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Phalen v. Kane

Appellate Division of the Supreme Court of New York, Fourth Department
Jul 16, 1993
192 A.D.2d 186 (N.Y. App. Div. 1993)

Summary

In Phalen v Kane (192 A.D.2d 186 [4th Dept]), the Court ruled General Municipal Law § 205-e (1) allowed the "plaintiff * * * to plead a cause of action predicated upon the defendant's willful failure to comply with statutory law proscribing resistance to arrest."

Summary of this case from People v. Bauer

Opinion

July 16, 1993

Appeal from the Supreme Court, Onondaga County, Donald H. Miller, J.

Andre R. Sobolevsky, Syracuse, for appellant.

John M. Murphy, Jr., Syracuse (Michael Harris of counsel), for respondents.


This appeal presents two issues for this Court's consideration: (1) whether the common-law "fireman's rule" or "firefighter's rule" precludes a police officer from recovering damages for an assault and battery inflicted upon her during the performance of her duties; and (2) whether plaintiff has a cause of action for wanton or willful misconduct pursuant to General Municipal Law § 205-e.

I

We assume, for purposes of deciding this appeal, the truth of the factual allegations asserted by plaintiff in her complaint and papers submitted in opposition to the motion to dismiss.

On April 12, 1988, plaintiff, a Syracuse police officer, ticketed defendant Kane's vehicle for a parking violation. Upon discovering that 19 outstanding and unpaid traffic violations existed for that vehicle, plaintiff called for a tow truck to impound the vehicle. Defendant then appeared at the scene, and after a verbal argument with plaintiff, tried to drive his vehicle from the area. As he entered the vehicle, defendant pushed plaintiff away. Plaintiff then reached into the car in an effort to prevent defendant from inserting a key in the ignition, and defendant slammed the door on her several times. Defendant then started to drive the car while holding plaintiff's arm, forcing plaintiff to run with the car until she could break free. Defendant drove from the scene. Plaintiff, in her police vehicle, pursued and eventually pulled defendant's vehicle to the side of the street. Defendant then exited his vehicle and twice pushed plaintiff, at which point plaintiff drew her service revolver and arrested defendant.

The complaint asserts causes of action for common-law negligence, assault and battery, and for defendant's "negligent and careless acts [that] intentionally, willfully, wantonly and maliciously caused personal injury". On this appeal, plaintiff contends that Supreme Court erred in dismissing the causes of action for assault and battery and for wanton or willful misconduct.

II

Supreme Court erred by dismissing the assault and battery cause of action. "It is a long-standing common-law rule that firefighters injured while extinguishing fires generally cannot recover against the property owners or occupants whose negligence in maintaining the premises occasioned the fires" (Santangelo v State of New York, 71 N.Y.2d 393, 396; see also, Kenavan v City of New York, 70 N.Y.2d 558). The "fireman's rule" has been expanded to preclude police officers from recovering damages "for negligence in the very situations that create the occasion for their services" (Santangelo v State of New York, supra, at 397; see also, Cooper v City of New York, 81 N.Y.2d 584). In our view and consistent with the view adopted by nearly all other jurisdictions, however, the "fireman's rule" should not be expanded in New York to preclude police officers from recovering damages resulting from intentional misconduct (see, Cristiano v Marinaccio, 145 Misc.2d 791).

See, Alvarado v United States, 798 F. Supp. 84, 87 (applying Puerto Rico law); Bates v McKeon, 650 F. Supp. 476, 480-481 (applying exception for intentional torts to Connecticut law); Grable v Varela, 115 Ariz. 222, 564 P.2d 911 (Ct App); Fox v Hawkins, 594 N.E.2d 493, 498 (Ind App); Kennedy v Tri-City Comprehensive Community Mental Health Ctr., 590 N.E.2d 140, 144 (Ind App); Pottebaum v Hinds, 347 N.W.2d 642, 646 (Iowa); Flowers v Rock Cr. Terrace Ltd. Partnership, 308 Md. 432, 520 A.2d 361; Wilde v Gilland, 189 Mich. App. 553, 473 N.W.2d 718; McAtee v Guthrie, 182 Mich. App. 215, 451 N.W.2d 551, lv denied 435 Mich. 878; Rozenboom v Proper, 177 Mich. App. 49, 441 N.W.2d 11, lv denied 433 Mich. 913; Lang v Glusica, 393 N.W.2d 181 (Minn); Woodland Mut. Fire Ins. Co. v Palmi, 366 N.W.2d 125 (Minn App); Lambert v Schaefer, 839 S.W.2d 27 (Mo App); Migdal v Stamp, 132 N.H. 171, 564 A.2d 826; Mahoney v Carus Chem. Co., 102 N.J. 564, 510 A.2d 4; Berko v Freda, 93 N.J. 81, 459 A.2d 663; Ballou v Nelson, 67 Wn. App. 67, 834 P.2d 97; contra, see, Young v Sherwin-Williams Co., 569 A.2d 1173 (DC App).
California bars recovery for intentional conduct the officer reasonably should have anticipated in responding to duty (see, Lenthall v Maxwell, 138 Cal.App.3d 716, 188 Cal.Rptr. 260, 30 ALR4th 73), but permits recovery where the intentional act occurs after the defendant is aware of the presence of the officer (see, Gibb v Stetson, 199 Cal.App.3d 1008, 1014-1015, 245 Cal.Rptr. 283, 286).

