Summary
In Boles, this Court held that it was not error for a trial court to refuse to instruct on assault with intent to commit great bodily harm less than murder as a lesser included offense of second-degree murder where there was evidence that the deceased died as a result of traumatic injury and that the defendant inflicted it.
Summary of this case from People v. BaileyOpinion
Docket No. 63736.
Decided August 2, 1983.
Frank J. Kelley, Attorney General, Louis J. Caruso, Solicitor General, William L. Cahalan, Prosecuting Attorney, Edward Reilly Wilson, Deputy Chief, Civil and Appeals, and Don W. Atkins, Assistant Prosecuting Attorney, for the people.
Melissa Z. El, for defendant.
Before: CYNAR, P.J., and J.H. GILLIS and WAHLS, JJ.
Defendant was convicted by a jury of manslaughter, MCL 750.321; MSA 28.553. He was sentenced to 10 to 15 years imprisonment and appeals as of right.
This prosecution arose from the fatal stabbing of Marvin Davis, which occurred during the evening hours of August 5, 1981, in an alley adjacent to 6919 Frederick in Detroit, Michigan. Tanitha Pierce, defendant's girlfriend and the mother of his child, became embroiled in an argument with her mother, Emma White, concerning the quality of care rendered by Tanitha's babysitter. The deceased, who was Emma White's boyfriend, intervened in the argument which touched off a confrontation between defendant and the deceased.
Nine-year-old Hershell Howell was on the back porch of his home when he heard the argument between defendant and Marvin Davis. According to Hershell, defendant said: "I'm tired of you, Marvin", and started stabbing him. Another man present with defendant knocked Marvin Davis down. Davis fell but struggled to stand up and run. Defendant stabbed Davis several more times, whereupon he fell a second time. Barbara Davis saw a part of the confrontation, though it appeared to her that the two men were beating Davis with their fists.
The medical examiner found three stab wounds closely grouped in the deceased's upper chest and one in the right front portion of his abdomen. He also discovered seven distinct stab wounds of lesser significance on the deceased's legs, right arm, and hands.
The theory of the defense, as reflected in opening statement, was that defendant stabbed Davis in self-defense. Defendant testified that Davis had rushed him and seized him by the throat and that he had retreated but that Davis reached for a knife. Defendant further testified that, believing his life to be in danger, he went for his own knife and lashed out at his attacker. Defendant could not explain how Davis had been stabbed so many times.
Defendant raises four issues on appeal, which we discuss in the order raised.
Defendant first claims that the trial court erred in allowing the testimony of an unendorsed prosecution witness to rebut the testimony of witnesses she had listened to in violation of a sequestration order. Part of the defense strategy had been to elicit testimony from res gestae witnesses concerning the deceased's reputation in the community as a violent person. Defense counsel was broadly permitted to inquire into specific instances of the deceased's conduct pursuant to MRE 405(b). Under the authority of this rule, both Tanitha and Emma White testified that they had heard that the deceased had stabbed his former wife, Ernestine Davis, causing her to lose her baby. When the prosecutor objected on hearsay grounds, the court advanced what appeared to be a simple solution: "Why don't you call his wife and ask her?"
Defendant objected, initially because Ernestine Davis had not been endorsed as a witness and later because Davis had been present in the courtroom despite the issuance of a blanket sequestration order. This objection being overruled, Ernestine Davis stated that, while her husband did stab her, she was not pregnant at the time.
Defendant's brief on appeal suggests that any testimony taken in contravention of a sequestration order constitutes reversible error, at least where defendant has been prejudiced by the admission of this testimony. This is in fact not the case. Whether to exclude a witness who has violated a sequestration order is within the trial judge's discretion. People v Adams, 122 Mich. App. 759; 333 N.W.2d 538 (1983); People v Cyr, 113 Mich. App. 213, 231; 317 N.W.2d 857 (1982), lv den 414 Mich. 888 (1982); People v Boose, 109 Mich. App. 455; 311 N.W.2d 390 (1981). We find no evidence of abuse of discretion for several reasons. Initially, there was no attempt on the part of either the witness or the prosecution to openly defy the sequestration order. As defendant admits on appeal, the witness had not been endorsed on the information. Certainly this was not a witness that the prosecution anticipated calling, and her testimony was introduced only to rebut testimony concerning a specific prior act of the deceased elicited by defense counsel's cross-examination. Secondly, the testimony contradicted by Ernestine Davis should not have been introduced into evidence in the first place.
