. 14 at 30.) Even if this were true, Plaintiff has not shown how he is incapable of performing the document preparer position.

2. Fatigue

Plaintiff argues that the ALJ's finding that he could work at the sedentary level for eight hours per day, five days per week, or an equivalent work schedule does not properly account for his fatigue, evidence of which he established through his testimony and medical records. The Court does not agree.

Over several pages in her decision, the ALJ detailed Plaintiff's testimony, including about his fatigue, and the medical evidence regarding Plaintiff's conditions which were causing his fatigue. In consideration of that evidence, the ALJ concluded,

[T]he claimant is limited to a range of work at the sedentary exertional level, with the additional postural and environmental restrictions adopted above; considering his neuropathy, anemia, fatigue and bleeding risk, the undersigned finds it prudent to restrict him from work around hazards such as moving machinery or unprotected heights.
(R. at 14.) Thus, by finding that Plaintiff was limited to sedentary work, along with several other limitations, the ALJ specifically accounted for Plaintiff's fatigue. The ALJ did not err in considering Plaintiff's fatigue.

20 C.F.R. §  404.1567(a) (“Sedentary work involves lifting no more than 10 pounds at a time and occasionally lifting or carrying articles like docket files, ledgers, and small tools. Although a sedentary job is defined as one which involves sitting, a certain amount of walking and standing is often necessary in carrying out job duties. Jobs are sedentary if walking and standing are required occasionally and other sedentary criteria are met.”).

The Court also does not find compelling Plaintiff's one-sentence argument that the ALJ should have independently obtained medical-expert testimony to address the functional impact beyond environment restrictions of Plaintiff's fatigue. It is Plaintiff's burden to prove that an impairment impacts his ability to work. See Wallace v. Secretary of Health & Human Servs., 722 F.2d 1150, 1153 (3d Cir. 1983) (explaining that the first four steps of the sequential step analysis, the burden is on the claimant to prove every element of her claim by a preponderance of the evidence).

3. Use of a cane

Plaintiff argues that that ALJ erred in not taking into account that Plaintiff began using a case prescribed by Dr. Soni in June 2019. This argument is unavailing.

The ALJ detailed Plaintiff's orthopedic impairments, and noted,

Though the claimant has not required significant treatment for his spinal complaints, the undersigned finds it prudent to limit him to a range of work at the sedentary exertional level, with the additional postural and environmental restrictions adopted above. Furthermore, considering his potential for increased pain with maintaining prolonged positions, the undersigned finds he requires a sit/stand option as detailed above. As discussed above, the undersigned has also been diagnosed with carpal tunnel syndrome, and this condition has been accommodated with manipulative restrictions set forth in the residual functional capacity adopted herein. Though the claimant testified he had used a cane for the past 5-6 months, there is no evidence to suggest that such cane usage can be expected to persist for at least 12 months and thus has not been accommodated in the above residual functional capacity.
(R. at 25.)

Plaintiff argues that substantial evidence does not support the conclusion that his use of a case was not expected to last for at least 12 months. Under the Social Security Act, a disability is the “inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months . . . .” 42 U.S.C. § 423(d); 20 C.F.R. § 404.1509 (“Unless your impairment is expected to result in death, it must have lasted or must be expected to last for a continuous period of at least 12 months. We call this the duration requirement.”). Plaintiff argues that the ALJ did not cite evidence or medical records to show that Plaintiff's herniated lumbar disk associated with radiculopathy would spontaneously remit within one year, and a “herniated lumbar disc with radiculopathy is not something like an ankle sprain that even a layperson knows would, absent unusual circumstances, generally get better within a year. The ALJ thus improperly played doctor, implying that she knew that whatever caused Mr. Sandoval's need for a cane in mid-2019 would no longer cause that need within a year.” (Docket No. 14 at 24.)

To the contrary, the ALJ's RFC specifically accommodated for Plaintiff's orthopedic impairments, and the ALJ noted, “July 2019 imaging of his lumbar spine revealed no overall change since March 2017 imaging.” (R. at 23.) Plaintiff did not receive or use a cane until June 2019. Thus, the ALJ's conclusion that Plaintiff's use of a cane did not meet the durational requirement because his lumbar spine condition had not changed since March 2017 is supported by substantial evidence.

The Court notes that Dr. Soni did not opine on the necessity of Plaintiff using a cane - the prescribing note simply states, “6/11 nc plz dispense cane also.” (R. at 4263.) The Court also notes another portion of the record visit:

Reviewed with patient for completion of form: states ext weakness and physical decline in last 1 l/2yr however informed writer 6/6/19 when he brought SS disability forms from lawyer who is guiding and assisting in pt care. There is a very sudden abrupt change in what patient reveals to writer regarding decreased gi increased weakness dropping things decreased ambulation[.]
(Id.)

III. Conclusion

This Court may not second guess the ALJ's conclusions, and may only determine whether substantial evidence supports the ALJ's decision. Hartzell v. Astrue, 741 F.Supp.2d 645, 647 (D.N.J. 2010)(citing Williams v. Sullivan, 970 F.2d 1178, 1182 (3d Cir. 1992))(explaining the pinnacle legal principal that a district court is not empowered to weigh the evidence or substitute its conclusions for those of the ALJ). For the foregoing reasons, the ALJ's determination that Plaintiff was not disabled as of September 1, 2014 is supported by substantial evidence. The decision of the ALJ will therefore be affirmed.

An accompanying Order will be issued.

Code

Level

Illustrative Examples

1

Very quiet

Isolation booth for hearing test

2

Quiet

Library, many private offices

3

Moderate

Department or grocery store

4

Loud

Large earth movers, heavy traffic

5

Very loud

Rock concert, jack hammer


Summaries of

Sandoval v. Comm. of Soc. Sec.

United States District Court, District of New Jersey
Jul 26, 2021
1:20-cv-02837-NLH (D.N.J. Jul. 26, 2021)
Case details for

Sandoval v. Comm. of Soc. Sec.

Case Details

Full title:FIDEL SANDOVAL, Plaintiff, v. COMMISSIONER OF SOCIAL SECURITY, Defendant.

Court:United States District Court, District of New Jersey

Date published: Jul 26, 2021

Citations

1:20-cv-02837-NLH (D.N.J. Jul. 26, 2021)