From Casetext: Smarter Legal Research

Pac. W. Sec., Inc. v. George

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
Nov 22, 2016
No. 14-15628 (9th Cir. Nov. 22, 2016)

Opinion

No. 14-15628

11-22-2016

PACIFIC WEST SECURITIES, INC.; et al., Plaintiffs-Appellees, v. JOANNA GEORGE; RANDY GEORGE, Defendants-Appellants.


NOT FOR PUBLICATION

D.C. No. 3:13-cv-04260-JSC MEMORANDUM Appeal from the United States District Court for the Northern District of California
Jacqueline Scott Corley, Magistrate Judge, Presiding Before: LEAVY, BERZON, and MURGUIA, Circuit Judges.

This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3.

The parties consented to proceed before a magistrate judge. See 28 U.S.C. § 636(c).

Joanna George and Randy George appeal pro se from the district court's judgment denying their motion to vacate an arbitration award entered against them and granting plaintiffs' motion to confirm the arbitration award. We review de novo the district court's decision to confirm an arbitration award and deny a motion to vacate the award. Woods v. Saturn Distrib. Corp., 78 F.3d 424, 427 (9th Cir. 1996). We affirm.

The district court properly denied Georges's motion to vacate the arbitration award. First, Georges failed to show evident partiality on account of either non-disclosure or actual bias as to one of the arbitrators. See 9 U.S.C § 10(a)(2) (providing basis for vacatur due to evident partiality of arbitrators); Lagstein v. Certain Underwriters at Lloyd's, London, 607 F.3d 634, 645-46 (9th Cir. 2010) (explaining bases for showing evident partiality); Woods, 78 F.3d at 427 (the "party alleging evident partiality [in actual bias cases] must establish specific facts which indicate improper motives" (alteration in original; citation and internal quotation marks omitted)); see also New Regency Prods., Inc. v. Nippon Herald Films, Inc., 501 F.3d 1101, 1110 (9th Cir. 2007) ("[C]ourts have rejected claims of evident partiality based on long past, attenuated, or insubstantial connections between a party and an arbitrator." (internal citation omitted)).

Second, Georges failed to show the arbitrators were "guilty" of prejudicial misconduct or misbehavior. 9 U.S.C. § 10(a)(3) (providing basis for vacatur due to arbitrator misconduct or misbehavior); see U.S. Life Ins. v. Superior Nat. Ins. Co., 591 F.3d 1167, 1175 (9th Cir. 2010) (concluding that "[a]rbitrators enjoy wide discretion to require the exchange of evidence, and to admit or exclude evidence, how and when they see fit" and that the movant for vacatur had a fundamentally fair hearing where "[i]t had notice, it had the opportunity to be heard and to present relevant and material evidence, and the decisionmakers were not infected with bias" (citation and internal quotation marks omitted)).

AFFIRMED.


Summaries of

Pac. W. Sec., Inc. v. George

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
Nov 22, 2016
No. 14-15628 (9th Cir. Nov. 22, 2016)
Case details for

Pac. W. Sec., Inc. v. George

Case Details

Full title:PACIFIC WEST SECURITIES, INC.; et al., Plaintiffs-Appellees, v. JOANNA…

Court:UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

Date published: Nov 22, 2016

Citations

No. 14-15628 (9th Cir. Nov. 22, 2016)

Citing Cases

Riley v. QuantumScape Corp.

This case thus does not fit within any of the paradigmatic examples of nondisclosure cases, such as where…

Paynter v. UBS Fin. Servs.

When a party alleges evident partiality under a theory of actual bias, as Plaintiff does here, he “must…