MRE 404(a)(2) provides that evidence of a pertinent trait of character of the victim of a crime may be offered by an accused. This is consistent with prior Michigan law to the extent that it permits an accused claiming self-defense in a homicide case to offer proof that the alleged victim had a reputation as a violent person. People v Stallworth, 364 Mich. 528; 111 N.W.2d 742 (1961). Additionally, MRE 405(b) provides that, in cases in which the character or a trait of character of a person is an essential element of a charge, claim, or defense, proof may also be made of specific instances of his conduct. Michigan courts have, however, recognized that such specific instances of conduct must have been known to the defendant. In People v Perez, 66 Mich. App. 685, 693; 239 N.W.2d 432 (1976), lv den 397 Mich. 824 (1976), the defendant argued that the trial court had improperly excluded testimony that one of the complainants was involved in a knife fight the day before the charged incident. This Court noted that, unless the defendant could show that he knew of that incident or that it was directly connected with the homicide, the evidence should be excluded. See also People v Kerley, 95 Mich. App. 74, 79; 289 N.W.2d 883 (1980), lv den 411 Mich. 868 (1981); People v Knott, 59 Mich. App. 105; 228 N.W.2d 838 (1975). Testimony from persons other than defendant concerning specific violent acts committed by the deceased was, therefore, objectionable absent some showing that defendant also knew of the incidents. This showing was not made.
Defendant's contention that his theory of self-defense was prejudiced by admission of the evidence is not persuasive. The record contains considerable testimony concerning the reputation of the deceased as a violent person, and Ernestine Davis admitted that the deceased had stabbed her with a knife. Even the prosecutor, in closing argument, conceded that the deceased had pulled knives on people and that the deceased had stabbed both Emma White and Ernestine Davis. Finally, the trial court brought to the jury's attention the fact that Ernestine Davis had been present in the courtroom during prior testimony. The jury was free to use that piece of information in assessing Ernestine Davis's credibility.
Defendant next asserts that he was denied effective assistance of counsel, principally because his trial counsel acknowledged on the record that he had a hearing impairment.
Claims that a criminal defendant was denied effective assistance of counsel due to a hearing defect are not common, and neither party on appeal has provided any direct authoritative guidance on this issue. See 74 ALR2d 1390, 1420-1423, superseded by 2 ALR4th 27, 203-210. Our research has not revealed a case in which a trial counsel's hearing impairment alone sufficed to constitute ineffective assistance of counsel. In United States ex rel Castleberry v Sielaff, 446 F. Supp. 451 (ND Ill, 1978), the defendant's appointed counsel was 72 years old and in poor health. Counsel suffered from impaired vision, and his hearing was severely impaired as evidenced by numerous instances during the trial where he asserted his inability to hear the testimony of the witnesses and the closing argument of the assistant prosecutor. However, the record contained numerous other indicia of ineffective assistance. Counsel had entered the case on the day of trial, had offered no pretrial motions or requests, was ignorant of the granting of a severance motion made by his predecessor, openly acknowledged little if any experience in criminal defense work, and made irrelevant and foolish comments during his opening statement and closing argument. In finding that the defendant had been denied effective assistance of counsel, the Sielaff court did not single out any of the above factors as dispositive of the case. Sielaff, supra, p 454. In this respect, the case resembles that of United States v Rogers, 471 F. Supp. 847 (ED NY, 1979), in which, aside from an obvious hearing impairment, counsel failed to pursue discovery, failed to move for a bill of particulars, exhibited a general lack of preparation for trial, and failed to abide by rulings of the trial court.
