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Rozes v. Smith

Supreme Court of Rhode Island
Jul 20, 1978
120 R.I. 515 (R.I. 1978)

Summary

determining a variance may not be granted to the owner of a substandard lot where such lot was created by the deliberate conduct of the applicant

Summary of this case from Correia v. McCoy

Opinion

July 20, 1978.

PRESENT: Bevilacqua, C.J., Joslin, Kelleher, Doris and Weisberger, JJ.

1. ZONING. Unnecessary Hardship Standard of Variance Statute to be Applied Only to "True Variances." To satisfy unnecessary hardship standard of variance statute, a showing of deprivation of all beneficial use of property to extent that strict enforcement of ordinance would be confiscatory is required; however, this standard is to be applied only to "true variances" or those situations in which proposed use of property varies from any of uses permitted under ordinance. Gen. Laws 1956, § 45-24-19, subd. c.

2. ZONING. Relief from Zoning Regulations Governing Enjoyment of a Permitted Use. When relief is sought from zoning regulations that govern enjoyment of a permitted use, such as restrictions relating to side and rear yard lines, height limitations, or lot size, applicant need not show that enforcement of regulations results in deprivation of all beneficial use of property, but, rather, applicant will prevail upon a demonstration that effect of such enforcement will amount to something more than a mere inconvenience.

3. ZONING. Relief from Area Requirements. Relief from area requirements may be granted either as a deviation under Viti doctrine, or as an exception where a zoning ordinance so provides, or as a variance under general enabling legislation.

4. ZONING. No Practical Difference Between "Substantial Hardship" and "Unnecessary Hardship." Although term "unnecessary hardship," as used in statute allowing zoning board to grant use variance upon showing of "unnecessary hardship," and term "substantial hardship," as used in city zoning ordinance permitting modification of any of ordinance provisions upon proof of "substantial hardship," might be capable of precise definitions, there was no practical difference between them; applicant seeking relief under either standard must demonstrate that enforcement of whatever regulation is in question will result in a total deprivation of all beneficial use of subject property. Gen. Laws 1956, § 45-24-19, subd. c.

5. ZONING. Grant of Variance. Variance is not properly granted to insure personal convenience or a more profitable use of property.

6. ZONING. Grant of Variance Not Justified on Ground of Unnecessary Hardship. Grant of variance permitting owners to convey 20,990 square feet of their property and retain a 20,440-square-foot parcel on which their residence was located, all of which was located in an "R-40" zone which required minimum of 40,000 square feet for a residential lot, was not justified on ground of unnecessary hardship based on owner's testimony concerning virtual uselessness to him of that portion of lot that he proposed to sell because of its distance, 200 feet, from his residence, and difficulty in maintaining it. Gen. Laws 1956, § 45-24-19, subd. c.

7. ZONING. Variance May Not be Granted to Owner of Substandard Lot Created by Deliberate Conduct of Applicant. Even in those situations where relief from minimum lot size restrictions is considered as an area deviation rather than a true variance, variance may not be granted to owner of a substandard lot where such lot was created by deliberate conduct of applicant.

8. ZONING. Area Variance. Area variance may not be granted to solve problem of an applicant who subdivided his land to create both a standard and a substandard lot, or who proposes to divide his property into two substandard parcels.

9. ZONING. Legislative Grant of Power to Zoning Boards to Grant Variances. Legislative grant of power to zoning boards of review so that they may award variances, or exceptions pursuant to provisions of a local ordinance, was never intended as a method of sanctioning conditions which do not conform because such conditions were brought about by a landowner subsequent to adoption of zoning regulations. Gen. Laws 1956, § 45-24-19, subd. c.

Abutting landowners filed petition for certiorari to review judgment of the superior court affirming decision of city zoning board of review granting a variance to respondents to permit creation of at least one substandard lot through conveyance of a portion of their property. The Supreme Court, Doris, J., held that grant of variance permitting owners to convey lot of 20,990 square feet of their property and retain 20,440-square-foot parcel on which their residence was located, all of which was located in an "R-40" zone requiring minimum of 40,000 square feet for residential lot, was not justified on basis of unnecessary hardship.

Petition granted, superior court judgment quashed, and records ordered returned.

Moore, Virgadamo Lynch, Ltd., Laurent L. Rousseau, for petitioner.

Corcoran, Peckham Hayes, William W. Corcoran, for respondent.


This petition for certiorari was brought to seek review of a Superior Court judgment affirming a decision of the Zoning Board of Review of the City of Newport (the board). The board granted a variance to permit the creation of at least one substandard lot through the conveyance of a portion of the respondents' property.

