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Morgenthau v. Young

Appellate Division of the Supreme Court of New York, First Department
May 10, 1994
204 A.D.2d 118 (N.Y. App. Div. 1994)

Opinion

May 10, 1994

Appeal from the Supreme Court, New York County (Leland DeGrasse, J.).


Preliminarily, we agree with the District Attorney that he has standing to move to quash subpoenas that would have an impact on the underlying criminal case (see, Matter of Morgenthau v Cooke, 56 N.Y.2d 24, 30), that the order denying such motion is appealable (Matter of Cunningham v. Nadjari, 39 N.Y.2d 314, 317), and that by merely stipulating to adjourn the hearing he made no concessions concerning what type of hearing would be held or which witnesses would be called.

In order to invoke the provisional remedy of attachment under the asset forfeiture statute, the District Attorney, as "claiming authority", was required to demonstrate, inter alia, "a substantial probability that [it] will prevail on the issue of forfeiture" (CPLR 1312 [a]). The District Attorney contends that the IAS Court improperly granted an evidentiary hearing on that subject, but the issue is not reviewable because of the District Attorney's failure to appeal from the appealable order of reference to hear and report (General Elec. Co. v. Rabin, 177 A.D.2d 354, 356-357), which implicitly directed an evidentiary proceeding comparable to a nonjury trial (see, CPLR 4320 [a]). In any event, the IAS Court had the discretion to order an evidentiary hearing (see, Kuriansky v. Bed-Stuy Health Care Corp., 135 A.D.2d 160, 170-171, affd 73 N.Y.2d 875), and properly exercised it, since the mere summaries of defendants' conversations making up the District Attorney's written submissions are susceptible to differing interpretations and show less than a substantial probability that the underlying banking transaction was criminal in nature. This apparent factual dispute also made it a proper exercise of discretion to permit defendants to subpoena the other participants in these conversations, who will be the main prosecution witnesses in the underlying criminal case. The policy considerations that normally weigh against the use of compulsory process to obtain wide-ranging disclosure in a criminal case (see, People v. Chipp, 75 N.Y.2d 327, 337-338) are outweighed in this civil proceeding by the need to show a substantial probability of convictions, attributable to the District Attorney's persistence in seeking the attachment.

Concur — Murphy, P.J., Carro, Asch, Nardelli and Williams, JJ.


Summaries of

Morgenthau v. Young

Appellate Division of the Supreme Court of New York, First Department
May 10, 1994
204 A.D.2d 118 (N.Y. App. Div. 1994)
Case details for

Morgenthau v. Young

Case Details

Full title:ROBERT M. MORGENTHAU, as District Attorney of New York County, Appellant…

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: May 10, 1994

Citations

204 A.D.2d 118 (N.Y. App. Div. 1994)
611 N.Y.S.2d 855

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