One case in which an ineffective assistance of counsel claim was based entirely on a claim that counsel could not hear properly is People v Bell, 95 Ill. App.3d 803; 420 N.E.2d 497 (1981). There the court determined that there was no evidence that counsel's very slight loss of hearing prevented him from effectively representing defendant. Alternatively, the court determined that any possible problem had been cured when the trial judge appointed public defenders to sit with defense counsel during trial. 95 Ill. App.3d 805. The Bell court's analysis is, however, cursory; more helpful is the discussion of the court in State v Richards, 294 N.C. 474; 242 S.E.2d 844 (1978). In that case a criminal defendant claimed ineffective assistance of counsel when his trial attorney lost 90% of the hearing in his left ear during the course of trial. Lamenting the dearth of authority on this issue, the Richards court settled on the following analytical approach to the problem:
"We think, however, and the cases seem to reflect, that the question does not turn on the physical incapacity of counsel as such, since this may or may not deprive a defendant of effective representation. Rather, it is necessary to examine counsel's specific acts or omissions which the defendant alleges constitute a denial of effective assistance. The reviewing court must approach such questions ad hoc and in each case view the circumstances as a whole. State v Sneed, supra, 284 N.C. 606; 201 S.E.2d 867 (1974). We also recognize that the trial judge, who actually sees the lawyer's behavior, is better able than an appellate court to evaluate the overall effectiveness of representation." Richards, supra, 294 N.C. 498.
The defendant's principal contention in Richards was that her attorney's hearing loss prevented him from raising objections to the admission of certain inadmissible evidence and from undertaking proper cross-examination of certain prosecution witnesses, claims roughly parallel to those advanced in the instant case. An examination of the record convinced the court in Richards, supra, that the defendant did not have ineffective representation as a result of counsel's disability. Richards, supra, 294 N.C. 502. Although counsel had indeed failed to object to the admission of certain evidence that could have been excluded, the court determined that his failure to object had been attributable to trial tactics. Moreover, the record was "replete with objections, motions to strike, and other instances of [defense counsel's] vigorous efforts". Richards, supra, 294 N.C. 501.
Here too this Court should analyze the issue with reference to counsel's performance on the record, not merely because this form of analysis was employed by the Richards court, but because defendant's failure to move below for a new trial or an evidentiary hearing on the issue of ineffective assistance by necessity restricts this Court's review to the trial record. See People v Johnson, 124 Mich. App. 80; 333 N.W.2d 585 (1983).
As did the Richards court, we find counsel's performance at trial to have been quite adequate. Counsel participated in a thorough jury voir dire, engaged in complete cross-examination of res gestae witnesses, and presented a lengthy and comprehensive closing argument. He vigorously asserted the only defense which in our view could possibly have resisted the people's proofs — self-defense. Counsel successfully elicited testimony concerning the deceased's propensity for violence and exploited this evidence in closing argument. He also effectively prevented the prosecutor from impeaching defendant by evidence of previous offenses.
We reject defendant's contention that counsel made outcome-determinative mistakes. The brevity of counsel's cross-examination of the medical examiner clearly appears to have been a product of trial strategy, upon which this Court will not substitute its judgment. People v Burns, 118 Mich. App. 242, 247; 324 N.W.2d 589 (1982); People v Lotter, 103 Mich. App. 386, 390; 302 N.W.2d 879 (1981), lv den 412 Mich. 852 (1981). The record is simply inadequate to support defendant's assertion that counsel failed to hear part of witness Cheryl Howell's testimony or that a more concerted reliance on that testimony would have changed the jury's verdict.
Defendant's third claim of error is more disturbing. In closing argument, the prosecutor made a thinly disguised appeal to the jury's sense of civic duty. We have repeatedly warned prosecutors that they may not tempt the jury to convict based upon a sense of civic duty, People v Phillips, 112 Mich. App. 98, 113-114; 315 N.W.2d 868 (1982), lv gtd 414 Mich. 866 (1982); People v Wright (On Remand), 99 Mich. App. 801, 808-811; 298 N.W.2d 857 (1980), lv den 410 Mich. 854 (1980), or otherwise suggest to the jury that they decide the case on other than the evidence itself. People v Bairefoot, 117 Mich. App. 225, 231-232; 323 N.W.2d 302 (1982); People v Farrar, 36 Mich. App. 294; 193 N.W.2d 363 (1971). A prosecutor who ignores this mandate risks reversal. See, e.g., People v Wright, supra; People v Gloria Williams, 65 Mich. App. 753, 756; 238 N.W.2d 186 (1975). This prosecutor's remarks were not inadvertent nor were they induced by the "heat of argument", hence this is a close case.
