From Casetext: Smarter Legal Research

Roth Law Firm, PLLC v. Sands

Appellate Division of the Supreme Court of New York, First Department
Mar 31, 2011
82 A.D.3d 675 (N.Y. App. Div. 2011)

Summary

dismissing an account stated claim for irregular billing where plaintiff's invoices "were addressed to a variety of entities and individuals" at different addresses

Summary of this case from TheraCare of N.Y., Inc. v. 11-20 46th Rd. Owner LLC

Opinion

No. 4687N.

March 31, 2011.

Order, Supreme Court, New York County (Joan A. Madden, J.), entered September 21, 2010, which, insofar as appealed from as limited by the briefs, denied defendants' motion for summary judgment dismissing the causes of action for services rendered, account stated, and quantum meruit, unanimously modified, on the law, to grant the motion as to the cause of action for an account stated and to grant the motion as to the causes of action for services rendered and quantum meruit as against each defendant to the extent those causes of action are asserted in connection with any matter in which that defendant was not personally named a defendant or respondent, and otherwise affirmed, without costs.

Gusrae, Kaplan, Bruno Nusbaum PLLC, New York (Brian D. Graifman of counsel), for appellants.

The Roth Law Firm, PLLC, New York (Richard A. Roth of counsel), for respondent.

Before: Gonzalez, P.J., Friedman, Freedman and Román, JJ.


Plaintiffs failure to comply with the letter of engagement rule ( 22 NYCRR 1215.1) does not preclude it from seeking recovery of legal fees under such theories as services rendered, quantum meruit, and account stated ( see Miller v Nadler, 60 AD3d 499).

Plaintiff failed to establish its entitlement to recovery based on an account stated. Its invoices were addressed to a variety of entities and individuals; in many cases, the addressees in a given matter changed from month to month. Plaintiff asserts that the invoices were addressed thus at the direction of defendants. Notwithstanding, the statements lack the regularity that is critical to establishing an account stated ( see Berkman Bottger Rodd, LLP v Moriarty, 58 AD3d 539, 539). More-over, plaintiff did not address its invoices to defendants regularly until two months after the termination of representation, and then the invoices were addressed to "Mr. Steven B. Sands Mr. Martin S. Sands, c/o Laidlaw Co., Ltd.," i.e., as corporate officers, rather than as individuals outside of their brokerage firm who may have agreed to be personally responsible for all legal fees ( see Brown Rudnick Berlack Israels LLP v Zelmanovitch, 11 Misc 3d 1090[A], 2006 NY Slip Op 50800[U], *5-6 [2006]).

Viewing the evidence in a light most favorable to plaintiff, we find that issues of fact exist whether each defendant agreed to be jointly and severally liable for all legal fees generated in any matter in which he was personally named as a defendant ( see Fulbright Jaworski, LLP v Carucci, 63 AD3d 487, 488-489). Since any such agreement was not a guaranty or promise to answer for another's debt but a primary obligation, the statute of frauds does not avail defendants ( see Lederer v King, 214 AD2d 354; Paribas Props, v Benson, 146 AD2d 522, 524-525).

We have considered defendants' argument that the complaint should be dismissed on account of plaintiffs unclean hands and find it without merit.

[Prior Case History: 2010 NY Slip Op 32633(U).]


Summaries of

Roth Law Firm, PLLC v. Sands

Appellate Division of the Supreme Court of New York, First Department
Mar 31, 2011
82 A.D.3d 675 (N.Y. App. Div. 2011)

dismissing an account stated claim for irregular billing where plaintiff's invoices "were addressed to a variety of entities and individuals" at different addresses

Summary of this case from TheraCare of N.Y., Inc. v. 11-20 46th Rd. Owner LLC
Case details for

Roth Law Firm, PLLC v. Sands

Case Details

Full title:ROTH LAW FIRM, PLLC, Respondent, v. STEVEN BRETT SANDS et al., Appellants

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: Mar 31, 2011

Citations

82 A.D.3d 675 (N.Y. App. Div. 2011)
2011 N.Y. Slip Op. 2542
920 N.Y.S.2d 72

Citing Cases

Schlenker v. Cascino

"Nor does [the attorney's] failure to provide a written retainer agreement bar its claim for an account…

Pryor Cashman LLP v. U.S. Coal Corp.

The record establishes that Pryor Cashman sent each of the 117 invoices to US Coal using regular mailing…