In Cooper v City of New York (supra) the Court of Appeals declined to recognize an exception to the "firefighter's rule" for negligent acts that are separate and apart from the act that occasioned the need for the officer. The Court observed that "the determinative factor is whether the injury sustained is related to the particular dangers which police officers are expected to assume as part of their duties" (Cooper v City of New York, supra, at 590). "What matters is the connection between plaintiff's injury and the special hazard that plaintiff assumed as part of her police duties" (Cooper v City of New York, supra, at 591). Because the danger of an automobile collision is one of the hazards that an officer assumes as part of her duties, the Court of Appeals concluded that the "firefighter's rule" precluded recovery for injuries sustained by plaintiff while responding to an emergency call for assistance (Cooper v City of New York, supra).

Police officers also assume the risk that, in certain encounters with law violators, they may be the victims of an assault and battery. We perceive no sound basis in public policy, however, to immunize the intentional tortfeasor from civil suits brought by police officers or firefighters (see, Cristiano v Marinaccio, 145 Misc.2d 791, supra; Bates v McKeon, 650 F. Supp. 476, 481, supra; Berko v Freda, 93 N.J. 81, 459 A.2d 663, supra; cf., Krueger v City of Anaheim, 130 Cal.App.3d 166, 181 Cal.Rptr. 631; see also, Riley, The Fireman's Rule: Defining Its Scope Using the Cost-Spreading Rationale, 71 Cal L Rev 218 [1983]). Thus, the cause of action for assault and battery should be reinstated.

III

We further conclude that plaintiff should be permitted to plead a cause of action predicated upon defendant's willful failure to comply with statutory law proscribing resistance to arrest and obstruction of governmental operations.

Subsequent to the altercation between plaintiff and defendant, the Legislature enacted General Municipal Law § 205-e (L 1989, ch 346), which essentially created an exception to the "firefighter's rule" by permitting police officers to sue for injuries sustained in the performance of their duties that were caused by a property owner's failure to comply with statutes, ordinances and regulations regarding the maintenance and safety of premises (cf., Ruotolo v State of New York, 187 A.D.2d 160, lv granted 192 A.D.2d 1143; Wawrzyniak v Sherk, 170 A.D.2d 972). In 1992, however, the Legislature expressly declared that the liability imposed by that amendment "should not be limited to violations pertaining to the safe maintenance and control of premises" (L 1992, ch 474, § 1), thereby effectively broadening the scope of liability to encompass injuries resulting from "any neglect, omission, willful or culpable negligence * * * in failing to comply with the requirements of any of the statutes, ordinances, rules, orders and requirements of the federal, state, county, village, town or city governments" and their employees (General Municipal Law § 205-e; emphasis added) (see, Costantini v Benedetto, 190 A.D.2d 890 [violation of Vehicle and Traffic Law]; Ruotolo v State of New York, supra, at 166 [failure to comply with regulations and requirements for revocation of parole]). The Legislature also provided for the revival of all actions pending on or after January 1, 1987 or that would have been actionable on or after that date had the section, as amended in 1992, been in effect, provided that an action is commenced before June 30, 1993 (see, General Municipal Law § 205-e).

Plaintiff has set forth facts sufficient to support a cause of action pursuant to General Municipal Law § 205-e, as amended. Thus, the order should be modified to grant plaintiff's request for leave to amend the complaint to plead that cause of action (see, Costantini v Benedetto, supra; Ruotolo v State of New York, supra).

IV

Plaintiff has not challenged Supreme Court's dismissal of her common-law negligence cause of action, and defendants have not appealed from that portion of the order granting plaintiff permission to replead a negligence cause of action. Thus, we have not considered any issue regarding that cause of action.

Accordingly, the order should be modified by reinstating the cause of action for assault and battery and by permitting plaintiff to amend her complaint to plead a cause of action for wanton or willful misconduct pursuant to General Municipal Law § 205-e, as amended.

CALLAHAN, J.P., DOERR, BOOMER and BOEHM, JJ., concur.

Order unanimously modified, on the law, and as modified, affirmed, with costs to plaintiff in accordance with the opinion by BALIO, J.


Summaries of

Phalen v. Kane

Appellate Division of the Supreme Court of New York, Fourth Department
Jul 16, 1993
192 A.D.2d 186 (N.Y. App. Div. 1993)

In Phalen v Kane (192 A.D.2d 186 [4th Dept]), the Court ruled General Municipal Law § 205-e (1) allowed the "plaintiff * * * to plead a cause of action predicated upon the defendant's willful failure to comply with statutory law proscribing resistance to arrest."

Summary of this case from People v. Bauer
Case details for

Phalen v. Kane

Case Details

Full title:LISA J. PHALEN, Appellant, v. THOMAS H. KANE et al., Respondents

Court:Appellate Division of the Supreme Court of New York, Fourth Department

Date published: Jul 16, 1993

Citations

192 A.D.2d 186 (N.Y. App. Div. 1993)
600 N.Y.S.2d 988

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