We decline, however, to reverse defendant's conviction. Initially, we find the evidence supporting guilt overwhelming. Defendant admitted killing Marvin Davis, and ample evidence was presented that the homicide was neither justifiable nor excusable. Additionally, although defense counsel objected to the prosecutor's argument, he did not do so on the grounds that the prosecutor was suggesting collateral reasons for conviction. Failure to correctly state the proper grounds for objection limits appellate review. People v Worrell, 111 Mich. App. 27, 38-39; 314 N.W.2d 516 (1981), lv gtd 417 Mich. 888 (1983). Under the circumstances alluded to above, reversal is not appropriate. People v Jackson, 119 Mich. App. 138, 140; 326 N.W.2d 392 (1982); People v Eaton, 114 Mich. App. 330, 334-335; 319 N.W.2d 344 (1982); People v Avery, 114 Mich. App. 159, 168-170; 318 N.W.2d 685 (1982).
Defendant's final claim of error, that the court should have instructed the jury on the lesser-included offense of assault with intent to commit great bodily harm less than murder, is devoid of merit.
Defendant was charged with second-degree murder. Second-degree murder is the unjustified and unexcused killing of a human being with malice. While the actual intent to kill is not an essential element of the offense, the prosecution must establish that defendant created and disregarded a very high risk of death at the time of his assaultive activities. People v Jones, 115 Mich. App. 543, 554-555; 321 N.W.2d 723 (1982). The elements of assault with intent to commit great bodily harm include an attempt or offer with force or violence, to do corporal harm to another coupled with an intent to do great bodily harm less than murder. MCL 750.84; MSA 28.279; People v Leach, 114 Mich. App. 732, 735; 319 N.W.2d 652 (1982); People v Cronk, 9 Mich. App. 606; 157 N.W.2d 802 (1968); 2 Gillespie, Michigan Criminal Law Procedure (2d ed), § 1038, p 977. Assault with intent to commit great bodily harm less than murder is a cognate lesser included offense of second-degree murder. See People v Fountain, 392 Mich. 395; 221 N.W.2d 375 (1974).
Prior to closing arguments, defendant requested an instruction on assault with intent to commit great bodily harm less than murder. The trial judge declined to give such an instruction, finding there was no evidence to support a verdict on this charge. Defendant on appeal correctly asserts that a criminal defendant is entitled, upon request, to instruction on a lesser-included offense if supported by the evidence. See People v Ora Jones, 395 Mich. 379; 236 N.W.2d 461 (1975). In this case, the requested instruction was inconsistent both with record evidence and with defendant's self-defense claim. The defense theory conceded that defendant had killed the deceased with a knife. It is not error for a trial judge to refuse to instruct on assault with intent to commit great bodily harm as a lesser-included offense of second-degree murder where there is evidence that the deceased died as a result of traumatic injury and that defendant inflicted it. People v Bullis, 40 Mich. App. 246; 198 N.W.2d 441 (1972), lv den 388 Mich. 761 (1972). Although there was evidence that a man named Terry knocked the deceased down at one point during the altercation, defendant conceded having inflicted the stab wounds. Additionally, the manner in which the deceased was killed is far more suggestive of malice than of the specific intent to commit great bodily harm less than murder. The physical evidence alone, as attested to by the examining pathologist, indicated that deceased had been stabbed ten times, with three of the wounds in the chest and one in the abdomen. Malice may properly be inferred from conduct the natural tendency of which is to cause death. People v Morrin, 31 Mich. App. 301; 187 N.W.2d 434 (1971); 2 Gillespie, Michigan Criminal Law Procedure (2d ed), § 1032, p 969. Certainly this was such conduct.
Finally, the requested charge was inconsistent with the defense of self-defense, as, had the jury been persuaded of the propriety of that defense, the homicide would have been justifiable and would not have constituted criminal conduct of any sort. Under the circumstances of this case, therefore, the trial court correctly denied the requested charge.
Affirmed.