Two of respondents, Daniel J. Smith and Joanna M. Smith, own an L-shaped lot located on Victoria and Lawrence Avenues in Newport. They applied to the board for a variance permitting them to convey the easterly portion of their property to respondent Preservation Society of Newport County (the society). The society planned to use the real estate as an addition to its adjacent parking area for "The Breakers," a Newport mansion and popular tourist attraction. The petitioners, John A. Rozes and Beatrice Rozes, own land abutting the Smith's property on Lawrence Avenue. Both properties are located in an "R-40" zone, which requires a minimum of 40,000 square feet for a residential lot. The subdivision proposed by the Smiths consisted of the conveyance of a lot of 20,990 square feet to the society and the retention by the Smiths of a 20,440 square-foot parcel upon which their residence is situated. The board granted the variance to respondents to permit this subdivision. The petitioners, as parties aggrieved by the action of the board, sought review in the Superior Court, alleging that the board had violated both state and local enactments and abused its authority. After a hearing, the Superior Court justice entered a judgment denying petitioners' appeal and affirming the decision of the board.

The petitioners argue before us that the Superior Court justice applied an incorrect standard in reviewing the board's grant of the variance. Although the board did not elaborate upon the reasoning behind its decision, in contravention of previous admonitions by the court, see Travers v. Zoning Board of Review, 101 R.I. 510, 225 A.2d 222 (1967); Petrarca v. Zoning Board of Review, 78 R.I. 130, 80 A.2d 156 (1951), the Superior court justice found that the board had correctly applied the standard set forth in G.L. 1956 (1970 Reenactment) § 45-24-19(c) to grant a variance. That section authorizes variances which are not contrary to the public interest upon a showing by the applicant that the ordinance provisions will result in unnecessary hardship to him. In his decision, the Superior Court justice determined that the testimony of Mr. Smith concerning the virtual uselessness to him of the portion of the lot he proposed to sell because of its distance from his residence and the difficulty in maintaining it constituted clear evidence of unnecessary hardship. The Superior Court justice defined unnecessary hardship as the deprivation of all beneficial use, meaning "practical, actual beneficial use." The petitioners contend that this definition of hardship falls short of the stringency required by this court.

The respondents also assert that the Superior Court justice applied the wrong standard, although they contend that he reached the right result. They state that the criterion should have been whether the ordinance provisions resulted in adverse effects amounting to more than mere inconvenience. Therefore, they argue that Mr. Smith's testimony relating to his difficulties with the parcel in question should have provided more than adequate evidence for the board to grant the variance and the Superior Court to affirm that decision.

The confusion surrounding the question of which standard should apply to the circumstances of the instant case stems from distinctions drawn and developed by this court in the area of permitted divergence from zoning provisions. To satisfy the unnecessary hardship standard of § 45-24-19(c), we have required a showing of deprivation of all beneficial use of property to the extent that strict enforcement of the ordinance would be confiscatory. Worrell v. Del Sesto, 116 R.I. 409, 357 A.2d 443 (1976); Goodman v. Zoning Board of Review, 105 R.I. 680, 254 A.2d 743 (1969); Westminster Corp. v. Zoning Board of Review, 103 R.I. 381, 238 A.2d 353 (1968); Denton v. Zoning Board of Review, 86 R.I. 219, 133 A.2d 718 (1957). However, this standard is to be applied only to "true variances" or those situations in which the proposed use of the property varies from any of the uses permitted under the ordinance. See Westminster Corp. v. Zoning Board of Review, supra.

When relief is sought from regulations that govern the enjoyment of a permitted use, such as restrictions relating to side and rear yard lines, height limitations, or lot size, the applicant need not show that the enforcement of the regulations results in the deprivation of all beneficial use of the property, but rather the applicant will prevail upon a demonstration that the effect of such enforcement will amount to something more than a mere inconvenience. H.J. Bernard Realty Co. v. Zoning Board of Review, 96 R.I. 390, 394, 192 A.2d 8, 11 (1963); Viti v. Zoning Board of Review, 92 R.I. 59, 64-65, 166 A.2d 211, 213 (1960).

The principles to which we have just alluded are known in this jurisdiction as the Viti doctrine. We have observed that relief from area requirements may be granted either as a deviation under Viti, or as an exception where a zoning ordinance so provides, or as a variance under the general enabling legislation. Sun Oil Co., v. Zoning Board of Review, 105 R.I. 231, 251 A.2d 167 (1969).

Turning to the case at bar, we are presented with a possible quandary because even if the proposed use of the easterly portion of respondents' parcel as a parking lot is a permitted use, there is some doubt that the relief from minimum lot-size requirements could be classified as being within the class of restrictions delineated in Viti. If minimum square footage requirements of a lot-size proviso cannot be satisfied, the property may not be devoted to a permitted use, whereas in those instances of other types of restrictions, the full enjoyment of the property in relation to the permitted use is simply curtailed. Assuming, however, that Newport's lot-size requirement comes within the ambit of Viti, relief from its enforcement is specifically provided for through § 78-12(b)(2) of the city's zoning board of review to modify any provision of the ordinance with respect to a specific lot of land "where by reason of exceptional shape, size, or topography * * * or other exceptional condition of the land * * * a literal enforcement of the provisions would involve substantial hardship to the applicant."

