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People v. Alvarez

Appellate Division of the Supreme Court of New York, First Department
Jan 10, 1995
211 A.D.2d 425 (N.Y. App. Div. 1995)

Opinion

January 10, 1995

Appeal from the Supreme Court, Bronx County (Dominic Massaro, J.).


The trial court's issuance of a proper Allen charge, after its questionable supplemental instruction to the jury to "accommodate" inconsistencies, alleviated any prejudice that may have been caused by that prior instruction. Defendant's claim that the court gave an improper adverse inference charge is not preserved for appellate review as a matter of law (People v Nunez, 182 A.D.2d 527, lv denied 80 N.Y.2d 836), and we decline to review it in the interest of justice since, to the extent the charge may have implied that defendant's decision not to testify was a trial strategy, the error if any, when viewed in the context of the entire charge was harmless. Contrary to defendant's claim, the charge did not unambiguously convey that the defendant should have testified (see, People v. Autry, 75 N.Y.2d 836, 839).

Defendant's final claim that the arresting officer bolstered the undercover officer's identification testimony is also not preserved as a matter of law, and, in any event without merit. In the context of buy-and-bust operations, neither police testimony as to a confirmatory drive-by identification (People v. Rosado, 191 A.D.2d 262, 263, lv denied 81 N.Y.2d 1019), nor an undercover's description of the seller given to an arresting officer (People v. Sarmiento, 168 A.D.2d 328, 329, affd 77 N.Y.2d 976) constitutes bolstering.

Concur — Wallach, Kupferman and Asch, JJ.


I would reverse the judgment and remand the matter for a new trial.

The defendant put forth a mistaken identity defense, based upon inconsistencies in the descriptions provided by the officers, and emphasizing that the pre-recorded "buy" money was not recovered, although he was arrested almost immediately after the alleged sale.

On June 16, 1992, at approximately 11:10 A.M., the jury began deliberations. At about 9:20 P.M., they sent out a note stating that they could not agree and would like to be dismissed. In response, the court instructed the jury, in pertinent part, as follows: "The jury * * * must deliberate, yes, but in the course of that deliberation they must accommodate some inconsistencies, perhaps, that appear on the surface by what one or another juror may be urging, as you know you must, conflicting testimony as well as conflicting ideas that are cast about in the jury room". Defense counsel objected to this portion of the court's supplemental charge, and moved for a mistrial, or an immediate curative instruction. The court denied the motion, no curative instructions were given, and at 10:45 P.M. the court adjourned for the night and the jury was ordered sequestered. At about 11:30 A.M. the next day, the court admonished the jurors to attempt to resolve inconsistencies only if they were "honestly able to do so". The court never told the jury that it was correcting its earlier inappropriate charge, nor in any way referred to the significant conflict between the first and second Allen charges. Defense counsel renewed his motion for a mistrial, which was denied. At about 2 o'clock that afternoon, the jury returned a verdict, convicting the defendant as indicated.

The court's instruction to the jury to "accommodate" inconsistencies was coercive, and unbalanced, diminishing the principle that jurors come to their own judgment and not merely acquiesce in the conclusions of others (Allen v. United States, 164 U.S. 492, 501; People v. Rodriguez, 141 A.D.2d 382, 385-386; People v. Ali, 65 A.D.2d 513, 514, affd 47 N.Y.2d 920; People v Karamanites, 104 A.D.2d 899, 901). Because the defense was based upon inconsistencies and conflicting testimony of the prosecution's witnesses, the supplemental charge was particularly inappropriate. Such error cannot be deemed harmless because the jury's deadlocked state indicates that defendant's guilt was hardly overwhelming (see, People v. Crimmins, 36 N.Y.2d 230, 241-242; People v. Williams, 133 A.D.2d 717, 720).

Also troubling was the trial court's adverse inference charge, which stated that the defendant "chose, on the advice of counsel, not to testify". The defendant's objection to this language was, as the majority note, not preserved for appellate review as a matter of law. However, were the issue preserved, I would find that it erroneously emphasized that the defendant's choice was a tactical decision, made by the defendant's lawyer, rather than the exercise of a constitutional right. As such it was improper (see, People v. Gale, 138 A.D.2d 401, 402-403).


Summaries of

People v. Alvarez

Appellate Division of the Supreme Court of New York, First Department
Jan 10, 1995
211 A.D.2d 425 (N.Y. App. Div. 1995)
Case details for

People v. Alvarez

Case Details

Full title:THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. JOSE ALVAREZ, Appellant

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: Jan 10, 1995

Citations

211 A.D.2d 425 (N.Y. App. Div. 1995)
620 N.Y.S.2d 381

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