We are struck with the similarity of language between § 45-24-19(c), which allows a zoning board to grant a use variance upon a showing of "unnecessary hardship," and § 78-12(b)(2) of the Newport Zoning Ordinance, which permits a modification of the ordinance provisions upon proof of "substantial hardship." Although the terms "unnecessary hardship" and "substantial hardship" may be capable of precise definitions, we perceive no practical difference between them. We believe that an applicant seeking relief under either standard must demonstrate that the enforcement of whatever regulation is in question will result in a total deprivation of all beneficial use of the subject property.

Here, respondents fell far short of carrying their burden. The rear parcel lies about 200 feet to the rear of respondents' residence. The parcel is completely landscaped, and respondent husband testified that the only use he had for this portion of his property was to cut its grass. In fact, he told the zoning board: "I haven't had [a] proper use for it [the back lot] since the day I bought it." He conceded that it would be to his "financial advantage" if the board granted him relief.

[5,6] The difficulty which the Smiths encounter in maintaining the property for residential use does not deprive them of all beneficial use; they have for some years lived on the lot as a whole and apparently adapted in some fashion to the maintenance problem. A variance is not properly granted to insure personal convenience or a more profitable use of the property. As we look at the record, we are reminded of Gartsu v. Zoning Board of Review, 104 R.I. 719, 720-21, 248 A.2d 597, 598 (1968), where we said:

"* * * the award of a variance was never intended to afford relief from a mere personal inconvenience experienced by a property owner or as a guise to guarantee such an individual a more profitable use of his property."

While Gartsu sought a use variance, the quoted excerpt has special significance having in mind the requirements of the Newport ordinance. We therefore find that the Superior Court justice was in error in denying petitioners' appeal based on a finding of hardship to respondents.

[7,8] Even in those situations where relief from minimum lot-size restrictions is considered as an area deviation rather than a true variance, there is general agreement that

"a variance may not be granted to the owner of a substandard lot where such lot was created by the deliberate conduct of the applicant. * * * An area variance may not be granted to solve the problem of an applicant who subdivided his land and sold portions of it, retaining a substandard lot, who wishes to subdivide a lot to create both a standard and a substandard lot, or who proposed to divide his property into two substandard parcels." (Emphasis added.) 3 Anderson, American Law of Zoning, § 18.57 at 299-300 (2d ed. 1977).

The legislative grant of power to boards of review so that they may award variances pursuant to the provisions of § 45-24-19(c) or exceptions pursuant to the provisions of a local ordinance was never intended as a method of sanctioning conditions which do not conform because such conditions were brought about by a landowner subsequent to the adoption of zoning regulations. Slawson v. Zoning Board of Review, 102 R.I. 552, 232 A.2d 362 (1967); Saravo Brothers Construction Co. v. Zoning Board of Review, 102 R.I. 442, 231 A.2d 9 (1967).

Further, we are not certain that the respondents could have satisfied even our most lenient standard, were it applicable, of an adverse effect amounting to more than mere inconvenience for deviation from a permitted use regulation. Enforcement of the ordinance precludes full enjoyment of the permitted residential use only because the Smiths have no special purpose for a portion of their lot and find its maintenance a chore. These reasons are insufficient to support a grant of a deviation. See Westminster Corp. v. Zoning Board of Review, supra; Standish-Johnson Co. v. Zoning Board of Review, 103 R.I. 487, 238 A.2d 754 (1968). Hence, there is no justification for the board's grant of relief.

The petition for certiorari is granted, the Superior Court judgment is quashed, and the records certified to this court are ordered returned to the Superior Court with our decision endorsed thereon.


Summaries of

Rozes v. Smith

Supreme Court of Rhode Island
Jul 20, 1978
120 R.I. 515 (R.I. 1978)

determining a variance may not be granted to the owner of a substandard lot where such lot was created by the deliberate conduct of the applicant

Summary of this case from Correia v. McCoy

In Rozes v. Smith, 120 R.I. 515, 388 A.2d 816 (1978), this court declared that zoning-area relief cannot be used to subdivide land.

Summary of this case from Sawyer v. Cozzolino

In Rozes v. Smith, 120 R.I. 515, 388 A.2d 816 (1978), we held that the grant of a variance permitting the petitioners to convey 20,990 square feet of their property and retain a 20,440-square-foot parcel on which their residence was located was not justified on the basis of unnecessary hardship when the zoning ordinance required a minimum of 40,000 square feet for a residential lot.

Summary of this case from Skelley v. Zoning Bd. of Review

In Rozes the reviewing court applied such a use variance standard to a request for a subdivision to create two substandard lots.

Summary of this case from Davis v. Sprague, 93-0731 (1994)
Case details for

Rozes v. Smith

Case Details

Full title:JOHN A. ROZES et ux. v. DANIEL J. SMITH et al

Court:Supreme Court of Rhode Island

Date published: Jul 20, 1978

Citations

120 R.I. 515 (R.I. 1978)
388 A.2d 816

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